Form 8.3 - NortonLifeLock Inc.

RNS Number : 9853X

Barclays PLC

01 September 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				31 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,340,051	0.23%	1,484,854	0.26%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	6,586,106	1.15%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	48,410	0.01%
	TOTAL:			3,024,024	0.53%	8,119,370	1.42%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		22.7700  USD
USD 0.01 common		Purchase		4		22.6850  USD
USD 0.01 common		Purchase		4		22.6600  USD
USD 0.01 common		Purchase		16		22.6900  USD
USD 0.01 common		Purchase		24		22.6066  USD
USD 0.01 common		Purchase		28		22.6471  USD
USD 0.01 common		Purchase		32		22.6325  USD
USD 0.01 common		Purchase		54		22.6272  USD
USD 0.01 common		Purchase		60		22.6166  USD
USD 0.01 common		Purchase		72		22.6255  USD
USD 0.01 common		Purchase		76		22.6330  USD
USD 0.01 common		Purchase		92		22.6226  USD
USD 0.01 common		Purchase		96		22.6391  USD
USD 0.01 common		Purchase		99		22.5840  USD
USD 0.01 common		Purchase		132		22.6300  USD
USD 0.01 common		Purchase		195		22.5814  USD
USD 0.01 common		Purchase		200		22.5750  USD
USD 0.01 common		Purchase		200		22.6000  USD
USD 0.01 common		Purchase		200		22.6750  USD
USD 0.01 common		Purchase		300		22.5950  USD
USD 0.01 common		Purchase		386		22.6277  USD
USD 0.01 common		Purchase		400		22.6500  USD
USD 0.01 common		Purchase		400		22.6150  USD
USD 0.01 common		Purchase		500		22.6110  USD
USD 0.01 common		Purchase		560		22.6410  USD
USD 0.01 common		Purchase		600		22.6133  USD
USD 0.01 common		Purchase		601		22.5958  USD
USD 0.01 common		Purchase		648		22.6408  USD
USD 0.01 common		Purchase		654		22.6012  USD
USD 0.01 common		Purchase		754		22.6061  USD
USD 0.01 common		Purchase		800		22.6068  USD
USD 0.01 common		Purchase		800		22.6412  USD
USD 0.01 common		Purchase		831		22.6156  USD
USD 0.01 common		Purchase		990		22.6411  USD
USD 0.01 common		Purchase		1,384		22.6252  USD
USD 0.01 common		Purchase		2,542		22.6100  USD
USD 0.01 common		Purchase		3,620		22.6704  USD
USD 0.01 common		Purchase		5,488		22.6388  USD
USD 0.01 common		Purchase		5,842		22.6233  USD
USD 0.01 common		Purchase		9,375		22.6247  USD
USD 0.01 common		Purchase		9,387		22.6354  USD
USD 0.01 common		Purchase		11,074		22.6649  USD
USD 0.01 common		Purchase		12,841		22.6287  USD
USD 0.01 common		Purchase		14,662		22.6195  USD
USD 0.01 common		Purchase		15,794		22.6223  USD
USD 0.01 common		Purchase		20,664		22.5990  USD
USD 0.01 common		Purchase		25,357		22.6243  USD
USD 0.01 common		Purchase		30,652		22.6345  USD
USD 0.01 common		Purchase		38,826		22.6523  USD
USD 0.01 common		Purchase		51,032		22.5900  USD
USD 0.01 common		Purchase		52,324		22.5902  USD
USD 0.01 common		Purchase		241,713		22.6096  USD
USD 0.01 common		Sale		1		22.6200  USD
USD 0.01 common		Sale		2		22.6400  USD
USD 0.01 common		Sale		7		22.6700  USD
USD 0.01 common		Sale		13		22.6034  USD
USD 0.01 common		Sale		14		22.6100  USD
USD 0.01 common		Sale		16		22.6900  USD
USD 0.01 common		Sale		17		22.6264  USD
USD 0.01 common		Sale		28		22.6600  USD
USD 0.01 common		Sale		31		22.6503  USD
USD 0.01 common		Sale		52		22.6420  USD
USD 0.01 common		Sale		54		22.7674  USD
USD 0.01 common		Sale		65		22.6270  USD
USD 0.01 common		Sale		78		22.6071  USD
USD 0.01 common		Sale		80		22.6382  USD
USD 0.01 common		Sale		83		22.6437  USD
USD 0.01 common		Sale		93		22.6192  USD
USD 0.01 common		Sale		97		22.6339  USD
USD 0.01 common		Sale		100		22.5950  USD
USD 0.01 common		Sale		100		22.6550  USD
USD 0.01 common		Sale		110		22.6204  USD
USD 0.01 common		Sale		119		22.6284  USD
USD 0.01 common		Sale		122		22.6184  USD
USD 0.01 common		Sale		137		22.5955  USD
USD 0.01 common		Sale		157		22.7026  USD
USD 0.01 common		Sale		200		22.5750  USD
USD 0.01 common		Sale		200		22.6125  USD
USD 0.01 common		Sale		201		22.6130  USD
USD 0.01 common		Sale		230		22.6488  USD
USD 0.01 common		Sale		250		22.6300  USD
USD 0.01 common		Sale		252		22.6370  USD
USD 0.01 common		Sale		253		22.6256  USD
USD 0.01 common		Sale		274		22.6405  USD
USD 0.01 common		Sale		300		22.6316  USD
USD 0.01 common		Sale		315		22.6103  USD
USD 0.01 common		Sale		350		22.6114  USD
USD 0.01 common		Sale		400		22.6500  USD
USD 0.01 common		Sale		439		22.6077  USD
USD 0.01 common		Sale		500		22.6450  USD
USD 0.01 common		Sale		500		22.5990  USD
USD 0.01 common		Sale		518		22.6705  USD
USD 0.01 common		Sale		551		22.7400  USD
USD 0.01 common		Sale		679		22.6132  USD
USD 0.01 common		Sale		942		22.6094  USD
USD 0.01 common		Sale		1,190		22.6363  USD
USD 0.01 common		Sale		1,836		22.6040  USD
USD 0.01 common		Sale		3,514		22.6403  USD
USD 0.01 common		Sale		3,552		22.6641  USD
USD 0.01 common		Sale		3,601		22.6336  USD
USD 0.01 common		Sale		3,914		22.6285  USD
USD 0.01 common		Sale		4,141		22.6123  USD
USD 0.01 common		Sale		4,251		22.6276  USD
USD 0.01 common		Sale		6,018		22.6237  USD
USD 0.01 common		Sale		7,077		22.6629  USD
USD 0.01 common		Sale		8,121		22.6301  USD
USD 0.01 common		Sale		8,557		22.6415  USD
USD 0.01 common		Sale		8,738		22.6278  USD
USD 0.01 common		Sale		11,690		22.6602  USD
USD 0.01 common		Sale		20,000		22.6199  USD
USD 0.01 common		Sale		20,257		22.6451  USD
USD 0.01 common		Sale		20,700		22.5900  USD
USD 0.01 common		Sale		40,090		22.6457  USD
USD 0.01 common		Sale		47,782		22.5930  USD
USD 0.01 common		Sale		53,685		22.5906  USD
USD 0.01 common		Sale		273,547		22.6101  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				01 Sep 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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