FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
28 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,304,920 |
0.23% |
860,291 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,446,229 |
0.43% |
3,384,443 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.4000 USD |
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USD 0.01 common |
Purchase |
9 |
22.3050 USD |
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USD 0.01 common |
Purchase |
9 |
22.2800 USD |
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USD 0.01 common |
Purchase |
9 |
22.3250 USD |
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USD 0.01 common |
Purchase |
18 |
22.3150 USD |
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USD 0.01 common |
Purchase |
19 |
22.3213 USD |
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USD 0.01 common |
Purchase |
27 |
22.2900 USD |
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USD 0.01 common |
Purchase |
27 |
22.3066 USD |
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USD 0.01 common |
Purchase |
37 |
22.3204 USD |
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USD 0.01 common |
Purchase |
57 |
22.6400 USD |
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USD 0.01 common |
Purchase |
98 |
22.5440 USD |
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USD 0.01 common |
Purchase |
100 |
22.2250 USD |
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USD 0.01 common |
Purchase |
103 |
22.5503 USD |
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USD 0.01 common |
Purchase |
109 |
22.3000 USD |
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USD 0.01 common |
Purchase |
127 |
22.5611 USD |
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USD 0.01 common |
Purchase |
200 |
22.3600 USD |
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USD 0.01 common |
Purchase |
206 |
22.3731 USD |
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USD 0.01 common |
Purchase |
213 |
22.5278 USD |
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USD 0.01 common |
Purchase |
291 |
22.2444 USD |
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USD 0.01 common |
Purchase |
356 |
22.2600 USD |
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USD 0.01 common |
Purchase |
398 |
22.2441 USD |
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USD 0.01 common |
Purchase |
400 |
22.2350 USD |
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USD 0.01 common |
Purchase |
556 |
22.2732 USD |
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USD 0.01 common |
Purchase |
587 |
22.2574 USD |
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USD 0.01 common |
Purchase |
704 |
22.2739 USD |
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USD 0.01 common |
Purchase |
762 |
22.2318 USD |
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USD 0.01 common |
Purchase |
800 |
22.3662 USD |
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USD 0.01 common |
Purchase |
884 |
22.2748 USD |
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USD 0.01 common |
Purchase |
921 |
22.2525 USD |
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USD 0.01 common |
Purchase |
975 |
22.2725 USD |
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USD 0.01 common |
Purchase |
1,041 |
22.3915 USD |
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USD 0.01 common |
Purchase |
1,084 |
22.2539 USD |
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USD 0.01 common |
Purchase |
1,202 |
22.2419 USD |
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USD 0.01 common |
Purchase |
1,300 |
22.2919 USD |
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USD 0.01 common |
Purchase |
1,382 |
22.2632 USD |
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USD 0.01 common |
Purchase |
2,453 |
22.3001 USD |
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USD 0.01 common |
Purchase |
2,516 |
22.2705 USD |
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USD 0.01 common |
Purchase |
2,898 |
22.7900 USD |
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USD 0.01 common |
Purchase |
3,085 |
22.2794 USD |
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USD 0.01 common |
Purchase |
3,263 |
22.3714 USD |
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USD 0.01 common |
Purchase |
3,606 |
22.3205 USD |
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USD 0.01 common |
Purchase |
5,765 |
22.3699 USD |
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USD 0.01 common |
Purchase |
5,826 |
22.3516 USD |
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USD 0.01 common |
Purchase |
6,356 |
22.3953 USD |
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USD 0.01 common |
Purchase |
8,338 |
22.2883 USD |
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USD 0.01 common |
Purchase |
8,758 |
22.4008 USD |
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USD 0.01 common |
Purchase |
10,161 |
22.3092 USD |
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USD 0.01 common |
Purchase |
12,155 |
22.2864 USD |
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USD 0.01 common |
Purchase |
17,635 |
22.3026 USD |
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USD 0.01 common |
Purchase |
28,201 |
22.2745 USD |
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USD 0.01 common |
Purchase |
28,915 |
22.5822 USD |
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USD 0.01 common |
Purchase |
64,955 |
22.2829 USD |
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USD 0.01 common |
Purchase |
78,865 |
22.2700 USD |
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USD 0.01 common |
Purchase |
118,974 |
22.4074 USD |
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USD 0.01 common |
Sale |
23 |
22.5300 USD |
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USD 0.01 common |
Sale |
26 |
22.3869 USD |
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USD 0.01 common |
