Form 8.3 - NortonLifeLock Inc.
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
31 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,182,525 |
0.20% |
877,667 |
0.15% |
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(2) |
Cash-settled derivatives: |
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412,448 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,594,973 |
0.27% |
2,743,055 |
0.47% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
15 |
27.1620 USD |
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USD 0.01 common |
Purchase |
20 |
26.8382 USD |
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USD 0.01 common |
Purchase |
20 |
26.8335 USD |
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USD 0.01 common |
Purchase |
22 |
26.7938 USD |
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USD 0.01 common |
Purchase |
25 |
27.1250 USD |
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USD 0.01 common |
Purchase |
26 |
26.6700 USD |
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USD 0.01 common |
Purchase |
26 |
26.6800 USD |
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USD 0.01 common |
Purchase |
28 |
26.9171 USD |
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USD 0.01 common |
Purchase |
32 |
26.7793 USD |
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USD 0.01 common |
Purchase |
34 |
26.7102 USD |
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USD 0.01 common |
Purchase |
34 |
26.7050 USD |
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USD 0.01 common |
Purchase |
37 |
27.1300 USD |
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USD 0.01 common |
Purchase |
39 |
26.6450 USD |
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USD 0.01 common |
Purchase |
40 |
26.7911 USD |
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USD 0.01 common |
Purchase |
47 |
26.7121 USD |
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USD 0.01 common |
Purchase |
50 |
26.8358 USD |
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USD 0.01 common |
Purchase |
52 |
26.6350 USD |
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USD 0.01 common |
Purchase |
55 |
26.8728 USD |
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USD 0.01 common |
Purchase |
61 |
26.7648 USD |
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USD 0.01 common |
Purchase |
78 |
27.0200 USD |
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USD 0.01 common |
Purchase |
78 |
26.6066 USD |
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USD 0.01 common |
Purchase |
85 |
26.7799 USD |
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USD 0.01 common |
Purchase |
99 |
27.0600 USD |
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USD 0.01 common |
Purchase |
100 |
27.1025 USD |
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USD 0.01 common |
Purchase |
101 |
27.0500 USD |
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USD 0.01 common |
Purchase |
109 |
26.5562 USD |
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USD 0.01 common |
Purchase |
111 |
27.2150 USD |
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USD 0.01 common |
Purchase |
139 |
26.9377 USD |
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USD 0.01 common |
Purchase |
140 |
26.6421 USD |
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USD 0.01 common |
Purchase |
152 |
26.8981 USD |
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USD 0.01 common |
Purchase |
199 |
26.8321 USD |
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USD 0.01 common |
Purchase |
200 |
27.0000 USD |
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USD 0.01 common |
Purchase |
200 |
26.6550 USD |
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USD 0.01 common |
Purchase |
291 |
26.9186 USD |
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USD 0.01 common |
Purchase |
300 |
27.0166 USD |
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USD 0.01 common |
Purchase |
300 |
26.7100 USD |
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USD 0.01 common |
Purchase |
300 |
27.2050 USD |
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USD 0.01 common |
Purchase |
313 |
26.5303 USD |
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USD 0.01 common |
Purchase |
321 |
26.9151 USD |
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USD 0.01 common |
Purchase |
410 |
27.1384 USD |
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USD 0.01 common |
Purchase |
500 |
26.5400 USD |
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USD 0.01 common |
Purchase |
527 |
27.1282 USD |
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USD 0.01 common |
Purchase |
784 |
27.1866 USD |
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USD 0.01 common |
Purchase |
1,100 |
27.2000 USD |
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USD 0.01 common |
Purchase |
1,100 |
27.1709 USD |
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USD 0.01 common |
Purchase |
1,200 |
27.1210 USD |
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USD 0.01 common |
Purchase |
1,250 |
27.1900 USD |
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USD 0.01 common |
Purchase |
1,400 |
27.0332 USD |
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USD 0.01 common |
Purchase |
1,766 |
26.5266 USD |
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USD 0.01 common |
Purchase |
1,871 |
26.9966 USD |
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USD 0.01 common |
Purchase |
1,938 |
27.1465 USD |
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USD 0.01 common |
Purchase |
2,085 |
27.1882 USD |
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USD 0.01 common |
Purchase |
2,372 |
27.1400 USD |
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USD 0.01 common |
Purchase |
3,245 |
27.1371 USD |
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USD 0.01 common |
Purchase |
7,508 |
26.5686 USD |
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USD 0.01 common |
Purchase |
7,634 |
26.8964 USD |
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USD 0.01 common |
Purchase |
8,252 |
26.7610 USD |
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USD 0.01 common |
Purchase |
15,057 |
26.9341 USD |
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USD 0.01 common |
Purchase |
17,159 |
26.8223 USD |
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USD 0.01 common |
Purchase |
17,509 |
26.8755 USD |
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USD 0.01 common |
Purchase |
23,273 |
26.5280 USD |
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USD 0.01 common |
Purchase |
27,524 |
26.5200 USD |
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USD 0.01 common |
Purchase |
39,356 |
26.5199 USD |
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USD 0.01 common |
Purchase |
41,638 |
26.8124 USD |
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USD 0.01 common |
Purchase |
343,195 |
26.6240 USD |
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USD 0.01 common |
Sale |
11 |
27.2150 USD |
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USD 0.01 common |
Sale |
25 |
27.1250 USD |
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USD 0.01 common |
Sale |
61 |
27.1900 USD |
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USD 0.01 common |
Sale |
78 |
27.0200 USD |
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USD 0.01 common |
Sale |
99 |
27.0600 USD |
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USD 0.01 common |
Sale |
100 |
27.1400 USD |
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USD 0.01 common |
Sale |
100 |
27.1200 USD |
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USD 0.01 common |
Sale |
100 |
27.1025 USD |
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USD 0.01 common |
Sale |
100 |
26.6600 USD |
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USD 0.01 common |
Sale |
140 |
26.6421 USD |
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USD 0.01 common |
Sale |
200 |
27.1700 USD |
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USD 0.01 common |
Sale |
217 |
26.7992 USD |
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USD 0.01 common |
Sale |
300 |
26.7100 USD |
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USD 0.01 common |
Sale |
313 |
26.5303 USD |
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USD 0.01 common |
Sale |
326 |
26.5180 USD |
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USD 0.01 common |
Sale |
615 |
26.5150 USD |
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USD 0.01 common |
Sale |
1,292 |
26.7777 USD |
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USD 0.01 common |
Sale |
1,400 |
27.0332 USD |
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USD 0.01 common |
Sale |
1,800 |
27.0562 USD |
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USD 0.01 common |
Sale |
2,294 |
26.5874 USD |
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USD 0.01 common |
Sale |
2,476 |
26.6052 USD |
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USD 0.01 common |
Sale |
3,839 |
27.1089 USD |
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USD 0.01 common |
Sale |
4,317 |
27.0846 USD |
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USD 0.01 common |
Sale |
4,507 |
26.9122 USD |
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USD 0.01 common |
Sale |
6,217 |
27.1736 USD |
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USD 0.01 common |
Sale |
8,578 |
26.6627 USD |
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USD 0.01 common |
Sale |
10,144 |
26.9877 USD |
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USD 0.01 common |
Sale |
10,522 |
27.0076 USD |
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USD 0.01 common |
Sale |
13,447 |
26.8843 USD |
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USD 0.01 common |
Sale |
84,358 |
26.5200 USD |
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USD 0.01 common |
Sale |
404,031 |
26.6476 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
1 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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