Form 8.3 - NortonLifeLock Inc.

RNS Number : 5005W

Barclays PLC

18 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				17 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,277,129	0.22%	1,411,807	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,509,373	0.26%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,859,702	0.50%	5,318,929	0.93%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		34		23.7900  USD
USD 0.01 common		Purchase		68		23.7700  USD
USD 0.01 common		Purchase		68		23.7775  USD
USD 0.01 common		Purchase		100		23.8600  USD
USD 0.01 common		Purchase		101		23.8200  USD
USD 0.01 common		Purchase		136		23.7750  USD
USD 0.01 common		Purchase		200		23.7300  USD
USD 0.01 common		Purchase		212		23.7833  USD
USD 0.01 common		Purchase		234		23.7950  USD
USD 0.01 common		Purchase		278		23.7816  USD
USD 0.01 common		Purchase		300		23.8400  USD
USD 0.01 common		Purchase		452		23.7731  USD
USD 0.01 common		Purchase		1,043		23.7673  USD
USD 0.01 common		Purchase		1,313		23.7717  USD
USD 0.01 common		Purchase		1,392		23.7917  USD
USD 0.01 common		Purchase		1,662		23.7759  USD
USD 0.01 common		Purchase		1,672		23.7882  USD
USD 0.01 common		Purchase		2,085		23.7684  USD
USD 0.01 common		Purchase		2,379		23.7710  USD
USD 0.01 common		Purchase		2,404		23.8303  USD
USD 0.01 common		Purchase		3,134		23.7800  USD
USD 0.01 common		Purchase		3,181		23.8026  USD
USD 0.01 common		Purchase		3,394		23.7747  USD
USD 0.01 common		Purchase		6,144		23.7692  USD
USD 0.01 common		Purchase		6,484		23.7616  USD
USD 0.01 common		Purchase		7,276		23.7989  USD
USD 0.01 common		Purchase		9,331		23.7793  USD
USD 0.01 common		Purchase		9,355		23.8000  USD
USD 0.01 common		Purchase		15,574		23.7947  USD
USD 0.01 common		Purchase		17,135		23.7537  USD
USD 0.01 common		Purchase		18,543		23.8153  USD
USD 0.01 common		Purchase		24,354		23.7640  USD
USD 0.01 common		Purchase		39,440		23.7738  USD
USD 0.01 common		Purchase		41,853		23.7828  USD
USD 0.01 common		Purchase		49,958		23.7992  USD
USD 0.01 common		Purchase		97,188		23.7999  USD
USD 0.01 common		Purchase		219,973		23.7584  USD
USD 0.01 common		Sale		1		23.7700  USD
USD 0.01 common		Sale		2		23.7950  USD
USD 0.01 common		Sale		3		23.7666  USD
USD 0.01 common		Sale		5		23.7920  USD
USD 0.01 common		Sale		5		23.7720  USD
USD 0.01 common		Sale		7		23.7921  USD
USD 0.01 common		Sale		9		23.7833  USD
USD 0.01 common		Sale		15		23.7853  USD
USD 0.01 common		Sale		16		23.7856  USD
USD 0.01 common		Sale		16		23.7887  USD
USD 0.01 common		Sale		68		23.7500  USD
USD 0.01 common		Sale		146		23.6500  USD
USD 0.01 common		Sale		149		23.6995  USD
USD 0.01 common		Sale		300		23.8400  USD
USD 0.01 common		Sale		300		23.6716  USD
USD 0.01 common		Sale		395		23.8056  USD
USD 0.01 common		Sale		397		23.7398  USD
USD 0.01 common		Sale		421		23.7426  USD
USD 0.01 common		Sale		489		23.6886  USD
USD 0.01 common		Sale		500		23.8600  USD
USD 0.01 common		Sale		664		23.7773  USD
USD 0.01 common		Sale		770		23.7626  USD
USD 0.01 common		Sale		790		23.7355  USD
USD 0.01 common		Sale		794		23.7442  USD
USD 0.01 common		Sale		863		24.0400  USD
USD 0.01 common		Sale		1,018		23.7397  USD
USD 0.01 common		Sale		1,143		23.7620  USD
USD 0.01 common		Sale		1,401		23.7423  USD
USD 0.01 common		Sale		1,468		23.7384  USD
USD 0.01 common		Sale		1,667		23.7821  USD
USD 0.01 common		Sale		1,700		23.6991  USD
USD 0.01 common		Sale		2,946		23.7324  USD
USD 0.01 common		Sale		3,686		23.7800  USD
USD 0.01 common		Sale		4,944		23.7898  USD
USD 0.01 common		Sale		7,536		23.7145  USD
USD 0.01 common		Sale		8,567		23.8000  USD
USD 0.01 common		Sale		10,314		23.7501  USD
USD 0.01 common		Sale		10,664		23.7986  USD
USD 0.01 common		Sale		10,943		23.7923  USD
USD 0.01 common		Sale		11,432		23.7872  USD
USD 0.01 common		Sale		32,022		23.8011  USD
USD 0.01 common		Sale		49,795		23.7995  USD
USD 0.01 common		Sale		51,259		23.7922  USD
USD 0.01 common		Sale		97,109		23.7999  USD
USD 0.01 common		Sale		121,253		23.7468  USD
USD 0.01 common		Sale		149,770		23.7712  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				18 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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