Form 8.3 - NortonLifeLock Inc.

RNS Number : 6504W

Barclays PLC

19 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				18 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,281,042	0.22%	1,413,958	0.25%
(2)	Cash-settled derivatives:
	and/or controlled:			1,606,373	0.28%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,960,615	0.52%	5,321,080	0.93%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		78		23.7656  USD
USD 0.01 common		Purchase		100		23.9400  USD
USD 0.01 common		Purchase		100		23.9600  USD
USD 0.01 common		Purchase		100		23.9550  USD
USD 0.01 common		Purchase		200		23.8500  USD
USD 0.01 common		Purchase		200		23.9450  USD
USD 0.01 common		Purchase		200		23.9375  USD
USD 0.01 common		Purchase		277		23.7722  USD
USD 0.01 common		Purchase		300		23.7433  USD
USD 0.01 common		Purchase		300		23.7733  USD
USD 0.01 common		Purchase		500		23.7960  USD
USD 0.01 common		Purchase		509		23.9500  USD
USD 0.01 common		Purchase		571		23.9396  USD
USD 0.01 common		Purchase		1,000		23.9560  USD
USD 0.01 common		Purchase		1,191		23.8257  USD
USD 0.01 common		Purchase		1,415		23.9315  USD
USD 0.01 common		Purchase		3,016		23.8445  USD
USD 0.01 common		Purchase		3,200		23.9613  USD
USD 0.01 common		Purchase		3,400		23.7500  USD
USD 0.01 common		Purchase		3,614		23.7700  USD
USD 0.01 common		Purchase		3,794		23.7768  USD
USD 0.01 common		Purchase		4,055		23.8135  USD
USD 0.01 common		Purchase		4,164		23.9576  USD
USD 0.01 common		Purchase		5,174		23.7917  USD
USD 0.01 common		Purchase		5,400		23.8742  USD
USD 0.01 common		Purchase		5,513		23.8987  USD
USD 0.01 common		Purchase		5,881		23.7758  USD
USD 0.01 common		Purchase		6,650		23.8641  USD
USD 0.01 common		Purchase		6,881		23.7913  USD
USD 0.01 common		Purchase		14,590		23.8377  USD
USD 0.01 common		Purchase		16,700		23.9013  USD
USD 0.01 common		Purchase		25,690		23.8111  USD
USD 0.01 common		Purchase		27,170		23.8160  USD
USD 0.01 common		Purchase		38,207		23.8409  USD
USD 0.01 common		Purchase		40,654		23.7890  USD
USD 0.01 common		Purchase		42,088		23.7836  USD
USD 0.01 common		Purchase		44,687		23.7900  USD
USD 0.01 common		Purchase		137,018		23.8646  USD
USD 0.01 common		Purchase		171,474		23.8508  USD
USD 0.01 common		Sale		1		23.7600  USD
USD 0.01 common		Sale		1		23.8600  USD
USD 0.01 common		Sale		7		23.8057  USD
USD 0.01 common		Sale		8		23.7837  USD
USD 0.01 common		Sale		11		23.7704  USD
USD 0.01 common		Sale		14		23.9350  USD
USD 0.01 common		Sale		15		23.9300  USD
USD 0.01 common		Sale		23		23.7836  USD
USD 0.01 common		Sale		78		23.7656  USD
USD 0.01 common		Sale		100		23.9100  USD
USD 0.01 common		Sale		100		23.8850  USD
USD 0.01 common		Sale		100		23.8700  USD
USD 0.01 common		Sale		100		23.9700  USD
USD 0.01 common		Sale		111		23.8519  USD
USD 0.01 common		Sale		132		23.8762  USD
USD 0.01 common		Sale		210		23.8852  USD
USD 0.01 common		Sale		211		23.8817  USD
USD 0.01 common		Sale		224		23.7695  USD
USD 0.01 common		Sale		300		23.9333  USD
USD 0.01 common		Sale		330		23.8800  USD
USD 0.01 common		Sale		779		23.8855  USD
USD 0.01 common		Sale		848		23.8314  USD
USD 0.01 common		Sale		897		23.9009  USD
USD 0.01 common		Sale		967		23.9403  USD
USD 0.01 common		Sale		1,192		23.9500  USD
USD 0.01 common		Sale		1,697		23.8053  USD
USD 0.01 common		Sale		2,137		23.8640  USD
USD 0.01 common		Sale		3,100		23.9610  USD
USD 0.01 common		Sale		3,136		23.7602  USD
USD 0.01 common		Sale		3,502		23.7500  USD
USD 0.01 common		Sale		6,650		23.8641  USD
USD 0.01 common		Sale		7,600		23.8273  USD
USD 0.01 common		Sale		9,416		23.8121  USD
USD 0.01 common		Sale		10,272		23.7900  USD
USD 0.01 common		Sale		15,297		23.8312  USD
USD 0.01 common		Sale		16,700		23.9013  USD
USD 0.01 common		Sale		16,887		23.8321  USD
USD 0.01 common		Sale		23,339		23.7700  USD
USD 0.01 common		Sale		27,662		23.8611  USD
USD 0.01 common		Sale		33,999		23.7654  USD
USD 0.01 common		Sale		40,896		23.7788  USD
USD 0.01 common		Sale		124,114		23.8605  USD
USD 0.01 common		Sale		133,172		23.8145  USD
USD 0.01 common		Sale		145,014		23.8730  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				19 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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