Form 8.3 - NortonLifeLock Inc.
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
27 Jul 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,273,132 |
0.22% |
1,374,773 |
0.24% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,648,723 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,921,855 |
0.51% |
5,131,895 |
0.90% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
|
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USD 0.01 common |
Purchase |
7 |
24.7328 USD |
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USD 0.01 common |
Purchase |
11 |
24.7550 USD |
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USD 0.01 common |
Purchase |
85 |
24.7700 USD |
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USD 0.01 common |
Purchase |
100 |
24.5100 USD |
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|
USD 0.01 common |
Purchase |
100 |
24.4800 USD |
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|
USD 0.01 common |
Purchase |
100 |
24.6700 USD |
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USD 0.01 common |
Purchase |
185 |
24.6729 USD |
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|
USD 0.01 common |
Purchase |
200 |
24.7600 USD |
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|
USD 0.01 common |
Purchase |
200 |
24.4500 USD |
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|
USD 0.01 common |
Purchase |
200 |
24.5200 USD |
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|
USD 0.01 common |
Purchase |
200 |
24.7300 USD |
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|
USD 0.01 common |
Purchase |
276 |
24.4744 USD |
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|
USD 0.01 common |
Purchase |
295 |
24.7800 USD |
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|
USD 0.01 common |
Purchase |
300 |
24.5033 USD |
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USD 0.01 common |
Purchase |
387 |
24.4641 USD |
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|
USD 0.01 common |
Purchase |
391 |
24.5346 USD |
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USD 0.01 common |
Purchase |
400 |
24.6825 USD |
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USD 0.01 common |
Purchase |
413 |
24.5900 USD |
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|
USD 0.01 common |
Purchase |
458 |
24.5083 USD |
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|
USD 0.01 common |
Purchase |
500 |
24.4870 USD |
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|
USD 0.01 common |
Purchase |
503 |
24.4840 USD |
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|
USD 0.01 common |
Purchase |
504 |
24.6899 USD |
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|
USD 0.01 common |
Purchase |
573 |
24.5580 USD |
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|
USD 0.01 common |
Purchase |
584 |
24.5892 USD |
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|
USD 0.01 common |
Purchase |
592 |
24.5621 USD |
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|
USD 0.01 common |
Purchase |
680 |
24.5521 USD |
||||
|
USD 0.01 common |
Purchase |
814 |
24.4300 USD |
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|
USD 0.01 common |
Purchase |
893 |
24.6356 USD |
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|
USD 0.01 common |
Purchase |
1,000 |
24.4900 USD |
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|
USD 0.01 common |
Purchase |
1,022 |
24.5568 USD |
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|
USD 0.01 common |
Purchase |
1,074 |
24.7744 USD |
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|
USD 0.01 common |
Purchase |
1,222 |
24.4712 USD |
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|
USD 0.01 common |
Purchase |
1,227 |
24.6282 USD |
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|
USD 0.01 common |
Purchase |
1,606 |
24.5134 USD |
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|
USD 0.01 common |
Purchase |
1,623 |
24.4746 USD |
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|
USD 0.01 common |
Purchase |
1,751 |
24.6119 USD |
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|
USD 0.01 common |
Purchase |
2,000 |
24.6300 USD |
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|
USD 0.01 common |
Purchase |
2,444 |
24.5415 USD |
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|
USD 0.01 common |
Purchase |
2,936 |
24.6133 USD |
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|
USD 0.01 common |
Purchase |
3,508 |
24.5893 USD |
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|
USD 0.01 common |
Purchase |
3,547 |
24.5869 USD |
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|
USD 0.01 common |
Purchase |
3,668 |
24.5303 USD |
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|
USD 0.01 common |
Purchase |
4,939 |
24.4560 USD |