Sale |
41 |
22.4021 USD |
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USD 0.01 common |
Sale |
98 |
22.5440 USD |
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USD 0.01 common |
Sale |
100 |
22.6500 USD |
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USD 0.01 common |
Sale |
108 |
22.2866 USD |
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USD 0.01 common |
Sale |
113 |
22.3379 USD |
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USD 0.01 common |
Sale |
118 |
22.3413 USD |
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USD 0.01 common |
Sale |
126 |
22.2942 USD |
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USD 0.01 common |
Sale |
176 |
22.2796 USD |
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USD 0.01 common |
Sale |
195 |
22.2564 USD |
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USD 0.01 common |
Sale |
200 |
22.2050 USD |
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USD 0.01 common |
Sale |
200 |
22.2900 USD |
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USD 0.01 common |
Sale |
200 |
22.5800 USD |
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USD 0.01 common |
Sale |
200 |
22.5200 USD |
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USD 0.01 common |
Sale |
223 |
22.3071 USD |
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USD 0.01 common |
Sale |
231 |
22.3229 USD |
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USD 0.01 common |
Sale |
236 |
22.3000 USD |
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USD 0.01 common |
Sale |
262 |
22.3046 USD |
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USD 0.01 common |
Sale |
270 |
22.3077 USD |
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USD 0.01 common |
Sale |
273 |
22.6368 USD |
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USD 0.01 common |
Sale |
300 |
22.5850 USD |
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USD 0.01 common |
Sale |
300 |
22.6283 USD |
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USD 0.01 common |
Sale |
300 |
22.6016 USD |
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USD 0.01 common |
Sale |
356 |
22.2600 USD |
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USD 0.01 common |
Sale |
356 |
22.2750 USD |
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USD 0.01 common |
Sale |
440 |
22.5490 USD |
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USD 0.01 common |
Sale |
456 |
22.2850 USD |
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USD 0.01 common |
Sale |
457 |
22.3143 USD |
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USD 0.01 common |
Sale |
463 |
22.2718 USD |
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USD 0.01 common |
Sale |
501 |
22.2753 USD |
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USD 0.01 common |
Sale |
564 |
22.3313 USD |
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USD 0.01 common |
Sale |
604 |
22.2281 USD |
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USD 0.01 common |
Sale |
608 |
22.2705 USD |
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USD 0.01 common |
Sale |
653 |
22.3088 USD |
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USD 0.01 common |
Sale |
738 |
22.3492 USD |
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USD 0.01 common |
Sale |
904 |
22.2822 USD |
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USD 0.01 common |
Sale |
986 |
22.2847 USD |
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USD 0.01 common |
Sale |
993 |
22.3015 USD |
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USD 0.01 common |
Sale |
1,004 |
22.2889 USD |
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USD 0.01 common |
Sale |
1,200 |
22.7900 USD |
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USD 0.01 common |
Sale |
1,592 |
22.2977 USD |
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USD 0.01 common |
Sale |
1,718 |
22.2534 USD |
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USD 0.01 common |
Sale |
1,719 |
22.2868 USD |
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USD 0.01 common |
Sale |
2,323 |
22.2897 USD |
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USD 0.01 common |
Sale |
2,764 |
22.7375 USD |
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USD 0.01 common |
Sale |
3,071 |
22.3162 USD |
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USD 0.01 common |
Sale |
4,191 |
22.3364 USD |
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USD 0.01 common |
Sale |
5,067 |
22.6357 USD |
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USD 0.01 common |
Sale |
7,792 |
22.2682 USD |
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USD 0.01 common |
Sale |
10,192 |
22.2792 USD |
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USD 0.01 common |
Sale |
12,172 |
22.2813 USD |
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USD 0.01 common |
Sale |
13,325 |
22.2937 USD |
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USD 0.01 common |
Sale |
15,119 |
22.3032 USD |
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USD 0.01 common |
Sale |
15,185 |
22.2523 USD |
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USD 0.01 common |
Sale |
19,185 |
22.2677 USD |
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USD 0.01 common |
Sale |
21,735 |
22.5690 USD |
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USD 0.01 common |
Sale |
23,701 |
22.3234 USD |
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USD 0.01 common |
Sale |
28,729 |
22.2805 USD |
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USD 0.01 common |
Sale |
36,661 |
22.2702 USD |
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USD 0.01 common |
Sale |
54,810 |
22.2700 USD |
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USD 0.01 common |
Sale |
148,460 |
22.3980 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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