Form 8.3 - NortonLifeLock Inc.

RNS Number : 5910X

Barclays PLC

30 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				26 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,278,885	0.22%	1,457,609	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			2,962,858	0.52%	5,231,831	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		30		22.6850  USD
USD 0.01 common		Purchase		82		22.7197  USD
USD 0.01 common		Purchase		97		22.7200  USD
USD 0.01 common		Purchase		99		23.2600  USD
USD 0.01 common		Purchase		103		23.3583  USD
USD 0.01 common		Purchase		139		22.9153  USD
USD 0.01 common		Purchase		200		23.3225  USD
USD 0.01 common		Purchase		224		23.2850  USD
USD 0.01 common		Purchase		263		22.7677  USD
USD 0.01 common		Purchase		405		23.3000  EUR
USD 0.01 common		Purchase		410		23.3397  USD
USD 0.01 common		Purchase		500		23.3340  USD
USD 0.01 common		Purchase		1,447		22.7514  USD
USD 0.01 common		Purchase		1,684		22.8696  USD
USD 0.01 common		Purchase		1,700		23.1954  USD
USD 0.01 common		Purchase		1,700		23.0050  USD
USD 0.01 common		Purchase		1,881		22.8919  USD
USD 0.01 common		Purchase		1,966		23.1409  USD
USD 0.01 common		Purchase		2,677		23.1102  USD
USD 0.01 common		Purchase		3,250		22.8193  USD
USD 0.01 common		Purchase		8,688		23.0200  USD
USD 0.01 common		Purchase		9,202		22.8218  USD
USD 0.01 common		Purchase		9,535		22.6999  USD
USD 0.01 common		Purchase		11,133		22.7166  USD
USD 0.01 common		Purchase		12,054		22.9472  USD
USD 0.01 common		Purchase		21,649		22.7458  USD
USD 0.01 common		Purchase		35,398		22.7000  USD
USD 0.01 common		Purchase		37,293		22.9220  USD
USD 0.01 common		Purchase		78,881		22.8635  USD
USD 0.01 common		Sale		7		22.8714  USD
USD 0.01 common		Sale		14		22.8450  USD
USD 0.01 common		Sale		15		22.8273  USD
USD 0.01 common		Sale		52		22.9400  USD
USD 0.01 common		Sale		72		22.6938  USD
USD 0.01 common		Sale		82		22.7197  USD
USD 0.01 common		Sale		100		22.6700  USD
USD 0.01 common		Sale		100		22.7700  USD
USD 0.01 common		Sale		100		23.3900  USD
USD 0.01 common		Sale		100		22.7500  USD
USD 0.01 common		Sale		100		22.7300  USD
USD 0.01 common		Sale		101		22.7170  USD
USD 0.01 common		Sale		101		22.7100  USD
USD 0.01 common		Sale		108		22.8035  USD
USD 0.01 common		Sale		168		23.3560  USD
USD 0.01 common		Sale		177		22.6733  USD
USD 0.01 common		Sale		182		22.9540  USD
USD 0.01 common		Sale		200		22.9300  USD
USD 0.01 common		Sale		200		22.9325  USD
USD 0.01 common		Sale		200		22.9050  USD
USD 0.01 common		Sale		208		22.7008  USD
USD 0.01 common		Sale		231		22.9200  USD
USD 0.01 common		Sale		300		22.7133  USD
USD 0.01 common		Sale		327		22.6935  USD
USD 0.01 common		Sale		363		22.7544  USD
USD 0.01 common		Sale		405		23.3000  EUR
USD 0.01 common		Sale		422		22.7006  USD
USD 0.01 common		Sale		842		23.0227  USD
USD 0.01 common		Sale		893		22.9251  USD
USD 0.01 common		Sale		988		22.7728  USD
USD 0.01 common		Sale		1,092		22.9296  USD
USD 0.01 common		Sale		1,308		22.7149  USD
USD 0.01 common		Sale		1,394		22.7803  USD
USD 0.01 common		Sale		1,700		23.0050  USD
USD 0.01 common		Sale		1,807		22.9288  USD
USD 0.01 common		Sale		1,860		22.7445  USD
USD 0.01 common		Sale		2,555		22.7479  USD
USD 0.01 common		Sale		3,400		23.1954  USD
USD 0.01 common		Sale		3,497		22.8461  USD
USD 0.01 common		Sale		4,133		22.7356  USD
USD 0.01 common		Sale		4,344		23.0200  USD
USD 0.01 common		Sale		4,638		22.8715  USD
USD 0.01 common		Sale		4,753		22.8694  USD
USD 0.01 common		Sale		5,283		22.8153  USD
USD 0.01 common		Sale		5,694		23.0094  USD
USD 0.01 common		Sale		5,844		22.9461  USD
USD 0.01 common		Sale		8,127		22.6997  USD
USD 0.01 common		Sale		8,239		23.2980  USD
USD 0.01 common		Sale		14,852		22.8517  USD
USD 0.01 common		Sale		38,435		22.9193  USD
USD 0.01 common		Sale		43,762		22.7000  USD
USD 0.01 common		Sale		58,821		22.8340  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				29 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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