Form 8.3 - NortonLifeLock Inc.

RNS Number : 1481Y

Barclays PLC

02 September 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				01 Sep 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,338,793	0.23%	1,483,382	0.26%
(2)	Cash-settled derivatives:
	and/or controlled:			2,068,873	0.36%	3,954,724	0.69%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	48,410	0.01%
	TOTAL:			3,424,766	0.60%	5,486,516	0.96%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		3		22.5100  USD
USD 0.01 common		Purchase		3		22.5400  USD
USD 0.01 common		Purchase		4		22.4900  USD
USD 0.01 common		Purchase		10		22.4650  USD
USD 0.01 common		Purchase		10		22.4050  USD
USD 0.01 common		Purchase		23		22.5095  USD
USD 0.01 common		Purchase		24		22.3883  USD
USD 0.01 common		Purchase		30		22.4183  USD
USD 0.01 common		Purchase		42		22.3100  USD
USD 0.01 common		Purchase		47		22.4365  USD
USD 0.01 common		Purchase		59		22.4118  USD
USD 0.01 common		Purchase		75		22.4201  USD
USD 0.01 common		Purchase		96		22.5024  USD
USD 0.01 common		Purchase		100		22.4300  USD
USD 0.01 common		Purchase		100		22.5850  USD
USD 0.01 common		Purchase		100		22.4400  USD
USD 0.01 common		Purchase		105		22.3861  USD
USD 0.01 common		Purchase		131		22.4901  USD
USD 0.01 common		Purchase		188		22.5353  USD
USD 0.01 common		Purchase		200		22.5000  USD
USD 0.01 common		Purchase		206		22.4416  USD
USD 0.01 common		Purchase		227		22.5128  USD
USD 0.01 common		Purchase		258		22.4713  USD
USD 0.01 common		Purchase		290		22.4841  USD
USD 0.01 common		Purchase		296		22.5240  USD
USD 0.01 common		Purchase		301		22.3899  USD
USD 0.01 common		Purchase		308		22.4044  USD
USD 0.01 common		Purchase		316		22.5203  USD
USD 0.01 common		Purchase		413		22.4733  USD
USD 0.01 common		Purchase		420		22.5290  USD
USD 0.01 common		Purchase		500		22.4000  USD
USD 0.01 common		Purchase		556		22.5372  USD
USD 0.01 common		Purchase		864		22.5381  USD
USD 0.01 common		Purchase		929		22.5867  USD
USD 0.01 common		Purchase		1,024		22.4257  USD
USD 0.01 common		Purchase		1,133		22.5302  USD
USD 0.01 common		Purchase		1,219		22.4147  USD
USD 0.01 common		Purchase		1,550		22.4249  USD
USD 0.01 common		Purchase		3,522		22.5800  USD
USD 0.01 common		Purchase		3,669		22.5600  USD
USD 0.01 common		Purchase		3,725		22.5900  USD
USD 0.01 common		Purchase		4,454		22.5347  USD
USD 0.01 common		Purchase		5,352		22.4958  USD
USD 0.01 common		Purchase		5,874		22.3704  USD
USD 0.01 common		Purchase		7,164		22.5793  USD
USD 0.01 common		Purchase		11,042		22.4968  USD
USD 0.01 common		Purchase		11,522		22.3894  USD
USD 0.01 common		Purchase		22,360		22.5245  USD
USD 0.01 common		Purchase		23,327		22.4965  USD
USD 0.01 common		Purchase		29,691		22.4284  USD
USD 0.01 common		Purchase		45,355		22.5577  USD
USD 0.01 common		Purchase		53,867		22.4114  USD
USD 0.01 common		Purchase		106,171		22.4135  USD
USD 0.01 common		Sale		1		22.4700  USD
USD 0.01 common		Sale		2		22.3350  USD
USD 0.01 common		Sale		2		22.3150  USD
USD 0.01 common		Sale		2		22.3450  USD
USD 0.01 common		Sale		3		22.3400  USD
USD 0.01 common		Sale		3		22.3500  USD
USD 0.01 common		Sale		3		22.3466  USD
USD 0.01 common		Sale		3		22.3666  USD
USD 0.01 common		Sale		5		22.4050  USD
USD 0.01 common		Sale		7		22.5035  USD
USD 0.01 common		Sale		9		22.4688  USD
USD 0.01 common		Sale		27		22.6414  USD
USD 0.01 common		Sale		80		22.4451  USD
USD 0.01 common		Sale		94		22.5060  USD
USD 0.01 common		Sale		99		22.5200  USD
USD 0.01 common		Sale		136		22.5100  USD
USD 0.01 common		Sale		137		22.4636  USD
USD 0.01 common		Sale		139		22.3451  USD
USD 0.01 common		Sale		153		22.3658  USD
USD 0.01 common		Sale		160		22.5111  USD
USD 0.01 common		Sale		204		22.5000  USD
USD 0.01 common		Sale		206		22.4416  USD
USD 0.01 common		Sale		209		22.5651  USD
USD 0.01 common		Sale		234		22.6623  USD
USD 0.01 common		Sale		258		22.4582  USD
USD 0.01 common		Sale		259		22.5839  USD
USD 0.01 common		Sale		347		22.5865  USD
USD 0.01 common		Sale		409		22.3820  USD
USD 0.01 common		Sale		447		22.4246  USD
USD 0.01 common		Sale		462		22.4292  USD
USD 0.01 common		Sale		479		22.4800  USD
USD 0.01 common		Sale		494		22.4389  USD
USD 0.01 common		Sale		546		22.4917  USD
USD 0.01 common		Sale		887		22.5851  USD
USD 0.01 common		Sale		1,195		22.4782  USD
USD 0.01 common		Sale		1,231		22.4805  USD
USD 0.01 common		Sale		1,264		22.4993  USD
USD 0.01 common		Sale		1,652		22.5002  USD
USD 0.01 common		Sale		1,727		22.6045  USD
USD 0.01 common		Sale		2,498		22.6280  USD
USD 0.01 common		Sale		2,727		22.5551  USD
USD 0.01 common		Sale		3,109		22.5791  USD
USD 0.01 common		Sale		3,809		22.5800  USD
USD 0.01 common		Sale		3,939		22.5432  USD
USD 0.01 common		Sale		4,757		22.5892  USD
USD 0.01 common		Sale		5,674		22.5265  USD
USD 0.01 common		Sale		6,811		22.4207  USD
USD 0.01 common		Sale		6,925		22.5093  USD
USD 0.01 common		Sale		7,134		22.5798  USD
USD 0.01 common		Sale		7,619		22.3982  USD
USD 0.01 common		Sale		9,588		22.4883  USD
USD 0.01 common		Sale		9,824		22.4410  USD
USD 0.01 common		Sale		9,952		22.5295  USD
USD 0.01 common		Sale		15,686		22.5486  USD
USD 0.01 common		Sale		20,302		22.4018  USD
USD 0.01 common		Sale		22,048		22.4251  USD
USD 0.01 common		Sale		49,660		22.5213  USD
USD 0.01 common		Sale		142,063		22.4114  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				02 Sep 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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