Form 8.3 - NortonLifeLock Inc.

RNS Number : 7961G

Barclays PLC

31 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

30 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,179,424	0.20%	855,786	0.15%
(2)	Cash-settled derivatives:
			391,188	0.07%	1,868,008	0.32%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,570,612	0.27%	2,723,794	0.47%
Class of relevant security:			Convertible Bond US668771AB40
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		11,000	0.00%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		11,000	0.00%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		27.1300 USD
USD 0.01 common		Purchase		8		27.1600 USD
USD 0.01 common		Purchase		12		27.1025 USD
USD 0.01 common		Purchase		12		27.1658 USD
USD 0.01 common		Purchase		16		27.1500 USD
USD 0.01 common		Purchase		17		27.1794 USD
USD 0.01 common		Purchase		20		27.1645 USD
USD 0.01 common		Purchase		21		27.1495 USD
USD 0.01 common		Purchase		22		27.1225 USD
USD 0.01 common		Purchase		34		27.1375 USD
USD 0.01 common		Purchase		34		27.1538 USD
USD 0.01 common		Purchase		95		27.1700 USD
USD 0.01 common		Purchase		160		27.2300 USD
USD 0.01 common		Purchase		187		27.1589 USD
USD 0.01 common		Purchase		193		27.1800 USD
USD 0.01 common		Purchase		200		27.1050 USD
USD 0.01 common		Purchase		200		27.1100 USD
USD 0.01 common		Purchase		202		27.2200 USD
USD 0.01 common		Purchase		220		27.1536 USD
USD 0.01 common		Purchase		400		27.2000 USD
USD 0.01 common		Purchase		429		27.1910 USD
USD 0.01 common		Purchase		536		27.1322 USD
USD 0.01 common		Purchase		582		27.1464 USD
USD 0.01 common		Purchase		615		27.1995 USD
USD 0.01 common		Purchase		838		27.1936 USD
USD 0.01 common		Purchase		929		27.1767 USD
USD 0.01 common		Purchase		1,100		27.2281 USD
USD 0.01 common		Purchase		1,464		27.1037 USD
USD 0.01 common		Purchase		1,524		27.2070 USD
USD 0.01 common		Purchase		1,602		27.2526 USD
USD 0.01 common		Purchase		1,803		27.2604 USD
USD 0.01 common		Purchase		1,900		27.2555 USD
USD 0.01 common		Purchase		2,940		27.1900 USD
USD 0.01 common		Purchase		3,770		27.2016 USD
USD 0.01 common		Purchase		3,979		27.1903 USD
USD 0.01 common		Purchase		9,174		27.1189 USD
USD 0.01 common		Purchase		9,401		27.1530 USD
USD 0.01 common		Purchase		11,520		27.1238 USD
USD 0.01 common		Purchase		12,329		27.1548 USD
USD 0.01 common		Purchase		17,130		27.1837 USD
USD 0.01 common		Purchase		18,486		27.1193 USD
USD 0.01 common		Purchase		29,235		27.1840 USD
USD 0.01 common		Purchase		80,846		27.1416 USD
USD 0.01 common		Purchase		120,156		27.2154 USD
USD 0.01 common		Sale		7		27.1400 USD
USD 0.01 common		Sale		14		27.4150 USD
USD 0.01 common		Sale		17		27.1650 USD
USD 0.01 common		Sale		17		27.1600 USD
USD 0.01 common		Sale		17		27.1150 USD
USD 0.01 common		Sale		34		27.1375 USD
USD 0.01 common		Sale		53		27.1592 USD
USD 0.01 common		Sale		68		27.1575 USD
USD 0.01 common		Sale		68		27.1387 USD
USD 0.01 common		Sale		100		27.1300 USD
USD 0.01 common		Sale		100		27.0850 USD
USD 0.01 common		Sale		100		27.1500 USD
USD 0.01 common		Sale		100		27.0800 USD
USD 0.01 common		Sale		102		27.1003 USD
USD 0.01 common		Sale		160		27.1037 USD
USD 0.01 common		Sale		200		27.0925 USD
USD 0.01 common		Sale		200		27.0900 USD
USD 0.01 common		Sale		285		26.9707 USD
USD 0.01 common		Sale		291		27.1464 USD
USD 0.01 common		Sale		309		27.0942 USD
USD 0.01 common		Sale		317		27.1100 USD
USD 0.01 common		Sale		360		27.0969 USD
USD 0.01 common		Sale		472		27.1284 USD
USD 0.01 common		Sale		475		27.0878 USD
USD 0.01 common		Sale		679		27.1207 USD
USD 0.01 common		Sale		1,095		27.0300 USD
USD 0.01 common		Sale		3,749		27.2009 USD
USD 0.01 common		Sale		4,291		27.1722 USD
USD 0.01 common		Sale		4,926		27.1727 USD
USD 0.01 common		Sale		5,090		27.1396 USD
USD 0.01 common		Sale		6,107		27.1899 USD
USD 0.01 common		Sale		7,165		27.2472 USD
USD 0.01 common		Sale		8,133		27.1900 USD
USD 0.01 common		Sale		13,923		27.1119 USD
USD 0.01 common		Sale		15,084		27.1019 USD
USD 0.01 common		Sale		15,628		27.1567 USD
USD 0.01 common		Sale		17,129		27.1837 USD
USD 0.01 common		Sale		56,218		27.2332 USD
USD 0.01 common		Sale		88,146		27.2000 USD
USD 0.01 common		Sale		88,216		27.1430 USD

(b)	Cash-settled derivative transactions
Class of relevant		Product		Nature of dealing		Number of	Price per unit
security		description				reference
						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				31 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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