Form 8.3 - NortonLifeLock Inc.

RNS Number : 3608W

Barclays PLC

17 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				16 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,279,328	0.22%	1,318,154	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,627,373	0.28%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,979,901	0.52%	5,225,276	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		4		24.1450  USD
USD 0.01 common		Purchase		8		24.1500  USD
USD 0.01 common		Purchase		18		24.1525  USD
USD 0.01 common		Purchase		31		23.9900  USD
USD 0.01 common		Purchase		32		24.1050  USD
USD 0.01 common		Purchase		52		24.0703  USD
USD 0.01 common		Purchase		74		24.0300  USD
USD 0.01 common		Purchase		100		24.1000  USD
USD 0.01 common		Purchase		100		24.0200  USD
USD 0.01 common		Purchase		200		24.0000  USD
USD 0.01 common		Purchase		200		24.0500  USD
USD 0.01 common		Purchase		350		24.1543  USD
USD 0.01 common		Purchase		494		24.1800  USD
USD 0.01 common		Purchase		506		24.1750  USD
USD 0.01 common		Purchase		533		24.1798  USD
USD 0.01 common		Purchase		535		24.1620  USD
USD 0.01 common		Purchase		567		24.1942  USD
USD 0.01 common		Purchase		768		24.1749  USD
USD 0.01 common		Purchase		814		24.1870  USD
USD 0.01 common		Purchase		882		24.1797  USD
USD 0.01 common		Purchase		1,041		24.1110  USD
USD 0.01 common		Purchase		1,132		24.1756  USD
USD 0.01 common		Purchase		1,337		24.2210  USD
USD 0.01 common		Purchase		1,366		24.2094  USD
USD 0.01 common		Purchase		1,549		24.0756  USD
USD 0.01 common		Purchase		1,600		24.1900  USD
USD 0.01 common		Purchase		1,858		24.2137  USD
USD 0.01 common		Purchase		1,930		24.1676  USD
USD 0.01 common		Purchase		3,374		24.1568  USD
USD 0.01 common		Purchase		3,511		24.1689  USD
USD 0.01 common		Purchase		6,103		24.0184  USD
USD 0.01 common		Purchase		9,217		24.1315  USD
USD 0.01 common		Purchase		12,722		24.1359  USD
USD 0.01 common		Purchase		14,472		24.1616  USD
USD 0.01 common		Purchase		29,118		24.2100  USD
USD 0.01 common		Purchase		29,981		24.0887  USD
USD 0.01 common		Purchase		37,388		24.1587  USD
USD 0.01 common		Purchase		63,073		24.0808  USD
USD 0.01 common		Sale		1		24.0800  USD
USD 0.01 common		Sale		1		24.0200  USD
USD 0.01 common		Sale		1		23.9100  USD
USD 0.01 common		Sale		2		24.1475  USD
USD 0.01 common		Sale		2		24.1300  USD
USD 0.01 common		Sale		2		24.1450  USD
USD 0.01 common		Sale		2		24.0250  USD
USD 0.01 common		Sale		7		24.1100  USD
USD 0.01 common		Sale		11		24.0590  USD
USD 0.01 common		Sale		15		23.8850  USD
USD 0.01 common		Sale		48		24.1150  USD
USD 0.01 common		Sale		62		23.9900  USD
USD 0.01 common		Sale		67		24.0300  USD
USD 0.01 common		Sale		98		24.0342  USD
USD 0.01 common		Sale		101		24.1200  USD
USD 0.01 common		Sale		101		24.1247  USD
USD 0.01 common		Sale		101		24.1301  USD
USD 0.01 common		Sale		167		23.9310  USD
USD 0.01 common		Sale		205		24.1182  USD
USD 0.01 common		Sale		215		23.9500  USD
USD 0.01 common		Sale		301		24.1800  USD
USD 0.01 common		Sale		450		23.9705  USD
USD 0.01 common		Sale		460		24.0693  USD
USD 0.01 common		Sale		499		24.1401  USD
USD 0.01 common		Sale		700		23.9157  USD
USD 0.01 common		Sale		785		24.1010  USD
USD 0.01 common		Sale		870		24.0451  USD
USD 0.01 common		Sale		881		24.2036  USD
USD 0.01 common		Sale		1,000		24.0195  USD
USD 0.01 common		Sale		1,329		24.0795  USD
USD 0.01 common		Sale		1,344		24.0987  USD
USD 0.01 common		Sale		1,554		24.1230  USD
USD 0.01 common		Sale		1,600		24.1900  USD
USD 0.01 common		Sale		3,335		24.0874  USD
USD 0.01 common		Sale		4,009		24.0591  USD
USD 0.01 common		Sale		4,375		24.1491  USD
USD 0.01 common		Sale		5,532		24.0596  USD
USD 0.01 common		Sale		5,948		24.1372  USD
USD 0.01 common		Sale		6,492		24.1328  USD
USD 0.01 common		Sale		10,305		24.1306  USD
USD 0.01 common		Sale		21,034		24.2001  USD
USD 0.01 common		Sale		21,677		24.1957  USD
USD 0.01 common		Sale		33,708		24.2100  USD
USD 0.01 common		Sale		107,710		24.0864  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				17 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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