Form 8.3 - NortonLifeLock Inc.
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
27 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,328,703 |
0.23% |
848,689 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,470,012 |
0.43% |
3,372,841 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
22.7700 USD |
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USD 0.01 common |
Purchase |
5 |
22.5600 USD |
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USD 0.01 common |
Purchase |
5 |
22.7300 USD |
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USD 0.01 common |
Purchase |
5 |
22.7000 USD |
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USD 0.01 common |
Purchase |
9 |
22.5588 USD |
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USD 0.01 common |
Purchase |
16 |
22.5225 USD |
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USD 0.01 common |
Purchase |
21 |
22.5542 USD |
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USD 0.01 common |
Purchase |
22 |
22.6411 USD |
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USD 0.01 common |
Purchase |
23 |
22.6100 USD |
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USD 0.01 common |
Purchase |
23 |
22.5921 USD |
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USD 0.01 common |
Purchase |
46 |
22.6200 USD |
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USD 0.01 common |
Purchase |
46 |
22.6450 USD |
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USD 0.01 common |
Purchase |
51 |
22.6125 USD |
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USD 0.01 common |
Purchase |
53 |
22.6633 USD |
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USD 0.01 common |
Purchase |
75 |
22.6589 USD |
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USD 0.01 common |
Purchase |
83 |
22.6508 USD |
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USD 0.01 common |
Purchase |
92 |
22.6362 USD |
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USD 0.01 common |
Purchase |
93 |
22.6700 USD |
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USD 0.01 common |
Purchase |
100 |
22.6950 USD |
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USD 0.01 common |
Purchase |
107 |
22.5993 USD |
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USD 0.01 common |
Purchase |
217 |
22.6056 USD |
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USD 0.01 common |
Purchase |
264 |
22.4600 USD |
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USD 0.01 common |
Purchase |
300 |
22.6983 USD |
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USD 0.01 common |
Purchase |
302 |
22.6600 USD |
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USD 0.01 common |
Purchase |
400 |
22.5050 USD |
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USD 0.01 common |
Purchase |
400 |
22.6037 USD |
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USD 0.01 common |
Purchase |
400 |
22.6300 USD |
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USD 0.01 common |
Purchase |
406 |
22.6827 USD |
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USD 0.01 common |
Purchase |
620 |
22.6414 USD |
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USD 0.01 common |
Purchase |
647 |
22.6378 USD |
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USD 0.01 common |
Purchase |
722 |
22.4851 USD |
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USD 0.01 common |
Purchase |
739 |
22.4872 USD |
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USD 0.01 common |
Purchase |
765 |
22.6888 USD |
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USD 0.01 common |
Purchase |
839 |
22.6537 USD |
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USD 0.01 common |
Purchase |
1,255 |
22.6260 USD |
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USD 0.01 common |
Purchase |
1,340 |
22.7013 USD |
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USD 0.01 common |
Purchase |
1,466 |
22.6833 USD |
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USD 0.01 common |
Purchase |
1,600 |
22.6190 USD |
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USD 0.01 common |
Purchase |
1,953 |
22.4900 USD |
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USD 0.01 common |
Purchase |
2,100 |
22.5700 USD |
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USD 0.01 common |
Purchase |
2,600 |
22.4842 USD |
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USD 0.01 common |
Purchase |
2,733 |
22.6482 USD |
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USD 0.01 common |
Purchase |
2,882 |
22.4801 USD |
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USD 0.01 common |
Purchase |
2,923 |
22.6472 USD |
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USD 0.01 common |
Purchase |
3,600 |
22.4844 USD |
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USD 0.01 common |
Purchase |
3,859 |
22.6118 USD |
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USD 0.01 common |
Purchase |
4,206 |
22.4850 USD |
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USD 0.01 common |
Purchase |
4,412 |
22.4833 USD |
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USD 0.01 common |
Purchase |
4,643 |
22.4802 USD |
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USD 0.01 common |
Purchase |
6,008 |
22.6254 USD |
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USD 0.01 common |
Purchase |
8,164 |
22.4837 USD |
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USD 0.01 common |
Purchase |
8,744 |
22.6268 USD |
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USD 0.01 common |
Purchase |
12,192 |
22.6227 USD |
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USD 0.01 common |
Purchase |
12,325 |
22.6835 USD |
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USD 0.01 common |
Purchase |
16,079 |
22.4815 USD |
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USD 0.01 common |
Purchase |
75,351 |
22.6651 USD |
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USD 0.01 common |
Purchase |
76,580 |
22.6843 USD |
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USD 0.01 common |
Purchase |
83,899 |
22.6900 USD |
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USD 0.01 common |
Purchase |
108,034 |
22.6253 USD |
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USD 0.01 common |
Purchase |
300,000 |
22.6468 USD |
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USD 0.01 common |
Sale |
9 |
22.6400 USD |
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USD 0.01 common |
Sale |
9 |
22.7300 USD |
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USD 0.01 common |
Sale |
11 |
22.7081 USD |
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USD 0.01 common |
Sale |
18 |
22.7025 USD |
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USD 0.01 common |
Sale |
18 |
22.6325 USD |
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USD 0.01 common |
Sale |
27 |
22.6133 USD |
