Form 8.3 - NortonLifeLock Inc.

RNS Number : 2627X

Barclays PLC

25 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				24 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,279,535	0.22%	1,445,677	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			2,963,508	0.52%	5,219,899	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		3		23.2300  USD
USD 0.01 common		Purchase		6		23.2400  USD
USD 0.01 common		Purchase		22		22.8950  USD
USD 0.01 common		Purchase		28		23.1650  USD
USD 0.01 common		Purchase		56		23.1700  USD
USD 0.01 common		Purchase		56		23.1725  USD
USD 0.01 common		Purchase		100		23.2500  USD
USD 0.01 common		Purchase		204		23.1711  USD
USD 0.01 common		Purchase		300		23.2166  USD
USD 0.01 common		Purchase		406		23.1654  USD
USD 0.01 common		Purchase		498		23.2070  USD
USD 0.01 common		Purchase		500		23.1630  USD
USD 0.01 common		Purchase		528		23.1600  USD
USD 0.01 common		Purchase		805		23.1649  USD
USD 0.01 common		Purchase		1,000		23.1260  USD
USD 0.01 common		Purchase		1,112		23.1688  USD
USD 0.01 common		Purchase		1,259		23.1731  USD
USD 0.01 common		Purchase		1,449		23.1640  USD
USD 0.01 common		Purchase		1,797		23.1623  USD
USD 0.01 common		Purchase		1,974		23.1722  USD
USD 0.01 common		Purchase		2,149		23.1658  USD
USD 0.01 common		Purchase		2,166		23.1885  USD
USD 0.01 common		Purchase		2,762		23.1629  USD
USD 0.01 common		Purchase		2,943		23.1927  USD
USD 0.01 common		Purchase		3,239		23.1738  USD
USD 0.01 common		Purchase		4,015		23.1833  USD
USD 0.01 common		Purchase		4,417		23.1866  USD
USD 0.01 common		Purchase		4,927		23.1871  USD
USD 0.01 common		Purchase		12,183		23.1706  USD
USD 0.01 common		Purchase		12,858		23.1858  USD
USD 0.01 common		Purchase		15,212		23.1693  USD
USD 0.01 common		Purchase		15,962		23.1619  USD
USD 0.01 common		Purchase		16,570		23.1813  USD
USD 0.01 common		Purchase		17,342		23.1200  USD
USD 0.01 common		Purchase		26,375		23.2285  USD
USD 0.01 common		Purchase		46,422		23.1392  USD
USD 0.01 common		Purchase		104,797		23.1843  USD
USD 0.01 common		Sale		3		23.2900  USD
USD 0.01 common		Sale		6		23.2400  USD
USD 0.01 common		Sale		12		23.2275  USD
USD 0.01 common		Sale		16		23.1881  USD
USD 0.01 common		Sale		21		23.2200  USD
USD 0.01 common		Sale		22		22.8950  USD
USD 0.01 common		Sale		41		23.2800  USD
USD 0.01 common		Sale		56		23.2000  USD
USD 0.01 common		Sale		89		23.1582  USD
USD 0.01 common		Sale		91		23.2300  USD
USD 0.01 common		Sale		100		23.1800  USD
USD 0.01 common		Sale		143		23.1499  USD
USD 0.01 common		Sale		182		23.1593  USD
USD 0.01 common		Sale		184		23.1827  USD
USD 0.01 common		Sale		200		23.1950  USD
USD 0.01 common		Sale		200		23.1650  USD
USD 0.01 common		Sale		206		23.2500  USD
USD 0.01 common		Sale		207		23.2503  USD
USD 0.01 common		Sale		249		23.1790  USD
USD 0.01 common		Sale		259		23.1584  USD
USD 0.01 common		Sale		279		23.1508  USD
USD 0.01 common		Sale		293		23.2524  USD
USD 0.01 common		Sale		294		23.1621  USD
USD 0.01 common		Sale		322		23.1683  USD
USD 0.01 common		Sale		367		23.1918  USD
USD 0.01 common		Sale		406		23.1654  USD
USD 0.01 common		Sale		434		23.1565  USD
USD 0.01 common		Sale		500		23.1600  USD
USD 0.01 common		Sale		501		23.2679  USD
USD 0.01 common		Sale		786		23.1743  USD
USD 0.01 common		Sale		967		23.1222  USD
USD 0.01 common		Sale		1,142		23.2657  USD
USD 0.01 common		Sale		1,263		23.1803  USD
USD 0.01 common		Sale		1,410		23.1400  USD
USD 0.01 common		Sale		2,012		23.1541  USD
USD 0.01 common		Sale		2,992		23.2064  USD
USD 0.01 common		Sale		3,916		23.1906  USD
USD 0.01 common		Sale		4,963		23.1932  USD
USD 0.01 common		Sale		6,882		23.1212  USD
USD 0.01 common		Sale		7,517		23.1825  USD
USD 0.01 common		Sale		8,927		23.1840  USD
USD 0.01 common		Sale		8,933		23.1504  USD
USD 0.01 common		Sale		10,051		23.2258  USD
USD 0.01 common		Sale		10,634		23.1200  USD
USD 0.01 common		Sale		13,828		23.2257  USD
USD 0.01 common		Sale		18,856		23.1914  USD
USD 0.01 common		Sale		59,223		23.1903  USD
USD 0.01 common		Sale		66,502		23.1562  USD
USD 0.01 common		Sale		70,057		23.1652  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				25 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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