Form 8.3 - NortonLifeLock Inc.

RNS Number : 4185X

Barclays PLC

26 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				25 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,278,244	0.22%	1,457,790	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			2,962,217	0.52%	5,232,012	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		23.2100  USD
USD 0.01 common		Purchase		58		23.2334  USD
USD 0.01 common		Purchase		73		23.2364  USD
USD 0.01 common		Purchase		100		23.3100  USD
USD 0.01 common		Purchase		100		23.0000  USD
USD 0.01 common		Purchase		141		23.3472  USD
USD 0.01 common		Purchase		158		23.3287  USD
USD 0.01 common		Purchase		194		23.2200  USD
USD 0.01 common		Purchase		198		23.3672  USD
USD 0.01 common		Purchase		249		23.2458  USD
USD 0.01 common		Purchase		269		23.3410  USD
USD 0.01 common		Purchase		291		23.3336  USD
USD 0.01 common		Purchase		300		23.3250  USD
USD 0.01 common		Purchase		389		23.2941  USD
USD 0.01 common		Purchase		455		23.2597  USD
USD 0.01 common		Purchase		693		23.1441  USD
USD 0.01 common		Purchase		823		23.3081  USD
USD 0.01 common		Purchase		879		23.1210  USD
USD 0.01 common		Purchase		910		23.3131  USD
USD 0.01 common		Purchase		1,070		23.2697  USD
USD 0.01 common		Purchase		1,254		23.3502  USD
USD 0.01 common		Purchase		3,167		23.2959  USD
USD 0.01 common		Purchase		5,117		23.3800  USD
USD 0.01 common		Purchase		5,686		23.2521  USD
USD 0.01 common		Purchase		7,515		23.2702  USD
USD 0.01 common		Purchase		8,434		23.2659  USD
USD 0.01 common		Purchase		10,918		23.2402  USD
USD 0.01 common		Purchase		15,165		23.2677  USD
USD 0.01 common		Purchase		50,455		23.3241  USD
USD 0.01 common		Purchase		58,463		23.3270  USD
USD 0.01 common		Purchase		71,470		23.2343  USD
USD 0.01 common		Sale		1		23.2900  USD
USD 0.01 common		Sale		1		23.2700  USD
USD 0.01 common		Sale		1		23.3600  USD
USD 0.01 common		Sale		2		23.2400  USD
USD 0.01 common		Sale		3		23.3266  USD
USD 0.01 common		Sale		4		23.2825  USD
USD 0.01 common		Sale		4		23.1850  USD
USD 0.01 common		Sale		8		23.2762  USD
USD 0.01 common		Sale		10		23.2860  USD
USD 0.01 common		Sale		24		23.2250  USD
USD 0.01 common		Sale		39		23.2792  USD
USD 0.01 common		Sale		47		23.2200  USD
USD 0.01 common		Sale		47		23.2187  USD
USD 0.01 common		Sale		61		23.2800  USD
USD 0.01 common		Sale		86		23.0353  USD
USD 0.01 common		Sale		100		23.2100  USD
USD 0.01 common		Sale		100		23.3100  USD
USD 0.01 common		Sale		146		23.2730  USD
USD 0.01 common		Sale		199		23.2782  USD
USD 0.01 common		Sale		200		23.1100  USD
USD 0.01 common		Sale		226		23.2355  USD
USD 0.01 common		Sale		401		23.2997  USD
USD 0.01 common		Sale		519		23.3416  USD
USD 0.01 common		Sale		839		23.2698  USD
USD 0.01 common		Sale		860		23.2403  USD
USD 0.01 common		Sale		871		23.2906  USD
USD 0.01 common		Sale		1,935		23.3326  USD
USD 0.01 common		Sale		3,452		23.2796  USD
USD 0.01 common		Sale		3,917		23.2618  USD
USD 0.01 common		Sale		5,388		23.2522  USD
USD 0.01 common		Sale		13,529		23.2637  USD
USD 0.01 common		Sale		17,627		23.2491  USD
USD 0.01 common		Sale		22,265		23.3800  USD
USD 0.01 common		Sale		23,748		23.2751  USD
USD 0.01 common		Sale		32,056		23.2086  USD
USD 0.01 common		Sale		33,726		23.3546  USD
USD 0.01 common		Sale		37,810		23.3650  USD
USD 0.01 common		Sale		61,057		23.2515  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				26 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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