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USD 0.01 common |
Sale |
34 |
22.6788 USD |
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USD 0.01 common |
Sale |
36 |
22.6477 USD |
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USD 0.01 common |
Sale |
36 |
22.5702 USD |
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USD 0.01 common |
Sale |
45 |
22.6460 USD |
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USD 0.01 common |
Sale |
45 |
22.6180 USD |
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USD 0.01 common |
Sale |
45 |
22.6320 USD |
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USD 0.01 common |
Sale |
46 |
22.6360 USD |
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USD 0.01 common |
Sale |
54 |
22.6318 USD |
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USD 0.01 common |
Sale |
54 |
22.6383 USD |
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USD 0.01 common |
Sale |
70 |
22.6374 USD |
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USD 0.01 common |
Sale |
71 |
22.6398 USD |
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USD 0.01 common |
Sale |
72 |
22.6000 USD |
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USD 0.01 common |
Sale |
90 |
22.6437 USD |
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USD 0.01 common |
Sale |
98 |
22.6357 USD |
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USD 0.01 common |
Sale |
100 |
22.4400 USD |
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USD 0.01 common |
Sale |
100 |
22.6321 USD |
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USD 0.01 common |
Sale |
100 |
22.6600 USD |
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USD 0.01 common |
Sale |
100 |
22.7100 USD |
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USD 0.01 common |
Sale |
100 |
22.7500 USD |
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USD 0.01 common |
Sale |
101 |
22.5706 USD |
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USD 0.01 common |
Sale |
121 |
22.5125 USD |
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USD 0.01 common |
Sale |
170 |
22.6241 USD |
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USD 0.01 common |
Sale |
186 |
22.6501 USD |
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USD 0.01 common |
Sale |
233 |
22.6522 USD |
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USD 0.01 common |
Sale |
252 |
22.6226 USD |
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USD 0.01 common |
Sale |
264 |
22.4600 USD |
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USD 0.01 common |
Sale |
300 |
22.7000 USD |
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USD 0.01 common |
Sale |
466 |
22.5540 USD |
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USD 0.01 common |
Sale |
472 |
22.6300 USD |
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USD 0.01 common |
Sale |
600 |
22.6575 USD |
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USD 0.01 common |
Sale |
660 |
22.4871 USD |
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USD 0.01 common |
Sale |
800 |
22.5050 USD |
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USD 0.01 common |
Sale |
834 |
22.6221 USD |
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USD 0.01 common |
Sale |
900 |
22.4933 USD |
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USD 0.01 common |
Sale |
941 |
22.4877 USD |
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USD 0.01 common |
Sale |
1,100 |
22.5700 USD |
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USD 0.01 common |
Sale |
1,322 |
22.4788 USD |
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USD 0.01 common |
Sale |
1,546 |
22.6567 USD |
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USD 0.01 common |
Sale |
1,604 |
22.4974 USD |
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USD 0.01 common |
Sale |
1,669 |
22.4947 USD |
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USD 0.01 common |
Sale |
1,703 |
22.4852 USD |
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USD 0.01 common |
Sale |
1,788 |
22.4842 USD |
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USD 0.01 common |
Sale |
1,869 |
22.4884 USD |
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USD 0.01 common |
Sale |
2,414 |
22.6379 USD |
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USD 0.01 common |
Sale |
2,674 |
22.6799 USD |
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USD 0.01 common |
Sale |
3,076 |
22.5933 USD |
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USD 0.01 common |
Sale |
3,473 |
22.4868 USD |
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USD 0.01 common |
Sale |
4,116 |
22.6448 USD |
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USD 0.01 common |
Sale |
4,795 |
22.6110 USD |
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USD 0.01 common |
Sale |
4,945 |
22.5000 USD |
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USD 0.01 common |
Sale |
5,086 |
22.6956 USD |
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USD 0.01 common |
Sale |
5,122 |
22.6415 USD |
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USD 0.01 common |
Sale |
5,274 |
22.6440 USD |
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USD 0.01 common |
Sale |
6,184 |
22.6535 USD |
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USD 0.01 common |
Sale |
6,286 |
22.6427 USD |
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USD 0.01 common |
Sale |
6,341 |
22.6282 USD |
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USD 0.01 common |
Sale |
6,384 |
22.6174 USD |
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USD 0.01 common |
Sale |
6,869 |
22.4739 USD |
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USD 0.01 common |
Sale |
7,838 |
22.6553 USD |
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USD 0.01 common |
Sale |
8,729 |
22.6317 USD |
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USD 0.01 common |
Sale |
9,971 |
22.6225 USD |
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USD 0.01 common |
Sale |
11,411 |
22.6881 USD |
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USD 0.01 common |
Sale |
14,855 |
22.6329 USD |
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USD 0.01 common |
Sale |
50,000 |
22.4830 USD |
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USD 0.01 common |
Sale |
71,671 |
22.6860 USD |
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USD 0.01 common |
Sale |
71,976 |
22.6639 USD |
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USD 0.01 common |
Sale |
83,907 |
22.6900 USD |
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USD 0.01 common |
Sale |
125,700 |
22.6302 USD |
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USD 0.01 common |
Sale |
229,627 |
22.6499 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
28 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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