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|
USD 0.01 common |
Purchase |
5,400 |
24.4780 USD |
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|
USD 0.01 common |
Purchase |
5,400 |
24.4781 USD |
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|
USD 0.01 common |
Purchase |
5,664 |
24.5030 USD |
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|
USD 0.01 common |
Purchase |
6,439 |
24.5478 USD |
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|
USD 0.01 common |
Purchase |
8,163 |
24.5131 USD |
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|
USD 0.01 common |
Purchase |
10,146 |
24.5539 USD |
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|
USD 0.01 common |
Purchase |
11,110 |
24.6200 USD |
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|
USD 0.01 common |
Purchase |
20,202 |
24.6900 USD |
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|
USD 0.01 common |
Purchase |
21,639 |
24.6688 USD |
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|
USD 0.01 common |
Purchase |
22,106 |
24.4817 USD |
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|
USD 0.01 common |
Purchase |
22,653 |
24.5000 USD |
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|
USD 0.01 common |
Purchase |
22,798 |
24.5231 USD |
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|
USD 0.01 common |
Purchase |
31,187 |
24.5176 USD |
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|
USD 0.01 common |
Purchase |
31,601 |
24.4922 USD |
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|
USD 0.01 common |
Purchase |
40,560 |
24.4847 USD |
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|
USD 0.01 common |
Purchase |
58,105 |
24.5452 USD |
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|
USD 0.01 common |
Purchase |
88,692 |
24.6867 USD |
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|
USD 0.01 common |
Purchase |
90,228 |
24.5191 USD |
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|
USD 0.01 common |
Purchase |
108,970 |
24.6850 USD |
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|
USD 0.01 common |
Purchase |
121,205 |
24.5704 USD |
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|
USD 0.01 common |
Purchase |
487,897 |
24.5440 USD |
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|
USD 0.01 common |
Purchase |
550,000 |
24.5500 USD |
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|
USD 0.01 common |
Purchase |
1,004,362 |
24.6088 USD |
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USD 0.01 common |
Sale |
8 |
24.7850 USD |
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|
USD 0.01 common |
Sale |
21 |
24.4700 USD |
||||
|
USD 0.01 common |
Sale |
100 |
24.6650 USD |
||||
|
USD 0.01 common |
Sale |
174 |
24.4379 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.4800 USD |
||||
|
USD 0.01 common |
Sale |
200 |
24.5550 USD |
||||
|
USD 0.01 common |
Sale |
202 |
24.5351 USD |
||||
|
USD 0.01 common |
Sale |
245 |
24.6720 USD |
||||
|
USD 0.01 common |
Sale |
261 |
24.4791 USD |
||||
|
USD 0.01 common |
Sale |
300 |
24.5250 USD |
||||
|
USD 0.01 common |
Sale |
300 |
24.4966 USD |
||||
|
USD 0.01 common |
Sale |
300 |
24.5233 USD |
||||
|
USD 0.01 common |
Sale |
300 |
24.7816 USD |
||||
|
USD 0.01 common |
Sale |
302 |
24.5398 USD |
||||
|
USD 0.01 common |
Sale |
303 |
24.5054 USD |
||||
|
USD 0.01 common |
Sale |
315 |
24.5215 USD |
||||
|
USD 0.01 common |
Sale |
373 |
24.5184 USD |
||||
|
USD 0.01 common |
Sale |
400 |
24.6900 USD |
||||
|
USD 0.01 common |
Sale |
400 |
24.5050 USD |
||||
|
USD 0.01 common |
Sale |
406 |
24.4987 USD |
||||
|
USD 0.01 common |
Sale |
407 |
24.4643 USD |
||||
|
USD 0.01 common |
Sale |
407 |
24.4300 USD |
||||
|
USD 0.01 common |
Sale |
416 |
24.7544 USD |
||||
|
USD 0.01 common |
Sale |
471 |
24.4621 USD |
||||
|
USD 0.01 common |
Sale |
500 |
24.5160 USD |
||||
|
USD 0.01 common |
Sale |
505 |
24.5100 USD |
||||
|
USD 0.01 common |
Sale |
525 |
24.5206 USD |
||||
|
USD 0.01 common |
Sale |
530 |
24.5069 USD |
||||
|
USD 0.01 common |
Sale |
597 |
24.4774 USD |
||||
|
USD 0.01 common |
Sale |
600 |
24.5208 USD |
||||
|
USD 0.01 common |
Sale |
601 |
24.6725 USD |
||||
|
USD 0.01 common |
Sale |
732 |
24.5202 USD |
||||
|
USD 0.01 common |
Sale |
800 |
24.5237 USD |
||||
|
USD 0.01 common |
Sale |
805 |
24.4713 USD |
||||
|
USD 0.01 common |
Sale |
1,000 |
24.5220 USD |
||||
|
USD 0.01 common |
Sale |
1,163 |
24.4500 USD |
||||
|
USD 0.01 common |
Sale |
1,295 |
24.5150 USD |
||||
|
USD 0.01 common |
Sale |
1,352 |
24.5258 USD |
||||
|
USD 0.01 common |
Sale |
1,388 |
24.4706 USD |
||||
|
USD 0.01 common |
Sale |
1,401 |
24.5125 USD |
||||
|
USD 0.01 common |
Sale |
1,407 |
24.6716 USD |
||||
|
USD 0.01 common |
Sale |
1,414 |
24.4567 USD |
||||
|
USD 0.01 common |
Sale |
1,548 |
24.4518 USD |
||||
|
USD 0.01 common |
Sale |
