Form 8.3 - NortonLifeLock Inc.

RNS Number : 8898V

Barclays PLC

12 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				11 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,287,959	0.23%	1,335,274	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,775,673	0.31%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			3,136,832	0.55%	5,242,396	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		14		24.1471  USD
USD 0.01 common		Purchase		26		24.2161  USD
USD 0.01 common		Purchase		50		24.2104  USD
USD 0.01 common		Purchase		59		24.1800  USD
USD 0.01 common		Purchase		62		24.2141  USD
USD 0.01 common		Purchase		64		24.1750  USD
USD 0.01 common		Purchase		66		24.1984  USD
USD 0.01 common		Purchase		80		24.2077  USD
USD 0.01 common		Purchase		92		24.1035  USD
USD 0.01 common		Purchase		100		24.1160  USD
USD 0.01 common		Purchase		100		24.1200  USD
USD 0.01 common		Purchase		100		24.3300  USD
USD 0.01 common		Purchase		106		24.1694  USD
USD 0.01 common		Purchase		140		24.0890  USD
USD 0.01 common		Purchase		176		24.1900  USD
USD 0.01 common		Purchase		242		24.1269  USD
USD 0.01 common		Purchase		300		24.2250  USD
USD 0.01 common		Purchase		492		24.3289  USD
USD 0.01 common		Purchase		500		24.1520  USD
USD 0.01 common		Purchase		697		24.1121  USD
USD 0.01 common		Purchase		700		24.1350  USD
USD 0.01 common		Purchase		1,000		24.1351  USD
USD 0.01 common		Purchase		1,219		24.2014  USD
USD 0.01 common		Purchase		1,424		24.0792  USD
USD 0.01 common		Purchase		1,500		24.1453  USD
USD 0.01 common		Purchase		1,534		24.0995  USD
USD 0.01 common		Purchase		1,600		24.0700  USD
USD 0.01 common		Purchase		1,672		24.1500  USD
USD 0.01 common		Purchase		1,681		24.1074  USD
USD 0.01 common		Purchase		1,836		24.1219  USD
USD 0.01 common		Purchase		1,996		24.1377  USD
USD 0.01 common		Purchase		1,998		24.1801  USD
USD 0.01 common		Purchase		1,999		24.1344  USD
USD 0.01 common		Purchase		2,439		24.1557  USD
USD 0.01 common		Purchase		3,326		24.1916  USD
USD 0.01 common		Purchase		3,894		24.0958  USD
USD 0.01 common		Purchase		4,459		24.1018  USD
USD 0.01 common		Purchase		5,354		24.0503  USD
USD 0.01 common		Purchase		5,516		24.2058  USD
USD 0.01 common		Purchase		7,079		24.2054  USD
USD 0.01 common		Purchase		8,618		24.1690  USD
USD 0.01 common		Purchase		9,991		24.1287  USD
USD 0.01 common		Purchase		10,329		24.0837  USD
USD 0.01 common		Purchase		11,530		24.1062  USD
USD 0.01 common		Purchase		17,612		24.0819  USD
USD 0.01 common		Purchase		19,498		24.0859  USD
USD 0.01 common		Purchase		20,496		24.1000  USD
USD 0.01 common		Purchase		20,684		24.1069  USD
USD 0.01 common		Purchase		20,889		24.1537  USD
USD 0.01 common		Purchase		25,805		24.0531  USD
USD 0.01 common		Purchase		26,793		24.1402  USD
USD 0.01 common		Purchase		55,231		24.0500  USD
USD 0.01 common		Purchase		83,256		24.0988  USD
USD 0.01 common		Purchase		154,018		24.2007  USD
USD 0.01 common		Sale		1		24.2200  USD
USD 0.01 common		Sale		5		24.2900  USD
USD 0.01 common		Sale		35		24.0554  USD
USD 0.01 common		Sale		99		24.2878  USD
USD 0.01 common		Sale		100		24.0550  USD
USD 0.01 common		Sale		152		24.3300  USD
USD 0.01 common		Sale		182		24.0565  USD
USD 0.01 common		Sale		448		24.1700  USD
USD 0.01 common		Sale		1,600		24.0700  USD
USD 0.01 common		Sale		2,300		24.2467  USD
USD 0.01 common		Sale		2,589		24.1124  USD
USD 0.01 common		Sale		3,863		24.0352  USD
USD 0.01 common		Sale		4,088		24.1438  USD
USD 0.01 common		Sale		5,966		24.1188  USD
USD 0.01 common		Sale		6,243		24.0602  USD
USD 0.01 common		Sale		8,902		24.1105  USD
USD 0.01 common		Sale		10,867		24.1649  USD
USD 0.01 common		Sale		18,840		24.0932  USD
USD 0.01 common		Sale		25,357		24.0510  USD
USD 0.01 common		Sale		60,932		24.0500  USD
USD 0.01 common		Sale		150,000		24.0992  USD
USD 0.01 common		Sale		234,821		24.1852  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				12 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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