Form 8.3 - NortonLifeLock Inc.

RNS Number : 0465W

Barclays PLC

15 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				12 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,284,196	0.22%	1,337,236	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,534,373	0.27%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,891,769	0.51%	5,244,358	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		10		24.0720  USD
USD 0.01 common		Purchase		14		23.9100  USD
USD 0.01 common		Purchase		21		24.0533  USD
USD 0.01 common		Purchase		26		24.2400  USD
USD 0.01 common		Purchase		28		23.8900  USD
USD 0.01 common		Purchase		40		24.1265  USD
USD 0.01 common		Purchase		78		24.1100  USD
USD 0.01 common		Purchase		78		24.1350  USD
USD 0.01 common		Purchase		100		24.1514  USD
USD 0.01 common		Purchase		101		24.0984  USD
USD 0.01 common		Purchase		110		24.1387  USD
USD 0.01 common		Purchase		117		24.1433  USD
USD 0.01 common		Purchase		139		24.1975  USD
USD 0.01 common		Purchase		139		24.1500  USD
USD 0.01 common		Purchase		139		24.1887  USD
USD 0.01 common		Purchase		150		24.1836  USD
USD 0.01 common		Purchase		157		24.1435  USD
USD 0.01 common		Purchase		162		24.1600  USD
USD 0.01 common		Purchase		194		24.1733  USD
USD 0.01 common		Purchase		278		24.1903  USD
USD 0.01 common		Purchase		400		23.9575  USD
USD 0.01 common		Purchase		465		24.0634  USD
USD 0.01 common		Purchase		597		23.9070  USD
USD 0.01 common		Purchase		681		24.1300  USD
USD 0.01 common		Purchase		709		24.1178  USD
USD 0.01 common		Purchase		735		24.0152  USD
USD 0.01 common		Purchase		1,160		23.9941  USD
USD 0.01 common		Purchase		1,400		23.8650  USD
USD 0.01 common		Purchase		1,744		24.0585  USD
USD 0.01 common		Purchase		1,800		24.2200  USD
USD 0.01 common		Purchase		1,809		23.8693  USD
USD 0.01 common		Purchase		1,827		24.1852  USD
USD 0.01 common		Purchase		2,000		24.0470  USD
USD 0.01 common		Purchase		2,220		24.0074  USD
USD 0.01 common		Purchase		2,342		23.9393  USD
USD 0.01 common		Purchase		2,591		24.0856  USD
USD 0.01 common		Purchase		3,051		24.0768  USD
USD 0.01 common		Purchase		3,072		24.1900  USD
USD 0.01 common		Purchase		3,196		24.0790  USD
USD 0.01 common		Purchase		3,226		24.0436  USD
USD 0.01 common		Purchase		3,693		24.0780  USD
USD 0.01 common		Purchase		3,822		23.8680  USD
USD 0.01 common		Purchase		3,980		24.0845  USD
USD 0.01 common		Purchase		3,993		24.0421  USD
USD 0.01 common		Purchase		4,246		23.9817  USD
USD 0.01 common		Purchase		4,293		23.8697  USD
USD 0.01 common		Purchase		5,118		24.0946  USD
USD 0.01 common		Purchase		5,984		23.9369  USD
USD 0.01 common		Purchase		7,607		23.9753  USD
USD 0.01 common		Purchase		8,103		23.9641  USD
USD 0.01 common		Purchase		8,575		24.0928  USD
USD 0.01 common		Purchase		9,400		24.0978  USD
USD 0.01 common		Purchase		10,985		24.0729  USD
USD 0.01 common		Purchase		12,804		23.9532  USD
USD 0.01 common		Purchase		16,365		24.0924  USD
USD 0.01 common		Purchase		18,056		23.9741  USD
USD 0.01 common		Purchase		18,797		24.1227  USD
USD 0.01 common		Purchase		24,109		24.0874  USD
USD 0.01 common		Purchase		24,333		24.1270  USD