1,553 |
24.4525 USD |
||||
|
USD 0.01 common |
Sale |
1,571 |
24.5116 USD |
||||
|
USD 0.01 common |
Sale |
1,577 |
24.6921 USD |
||||
|
USD 0.01 common |
Sale |
1,623 |
24.4746 USD |
||||
|
USD 0.01 common |
Sale |
1,687 |
24.4338 USD |
||||
|
USD 0.01 common |
Sale |
1,789 |
24.7592 USD |
||||
|
USD 0.01 common |
Sale |
1,801 |
24.5466 USD |
||||
|
USD 0.01 common |
Sale |
1,893 |
24.5321 USD |
||||
|
USD 0.01 common |
Sale |
2,100 |
24.4900 USD |
||||
|
USD 0.01 common |
Sale |
2,166 |
24.4532 USD |
||||
|
USD 0.01 common |
Sale |
2,300 |
24.5241 USD |
||||
|
USD 0.01 common |
Sale |
2,334 |
24.5200 USD |
||||
|
USD 0.01 common |
Sale |
2,475 |
24.5757 USD |
||||
|
USD 0.01 common |
Sale |
2,711 |
24.5291 USD |
||||
|
USD 0.01 common |
Sale |
2,726 |
24.6782 USD |
||||
|
USD 0.01 common |
Sale |
2,901 |
24.5243 USD |
||||
|
USD 0.01 common |
Sale |
3,047 |
24.4974 USD |
||||
|
USD 0.01 common |
Sale |
3,099 |
24.5343 USD |
||||
|
USD 0.01 common |
Sale |
3,240 |
24.5275 USD |
||||
|
USD 0.01 common |
Sale |
3,258 |
24.4635 USD |
||||
|
USD 0.01 common |
Sale |
3,400 |
24.5164 USD |
||||
|
USD 0.01 common |
Sale |
3,448 |
24.4651 USD |
||||
|
USD 0.01 common |
Sale |
4,015 |
24.5668 USD |
||||
|
USD 0.01 common |
Sale |
4,275 |
24.4659 USD |
||||
|
USD 0.01 common |
Sale |
4,617 |
24.4883 USD |
||||
|
USD 0.01 common |
Sale |
4,828 |
24.5211 USD |
||||
|
USD 0.01 common |
Sale |
4,881 |
24.6625 USD |
||||
|
USD 0.01 common |
Sale |
4,899 |
24.5337 USD |
||||
|
USD 0.01 common |
Sale |
5,400 |
24.4781 USD |
||||
|
USD 0.01 common |
Sale |
6,449 |
24.6407 USD |
||||
|
USD 0.01 common |
Sale |
6,698 |
24.7285 USD |
||||
|
USD 0.01 common |
Sale |
7,020 |
24.6362 USD |
||||
|
USD 0.01 common |
Sale |
7,151 |
24.4988 USD |
||||
|
USD 0.01 common |
Sale |
7,700 |
24.4551 USD |
||||
|
USD 0.01 common |
Sale |
8,886 |
24.4875 USD |
||||
|
USD 0.01 common |
Sale |
9,961 |
24.6136 USD |
||||
|
USD 0.01 common |
Sale |
11,624 |
24.7439 USD |
||||
|
USD 0.01 common |
Sale |
16,400 |
24.5676 USD |
||||
|
USD 0.01 common |
Sale |
18,766 |
24.5717 USD |
||||
|
USD 0.01 common |
Sale |
19,000 |
24.5232 USD |
||||
|
USD 0.01 common |
Sale |
21,346 |
24.5975 USD |
||||
|
USD 0.01 common |
Sale |
21,970 |
24.5135 USD |
||||
|
USD 0.01 common |
Sale |
25,809 |
24.6754 USD |
||||
|
USD 0.01 common |
Sale |
30,300 |
24.4923 USD |
||||
|
USD 0.01 common |
Sale |
33,612 |
24.5834 USD |
||||
|
USD 0.01 common |
Sale |
37,582 |
24.5307 USD |
||||
|
USD 0.01 common |
Sale |
41,845 |
24.6004 USD |
||||
|
USD 0.01 common |
Sale |
42,948 |
24.4556 USD |
||||
|
USD 0.01 common |
Sale |
46,458 |
24.5698 USD |
||||
|
USD 0.01 common |
Sale |
48,163 |
24.6707 USD |
||||
|
USD 0.01 common |
Sale |
51,292 |
24.6231 USD |
||||
|
USD 0.01 common |
Sale |
52,774 |
24.5993 USD |
||||
|
USD 0.01 common |
Sale |
60,498 |
24.5187 USD |
||||
|
USD 0.01 common |
Sale |
69,419 |
24.5368 USD |
||||
|
USD 0.01 common |
Sale |
75,076 |
24.7093 USD |
||||
|
USD 0.01 common |
Sale |
83,932 |
24.6709 USD |
||||
|
USD 0.01 common |
Sale |
114,171 |
24.6510 USD |
||||
|
USD 0.01 common |
Sale |
118,132 |
24.5615 USD |
||||
|
USD 0.01 common |
Sale |
122,453 |
24.5000 USD |
||||
|
USD 0.01 common |
Sale |
300,007 |
24.5500 USD |
||||
|
USD 0.01 common |
Sale |
419,598 |
24.6315 USD |
||||
|
USD 0.01 common |
Sale |
762,447 |
24.5460 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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|
securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
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paid/ |
|
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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|
applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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||||
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
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|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
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|||||
|
the person making the disclosure and any other person relating to: |
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|||||
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(i) the voting rights of any relevant securities under any option; or |
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||||
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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|||||
|
any derivative is referenced: |
|
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|
NONE |
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(c) |
Attachments |
|
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|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
28 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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