FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
24 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,363,354 |
0.24% |
850,524 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,504,663 |
0.44% |
3,374,676 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
22 |
22.4800 USD |
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USD 0.01 common |
Purchase |
27 |
22.4833 USD |
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USD 0.01 common |
Purchase |
29 |
22.4968 USD |
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USD 0.01 common |
Purchase |
31 |
22.5145 USD |
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USD 0.01 common |
Purchase |
93 |
22.4990 USD |
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USD 0.01 common |
Purchase |
100 |
22.5100 USD |
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USD 0.01 common |
Purchase |
120 |
22.4658 USD |
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USD 0.01 common |
Purchase |
130 |
22.4786 USD |
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USD 0.01 common |
Purchase |
200 |
22.4650 USD |
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USD 0.01 common |
Purchase |
202 |
22.4699 USD |
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USD 0.01 common |
Purchase |
206 |
22.4829 USD |
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USD 0.01 common |
Purchase |
209 |
22.4950 USD |
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USD 0.01 common |
Purchase |
219 |
22.4626 USD |
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USD 0.01 common |
Purchase |
235 |
22.4965 USD |
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USD 0.01 common |
Purchase |
270 |
22.4487 USD |
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USD 0.01 common |
Purchase |
284 |
22.4963 USD |
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USD 0.01 common |
Purchase |
309 |
22.5232 USD |
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USD 0.01 common |
Purchase |
318 |
22.5102 USD |
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USD 0.01 common |
Purchase |
356 |
22.4797 USD |
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USD 0.01 common |
Purchase |
405 |
22.4918 USD |
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USD 0.01 common |
Purchase |
406 |
22.4875 USD |
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USD 0.01 common |
Purchase |
406 |
22.4674 USD |
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USD 0.01 common |
Purchase |
460 |
22.4872 USD |
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USD 0.01 common |
Purchase |
463 |
22.5000 USD |
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USD 0.01 common |
Purchase |
475 |
22.4795 USD |
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USD 0.01 common |
Purchase |
608 |
22.4896 USD |
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USD 0.01 common |
Purchase |
700 |
22.4821 USD |
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USD 0.01 common |
Purchase |
802 |
22.4992 USD |
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USD 0.01 common |
Purchase |
803 |
22.5247 USD |
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USD 0.01 common |
Purchase |
809 |
22.4928 USD |
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USD 0.01 common |
Purchase |
840 |
22.4514 USD |
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USD 0.01 common |
Purchase |
953 |
22.4864 USD |
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USD 0.01 common |
Purchase |
973 |
22.4638 USD |
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USD 0.01 common |
Purchase |
1,005 |
22.4945 USD |
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USD 0.01 common |
Purchase |
1,164 |
22.4824 USD |
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USD 0.01 common |
Purchase |
1,200 |
22.5075 USD |
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USD 0.01 common |
Purchase |
1,410 |
22.4852 USD |
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USD 0.01 common |
Purchase |
1,500 |
22.4775 USD |
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USD 0.01 common |
Purchase |
1,575 |
22.4876 USD |
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USD 0.01 common |
Purchase |
1,597 |
22.4954 USD |
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USD 0.01 common |
Purchase |
1,660 |
22.4622 USD |
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USD 0.01 common |
Purchase |
1,846 |
22.4888 USD |
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USD 0.01 common |
Purchase |
2,174 |
22.4609 USD |
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USD 0.01 common |
Purchase |
2,335 |
22.4933 USD |
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USD 0.01 common |
Purchase |
3,027 |
22.4783 USD |
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USD 0.01 common |
Purchase |
3,201 |
22.4997 USD |
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USD 0.01 common |
Purchase |
4,728 |
22.4810 USD |
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USD 0.01 common |
Purchase |
5,198 |
22.3716 USD |
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USD 0.01 common |
Purchase |
5,360 |
22.3105 USD |
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USD 0.01 common |
Purchase |
6,057 |
22.4484 USD |
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USD 0.01 common |
Purchase |
8,746 |
22.4492 USD |
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USD 0.01 common |
Purchase |
10,541 |
22.4755 USD |
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USD 0.01 common |
Purchase |
12,152 |
22.4581 USD |
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USD 0.01 common |
Purchase |
26,195 |
22.4624 USD |
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USD 0.01 common |
Purchase |
32,841 |
22.4746 USD |
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USD 0.01 common |
Purchase |
37,690 |
22.4608 USD |
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USD 0.01 common |
Purchase |
53,234 |
22.4677 USD |