USD 0.01 common		Purchase		24,752		24.0211  USD
USD 0.01 common		Purchase		27,483		24.1615  USD
USD 0.01 common		Purchase		38,433		23.9860  USD
USD 0.01 common		Purchase		50,000		24.0459  USD
USD 0.01 common		Purchase		60,444		24.1803  USD
USD 0.01 common		Purchase		85,468		23.8674  USD
USD 0.01 common		Purchase		103,624		23.8700  USD
USD 0.01 common		Purchase		107,256		24.1633  USD
USD 0.01 common		Purchase		117,716		23.9931  USD
USD 0.01 common		Purchase		161,320		24.2068  USD
USD 0.01 common		Sale		3		24.1483  USD
USD 0.01 common		Sale		12		24.1400  USD
USD 0.01 common		Sale		41		23.9790  USD
USD 0.01 common		Sale		44		24.2321  USD
USD 0.01 common		Sale		96		24.1156  USD
USD 0.01 common		Sale		100		24.1500  USD
USD 0.01 common		Sale		100		24.1800  USD
USD 0.01 common		Sale		110		23.9160  USD
USD 0.01 common		Sale		154		23.9271  USD
USD 0.01 common		Sale		156		24.2100  USD
USD 0.01 common		Sale		188		23.9895  USD
USD 0.01 common		Sale		198		23.8755  USD
USD 0.01 common		Sale		230		23.8800  USD
USD 0.01 common		Sale		384		23.9198  USD
USD 0.01 common		Sale		422		23.9827  USD
USD 0.01 common		Sale		438		24.0008  USD
USD 0.01 common		Sale		446		23.8997  USD
USD 0.01 common		Sale		505		23.9951  USD
USD 0.01 common		Sale		545		24.1850  USD
USD 0.01 common		Sale		614		24.0278  USD
USD 0.01 common		Sale		646		24.1370  USD
USD 0.01 common		Sale		890		24.2606  USD
USD 0.01 common		Sale		898		24.0502  USD
USD 0.01 common		Sale		910		23.9140  USD
USD 0.01 common		Sale		937		23.9031  USD
USD 0.01 common		Sale		1,000		24.1380  USD
USD 0.01 common		Sale		1,294		23.9154  USD
USD 0.01 common		Sale		1,500		24.1735  USD
USD 0.01 common		Sale		1,602		24.0857  USD
USD 0.01 common		Sale		1,730		24.0197  USD
USD 0.01 common		Sale		1,894		24.2200  USD
USD 0.01 common		Sale		1,906		23.9579  USD
USD 0.01 common		Sale		2,063		23.9902  USD
USD 0.01 common		Sale		2,136		24.1847  USD
USD 0.01 common		Sale		2,517		23.9872  USD
USD 0.01 common		Sale		2,722		23.8672  USD
USD 0.01 common		Sale		2,755		24.0318  USD
USD 0.01 common		Sale		3,158		24.2157  USD
USD 0.01 common		Sale		3,173		24.1103  USD
USD 0.01 common		Sale		3,242		24.1874  USD
USD 0.01 common		Sale		3,770		24.0624  USD
USD 0.01 common		Sale		3,805		24.0447  USD
USD 0.01 common		Sale		4,070		24.0480  USD
USD 0.01 common		Sale		4,254		24.0184  USD
USD 0.01 common		Sale		4,500		24.0987  USD
USD 0.01 common		Sale		5,100		24.0562  USD
USD 0.01 common		Sale		5,190		24.0637  USD
USD 0.01 common		Sale		5,443		24.1196  USD
USD 0.01 common		Sale		7,139		24.0913  USD
USD 0.01 common		Sale		9,694		24.1900  USD
USD 0.01 common		Sale		10,241		24.0656  USD
USD 0.01 common		Sale		15,999		24.1793  USD
USD 0.01 common		Sale		17,809		24.0572  USD
USD 0.01 common		Sale		23,137		24.1638  USD
USD 0.01 common		Sale		66,524		24.1756  USD
USD 0.01 common		Sale		84,164		23.9867  USD
USD 0.01 common		Sale		100,832		23.8700  USD
USD 0.01 common		Sale		101,796		24.2134  USD
USD 0.01 common		Sale		151,338		23.9928  USD
USD 0.01 common		Sale		346,355		24.0632  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

RETBKPBQKBKDAFD