FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
21 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,296,867 |
0.23% |
1,379,588 |
0.24% |
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(2) |
Cash-settled derivatives: |
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1,658,242 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,955,109 |
0.52% |
5,136,710 |
0.90% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
11 |
24.7700 USD |
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USD 0.01 common |
Purchase |
16 |
24.9050 USD |
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USD 0.01 common |
Purchase |
44 |
24.7900 USD |
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USD 0.01 common |
Purchase |
49 |
24.9000 USD |
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USD 0.01 common |
Purchase |
53 |
24.8900 USD |
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USD 0.01 common |
Purchase |
65 |
24.9400 USD |
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USD 0.01 common |
Purchase |
100 |
24.9150 USD |
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USD 0.01 common |
Purchase |
100 |
24.9100 USD |
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USD 0.01 common |
Purchase |
200 |
24.9500 USD |
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USD 0.01 common |
Purchase |
200 |
24.8700 USD |
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USD 0.01 common |
Purchase |
300 |
25.0250 USD |
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USD 0.01 common |
Purchase |
636 |
24.8263 USD |
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USD 0.01 common |
Purchase |
700 |
24.7392 USD |
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USD 0.01 common |
Purchase |
820 |
24.9086 USD |
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USD 0.01 common |
Purchase |
840 |
24.8583 USD |
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USD 0.01 common |
Purchase |
1,500 |
24.9583 USD |
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USD 0.01 common |
Purchase |
2,022 |
24.7302 USD |
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USD 0.01 common |
Purchase |
2,051 |
24.9035 USD |
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USD 0.01 common |
Purchase |
2,076 |
24.9203 USD |
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USD 0.01 common |
Purchase |
3,341 |
24.8512 USD |
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USD 0.01 common |
Purchase |
3,349 |
24.8772 USD |
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USD 0.01 common |
Purchase |
3,573 |
24.7526 USD |
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USD 0.01 common |
Purchase |
3,939 |
24.8944 USD |
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USD 0.01 common |
Purchase |
5,281 |
24.9250 USD |
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USD 0.01 common |
Purchase |
6,299 |
24.8827 USD |
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USD 0.01 common |
Purchase |
6,464 |
25.0100 USD |
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USD 0.01 common |
Purchase |
10,269 |
25.0044 USD |
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USD 0.01 common |
Purchase |
11,371 |
24.9287 USD |
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USD 0.01 common |
Purchase |
37,416 |
24.8651 USD |
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USD 0.01 common |
Purchase |
39,248 |
24.8759 USD |
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USD 0.01 common |
Purchase |
41,678 |
24.9717 USD |
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USD 0.01 common |
Purchase |
107,560 |
24.9058 USD |
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USD 0.01 common |
Purchase |
500,000 |
24.8726 USD |
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USD 0.01 common |
Sale |
11 |
24.8650 USD |
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USD 0.01 common |
Sale |
12 |
24.8700 USD |
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USD 0.01 common |
Sale |
18 |
24.9800 USD |
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USD 0.01 common |
Sale |
18 |
24.9700 USD |
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USD 0.01 common |
Sale |
36 |
24.9150 USD |
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USD 0.01 common |
Sale |
95 |
24.7962 USD |
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USD 0.01 common |
Sale |
100 |
24.9650 USD |
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USD 0.01 common |
Sale |
100 |
24.9050 USD |
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USD 0.01 common |
Sale |
101 |
24.9400 USD |
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USD 0.01 common |
Sale |
108 |
24.9566 USD |
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USD 0.01 common |
Sale |
118 |
24.9300 USD |
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USD 0.01 common |
Sale |
127 |
25.0070 USD |
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USD 0.01 common |
Sale |
136 |
24.9247 USD |
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USD 0.01 common |
Sale |
200 |
24.9500 USD |
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USD 0.01 common |
Sale |
200 |
24.9950 USD |
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USD 0.01 common |
Sale |
201 |
24.9545 USD |
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USD 0.01 common |
Sale |
251 |
24.8316 USD |
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USD 0.01 common |
Sale |
268 |
24.8926 USD |
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USD 0.01 common |
Sale |
300 |
24.8400 USD |
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USD 0.01 common |
Sale |
318 |
24.7613 USD |
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USD 0.01 common |
Sale |
330 |
24.9429 USD |
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USD 0.01 common |
Sale |
385 |
24.9049 USD |
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USD 0.01 common |
Sale |
400 |
24.9000 USD |
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USD 0.01 common |
Sale |
500 |
24.9020 USD |
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USD 0.01 common |
Sale |
543 |
24.8921 USD |
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USD 0.01 common |
Sale |
600 |
24.7316 USD |
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USD 0.01 common |
Sale |
757 |
24.8776 USD |
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USD 0.01 common |
Sale |
800 |
24.8518 USD |
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USD 0.01 common |
Sale |
900 |
24.7738 USD |
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USD 0.01 common |
Sale |
961 |
24.8550 USD |
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USD 0.01 common |
Sale |
1,129 |
24.8756 USD |
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USD 0.01 common |
Sale |
1,401 |
24.8032 USD |
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USD 0.01 common |
Sale |
1,439 |
24.8923 USD |
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USD 0.01 common |
Sale |
1,456 |
24.8726 USD |
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USD 0.01 common |
Sale |
2,656 |
25.0108 USD |
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USD 0.01 common |
Sale |
3,002 |
24.6604 USD |
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USD 0.01 common |
Sale |
3,127 |
24.7759 USD |
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USD 0.01 common |
Sale |
4,798 |
24.9246 USD |
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USD 0.01 common |
Sale |
5,281 |
24.9250 USD |
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USD 0.01 common |
Sale |
11,295 |
24.8348 USD |
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USD 0.01 common |
Sale |
16,407 |
24.9847 USD |
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USD 0.01 common |
Sale |
16,919 |
24.9071 USD |
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USD 0.01 common |
Sale |
17,277 |
24.9569 USD |
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USD 0.01 common |
Sale |
17,693 |
24.8954 USD |
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USD 0.01 common |
Sale |
19,464 |
24.9124 USD |
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USD 0.01 common |
Sale |
21,606 |
24.8369 USD |
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USD 0.01 common |
Sale |
26,518 |
24.9502 USD |
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USD 0.01 common |
Sale |
29,280 |
24.8850 USD |
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USD 0.01 common |
Sale |
77,094 |
25.0100 USD |
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USD 0.01 common |
Sale |
99,839 |
24.8949 USD |
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USD 0.01 common |
Sale |
469,577 |
24.8728 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
22 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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