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USD 0.01 common |
Purchase |
116,470 |
22.4600 USD |
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USD 0.01 common |
Purchase |
231,465 |
22.4553 USD |
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USD 0.01 common |
Purchase |
622,125 |
22.4661 USD |
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USD 0.01 common |
Sale |
6 |
22.4000 USD |
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USD 0.01 common |
Sale |
6 |
22.5450 USD |
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USD 0.01 common |
Sale |
6 |
22.5500 USD |
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USD 0.01 common |
Sale |
18 |
22.5400 USD |
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USD 0.01 common |
Sale |
23 |
22.5004 USD |
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USD 0.01 common |
Sale |
38 |
22.4200 USD |
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USD 0.01 common |
Sale |
42 |
22.4550 USD |
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USD 0.01 common |
Sale |
74 |
22.4571 USD |
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USD 0.01 common |
Sale |
84 |
22.4575 USD |
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USD 0.01 common |
Sale |
112 |
22.5300 USD |
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USD 0.01 common |
Sale |
130 |
22.4450 USD |
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USD 0.01 common |
Sale |
136 |
22.4545 USD |
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USD 0.01 common |
Sale |
168 |
22.4537 USD |
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USD 0.01 common |
Sale |
200 |
22.5200 USD |
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USD 0.01 common |
Sale |
206 |
22.4829 USD |
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USD 0.01 common |
Sale |
210 |
22.4640 USD |
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USD 0.01 common |
Sale |
210 |
22.4500 USD |
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USD 0.01 common |
Sale |
233 |
22.4711 USD |
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USD 0.01 common |
Sale |
293 |
22.4652 USD |
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USD 0.01 common |
Sale |
300 |
22.4533 USD |
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USD 0.01 common |
Sale |
313 |
22.4880 USD |
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USD 0.01 common |
Sale |
336 |
22.4512 USD |
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USD 0.01 common |
Sale |
370 |
22.4774 USD |
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USD 0.01 common |
Sale |
380 |
22.4842 USD |
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USD 0.01 common |
Sale |
409 |
22.4900 USD |
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USD 0.01 common |
Sale |
418 |
22.5047 USD |
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USD 0.01 common |
Sale |
526 |
22.5000 USD |
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USD 0.01 common |
Sale |
562 |
22.4849 USD |
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USD 0.01 common |
Sale |
600 |
22.4966 USD |
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USD 0.01 common |
Sale |
608 |
22.5107 USD |
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USD 0.01 common |
Sale |
917 |
22.4670 USD |
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USD 0.01 common |
Sale |
1,618 |
22.4602 USD |
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USD 0.01 common |
Sale |
1,899 |
22.4704 USD |
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USD 0.01 common |
Sale |
3,141 |
22.4854 USD |
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USD 0.01 common |
Sale |
3,343 |
22.4595 USD |
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USD 0.01 common |
Sale |
3,928 |
22.4598 USD |
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USD 0.01 common |
Sale |
4,994 |
22.3669 USD |
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USD 0.01 common |
Sale |
5,461 |
22.4553 USD |
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USD 0.01 common |
Sale |
5,981 |
22.4744 USD |
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USD 0.01 common |
Sale |
6,518 |
22.4556 USD |
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USD 0.01 common |
Sale |
6,632 |
22.4765 USD |
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USD 0.01 common |
Sale |
8,354 |
22.4610 USD |
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USD 0.01 common |
Sale |
8,916 |
22.4747 USD |
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USD 0.01 common |
Sale |
11,476 |
22.4606 USD |
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USD 0.01 common |
Sale |
11,477 |
22.4784 USD |
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USD 0.01 common |
Sale |
20,809 |
22.4821 USD |
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USD 0.01 common |
Sale |
20,898 |
22.4731 USD |
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USD 0.01 common |
Sale |
21,648 |
22.4730 USD |
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USD 0.01 common |
Sale |
22,280 |
22.4868 USD |
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USD 0.01 common |
Sale |
27,689 |
22.4787 USD |
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USD 0.01 common |
Sale |
34,871 |
22.4700 USD |
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USD 0.01 common |
Sale |
40,362 |
22.4384 USD |
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USD 0.01 common |
Sale |
43,403 |
22.4643 USD |
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USD 0.01 common |
Sale |
77,631 |
22.4807 USD |
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USD 0.01 common |
Sale |
114,425 |
22.4600 USD |
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USD 0.01 common |
Sale |
241,568 |
22.4541 USD |
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USD 0.01 common |
Sale |
450,309 |
22.4624 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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