Form 8.3 - NortonLifeLock Inc.

RNS Number : 6193X

Barclays PLC

30 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				29 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,332,228	0.23%	1,459,589	0.26%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	6,586,106	1.15%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	17,100	0.00%
	TOTAL:			3,016,201	0.53%	8,062,795	1.41%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		6		22.8550  USD
USD 0.01 common		Purchase		29		22.6931  USD
USD 0.01 common		Purchase		42		22.8257  USD
USD 0.01 common		Purchase		88		22.6600  EUR
USD 0.01 common		Purchase		100		22.5300  USD
USD 0.01 common		Purchase		200		22.7600  USD
USD 0.01 common		Purchase		384		22.8500  USD
USD 0.01 common		Purchase		486		22.8522  USD
USD 0.01 common		Purchase		707		22.8633  USD
USD 0.01 common		Purchase		829		22.7901  USD
USD 0.01 common		Purchase		915		22.7477  USD
USD 0.01 common		Purchase		1,300		22.8700  USD
USD 0.01 common		Purchase		1,312		22.8285  USD
USD 0.01 common		Purchase		1,316		22.7863  USD
USD 0.01 common		Purchase		1,506		22.7758  USD
USD 0.01 common		Purchase		2,365		22.8018  USD
USD 0.01 common		Purchase		2,475		22.8067  USD
USD 0.01 common		Purchase		2,613		22.8119  USD
USD 0.01 common		Purchase		2,974		22.7774  USD
USD 0.01 common		Purchase		3,000		22.7500  USD
USD 0.01 common		Purchase		3,110		22.7678  USD
USD 0.01 common		Purchase		3,412		22.7891  USD
USD 0.01 common		Purchase		3,480		22.8019  USD
USD 0.01 common		Purchase		3,573		22.8314  USD
USD 0.01 common		Purchase		3,686		22.7970  USD
USD 0.01 common		Purchase		3,735		22.8016  USD
USD 0.01 common		Purchase		4,002		22.8463  USD
USD 0.01 common		Purchase		4,216		22.8048  USD
USD 0.01 common		Purchase		11,067		22.8688  USD
USD 0.01 common		Purchase		11,377		22.8171  USD
USD 0.01 common		Purchase		11,946		22.8266  USD
USD 0.01 common		Purchase		14,812		22.7846  USD
USD 0.01 common		Purchase		15,457		22.8000  USD
USD 0.01 common		Purchase		17,641		22.7957  USD
USD 0.01 common		Purchase		26,316		22.7932  USD
USD 0.01 common		Purchase		46,656		22.7920  USD
USD 0.01 common		Purchase		154,505		22.7851  USD
USD 0.01 common		Sale		2		22.7700  USD
USD 0.01 common		Sale		2		22.8650  USD
USD 0.01 common		Sale		3		22.8900  USD
USD 0.01 common		Sale		3		22.8366  USD
USD 0.01 common		Sale		3		22.8333  USD
USD 0.01 common		Sale		5		22.8640  USD
USD 0.01 common		Sale		6		22.8533  USD
USD 0.01 common		Sale		6		22.8200  USD
USD 0.01 common		Sale		9		22.8300  USD
USD 0.01 common		Sale		10		22.7000  USD
USD 0.01 common		Sale		11		22.8054  USD
USD 0.01 common		Sale		19		22.8221  USD
USD 0.01 common		Sale		23		22.8563  USD
USD 0.01 common		Sale		32		22.8800  USD
USD 0.01 common		Sale		32		22.7050  USD
USD 0.01 common		Sale		53		22.7500  USD
USD 0.01 common		Sale		68		22.8461  USD
USD 0.01 common		Sale		85		22.8637  USD
USD 0.01 common		Sale		88		22.8628  USD
USD 0.01 common		Sale		88		22.6600  EUR
USD 0.01 common		Sale		100		22.6800  USD
USD 0.01 common		Sale		104		22.8400  USD
USD 0.01 common		Sale		105		22.8577  USD
USD 0.01 common		Sale		106		22.8550  USD
USD 0.01 common		Sale		107		22.8516  USD
USD 0.01 common		Sale		127		22.6629  USD
USD 0.01 common		Sale		203		22.6054  USD
USD 0.01 common		Sale		338		22.8100  USD
USD 0.01 common		Sale		462		22.8071  USD
USD 0.01 common		Sale		560		22.8323  USD
USD 0.01 common		Sale		606		22.8663  USD
USD 0.01 common		Sale		707		22.8633  USD
USD 0.01 common		Sale		1,111		22.8114  USD
USD 0.01 common		Sale		1,301		22.8700  USD
USD 0.01 common		Sale		1,535		22.8635  USD
USD 0.01 common		Sale		2,647		22.7876  USD
USD 0.01 common		Sale		2,790		22.8141  USD
USD 0.01 common		Sale		2,817		22.8629  USD
USD 0.01 common		Sale		3,100		22.7409  USD
USD 0.01 common		Sale		3,968		22.8347  USD
USD 0.01 common		Sale		4,135		22.8177  USD
USD 0.01 common		Sale		5,888		22.8571  USD
USD 0.01 common		Sale		8,300		22.8260  USD
USD 0.01 common		Sale		9,018		22.8306  USD
USD 0.01 common		Sale		13,158		22.7932  USD
USD 0.01 common		Sale		13,811		22.8014  USD
USD 0.01 common		Sale		13,858		22.8349  USD
USD 0.01 common		Sale		14,726		22.8108  USD
USD 0.01 common		Sale		17,641		22.7957  USD
USD 0.01 common		Sale		26,110		22.8000  USD
USD 0.01 common		Sale		26,478		22.7928  USD
USD 0.01 common		Sale		29,737		22.8027  USD
USD 0.01 common		Sale		47,846		22.7941  USD
USD 0.01 common		Sale		102,472		22.7864  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				30 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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