Form 8.3 - NortonLifeLock Inc.

RNS Number : 7891X

Barclays PLC

31 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				30 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,350,119	0.24%	1,481,932	0.26%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	6,586,106	1.15%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	48,410	0.01%
	TOTAL:			3,034,092	0.53%	8,116,448	1.42%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		22.8100  USD
USD 0.01 common		Purchase		9		22.6916  USD
USD 0.01 common		Purchase		12		22.6900  USD
USD 0.01 common		Purchase		27		22.6222  USD
USD 0.01 common		Purchase		30		22.6300  USD
USD 0.01 common		Purchase		64		22.6393  USD
USD 0.01 common		Purchase		69		22.6513  USD
USD 0.01 common		Purchase		72		22.6641  USD
USD 0.01 common		Purchase		72		22.6825  USD
USD 0.01 common		Purchase		79		22.6875  USD
USD 0.01 common		Purchase		93		22.6835  USD
USD 0.01 common		Purchase		94		22.6538  USD
USD 0.01 common		Purchase		95		22.6650  USD
USD 0.01 common		Purchase		96		22.6625  USD
USD 0.01 common		Purchase		100		22.6571  USD
USD 0.01 common		Purchase		102		22.6686  USD
USD 0.01 common		Purchase		110		22.6354  USD
USD 0.01 common		Purchase		117		22.6288  USD
USD 0.01 common		Purchase		126		22.6716  USD
USD 0.01 common		Purchase		200		22.6526  USD
USD 0.01 common		Purchase		327		22.6667  USD
USD 0.01 common		Purchase		369		22.6446  USD
USD 0.01 common		Purchase		388		22.6760  USD
USD 0.01 common		Purchase		399		22.6902  USD
USD 0.01 common		Purchase		498		22.7031  USD
USD 0.01 common		Purchase		501		22.5941  USD
USD 0.01 common		Purchase		626		22.7272  USD
USD 0.01 common		Purchase		673		22.6507  USD
USD 0.01 common		Purchase		723		22.6743  USD
USD 0.01 common		Purchase		771		22.6024  USD
USD 0.01 common		Purchase		898		22.6649  USD
USD 0.01 common		Purchase		1,033		22.6556  USD
USD 0.01 common		Purchase		1,090		22.7237  USD
USD 0.01 common		Purchase		1,262		22.6095  USD
USD 0.01 common		Purchase		1,593		22.6186  USD
USD 0.01 common		Purchase		1,795		22.7624  USD
USD 0.01 common		Purchase		2,257		22.6427  USD
USD 0.01 common		Purchase		2,312		22.7170  USD
USD 0.01 common		Purchase		2,864		22.6495  USD
USD 0.01 common		Purchase		2,874		22.6998  USD
USD 0.01 common		Purchase		3,566		22.6453  USD
USD 0.01 common		Purchase		4,245		22.6744  USD
USD 0.01 common		Purchase		5,692		22.6536  USD
USD 0.01 common		Purchase		8,568		22.6395  USD
USD 0.01 common		Purchase		11,154		22.6738  USD
USD 0.01 common		Purchase		12,127		22.6707  USD
USD 0.01 common		Purchase		12,500		22.6590  USD
USD 0.01 common		Purchase		15,500		22.7148  USD
USD 0.01 common		Purchase		17,244		22.6700  USD
USD 0.01 common		Purchase		28,630		22.6552  USD
USD 0.01 common		Purchase		48,259		22.6695  USD
USD 0.01 common		Purchase		58,838		22.6746  USD
USD 0.01 common		Purchase		71,071		22.6816  USD
USD 0.01 common		Sale		1		22.8200  USD
USD 0.01 common		Sale		1		22.5000  USD
USD 0.01 common		Sale		2		22.6575  USD
USD 0.01 common		Sale		25		22.7434  USD
USD 0.01 common		Sale		26		22.5250  USD
USD 0.01 common		Sale		76		22.6950  USD
USD 0.01 common		Sale		95		22.6800  USD
USD 0.01 common		Sale		100		22.5350  USD
USD 0.01 common		Sale		100		22.8500  USD
USD 0.01 common		Sale		129		22.6600  USD
USD 0.01 common		Sale		146		22.8216  USD
USD 0.01 common		Sale		192		22.7920  USD
USD 0.01 common		Sale		197		22.6903  USD
USD 0.01 common		Sale		200		22.7900  USD
USD 0.01 common		Sale		200		22.6300  USD
USD 0.01 common		Sale		204		22.5959  USD
USD 0.01 common		Sale		300		22.6666  USD
USD 0.01 common		Sale		300		22.6500  USD
USD 0.01 common		Sale		301		22.7463  USD
USD 0.01 common		Sale		369		22.6446  USD
USD 0.01 common		Sale		390		22.6684  USD
USD 0.01 common		Sale		400		22.7350  USD
USD 0.01 common		Sale		400		22.6087  USD
USD 0.01 common		Sale		461		22.6627  USD
USD 0.01 common		Sale		487		22.7133  USD
USD 0.01 common		Sale		500		22.6130  USD
USD 0.01 common		Sale		519		22.6391  USD
USD 0.01 common		Sale		671		22.6858  USD
USD 0.01 common		Sale		730		22.6689  USD
USD 0.01 common		Sale		790		22.5850  USD
USD 0.01 common		Sale		847		22.6250  USD
USD 0.01 common		Sale		871		22.6551  USD
USD 0.01 common		Sale		1,151		22.6090  USD
USD 0.01 common		Sale		1,207		22.6102  USD
USD 0.01 common		Sale		1,723		22.6185  USD
USD 0.01 common		Sale		1,785		22.6662  USD
USD 0.01 common		Sale		2,822		22.6808  USD
USD 0.01 common		Sale		3,386		22.6763  USD
USD 0.01 common		Sale		3,584		22.6445  USD
USD 0.01 common		Sale		3,845		22.6441  USD
USD 0.01 common		Sale		4,136		22.6714  USD
USD 0.01 common		Sale		5,143		22.6516  USD
USD 0.01 common		Sale		5,326		22.6651  USD
USD 0.01 common		Sale		9,454		22.6175  USD
USD 0.01 common		Sale		11,606		22.6634  USD
USD 0.01 common		Sale		15,500		22.7148  USD
USD 0.01 common		Sale		17,895		22.6902  USD
USD 0.01 common		Sale		22,155		22.6700  USD
USD 0.01 common		Sale		52,632		22.6693  USD
USD 0.01 common		Sale		62,574		22.6864  USD
USD 0.01 common		Sale		77,983		22.6705  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				31 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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