Form 8.3 - NortonLifeLock Inc.

RNS Number : 8074W

Barclays PLC

22 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				19 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,286,513	0.23%	1,391,079	0.24%
(2)	Cash-settled derivatives:
	and/or controlled:			1,606,373	0.28%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			2,966,086	0.52%	5,298,201	0.93%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		8		23.5000  USD
USD 0.01 common		Purchase		28		23.4900  USD
USD 0.01 common		Purchase		36		23.4683  USD
USD 0.01 common		Purchase		68		23.4700  USD
USD 0.01 common		Purchase		80		23.5020  USD
USD 0.01 common		Purchase		90		23.4994  USD
USD 0.01 common		Purchase		93		23.5145  USD
USD 0.01 common		Purchase		97		23.3240  USD
USD 0.01 common		Purchase		100		23.4200  USD
USD 0.01 common		Purchase		100		23.4300  USD
USD 0.01 common		Purchase		106		23.5149  USD
USD 0.01 common		Purchase		114		23.5110  USD
USD 0.01 common		Purchase		125		23.4133  USD
USD 0.01 common		Purchase		128		23.4512  USD
USD 0.01 common		Purchase		130		23.4773  USD
USD 0.01 common		Purchase		155		23.4580  USD
USD 0.01 common		Purchase		158		23.4564  USD
USD 0.01 common		Purchase		165		23.3251  USD
USD 0.01 common		Purchase		168		23.4472  USD
USD 0.01 common		Purchase		200		23.4350  USD
USD 0.01 common		Purchase		200		23.4275  USD
USD 0.01 common		Purchase		200		23.5100  USD
USD 0.01 common		Purchase		202		23.5150  USD
USD 0.01 common		Purchase		236		23.4600  USD
USD 0.01 common		Purchase		255		23.4657  USD
USD 0.01 common		Purchase		264		23.4484  USD
USD 0.01 common		Purchase		268		23.4400  USD
USD 0.01 common		Purchase		300		23.4650  USD
USD 0.01 common		Purchase		300		23.4266  USD
USD 0.01 common		Purchase		350		23.4292  USD
USD 0.01 common		Purchase		536		23.4240  USD
USD 0.01 common		Purchase		800		23.4381  USD
USD 0.01 common		Purchase		1,012		23.4301  USD
USD 0.01 common		Purchase		1,200		23.4308  USD
USD 0.01 common		Purchase		1,209		23.4313  USD
USD 0.01 common		Purchase		1,527		23.4403  USD
USD 0.01 common		Purchase		1,738		23.4491  USD
USD 0.01 common		Purchase		2,161		23.5389  USD
USD 0.01 common		Purchase		2,581		23.5008  USD
USD 0.01 common		Purchase		2,991		23.5140  USD
USD 0.01 common		Purchase		3,280		23.4050  USD
USD 0.01 common		Purchase		3,348		23.5200  USD
USD 0.01 common		Purchase		4,534		23.4615  USD
USD 0.01 common		Purchase		5,559		23.5400  USD
USD 0.01 common		Purchase		6,007		23.4202  USD
USD 0.01 common		Purchase		7,863		23.3300  USD
USD 0.01 common		Purchase		7,950		23.5021  USD
USD 0.01 common		Purchase		9,040		23.4833  USD
USD 0.01 common		Purchase		13,100		23.3250  USD
USD 0.01 common		Purchase		17,648		23.4389  USD
USD 0.01 common		Purchase		18,979		23.5371  USD
USD 0.01 common		Purchase		21,041		23.4337  USD
USD 0.01 common		Purchase		24,468		23.4370  USD
USD 0.01 common		Purchase		26,760		23.4998  USD
USD 0.01 common		Purchase		27,945		23.3918  USD
USD 0.01 common		Purchase		29,541		23.4550  USD
USD 0.01 common		Purchase		35,928		23.4817  USD
USD 0.01 common		Purchase		43,527		23.5148  USD
USD 0.01 common		Purchase		145,056		23.4445  USD
USD 0.01 common		Sale		2		23.5100  USD
USD 0.01 common		Sale		3		23.4600  USD
USD 0.01 common		Sale		3		23.4700  USD
USD 0.01 common		Sale		4		23.4075  USD
USD 0.01 common		Sale		4		23.3200  USD
USD 0.01 common		Sale		9		23.4483  USD
USD 0.01 common		Sale		10		23.4900  USD
USD 0.01 common		Sale		12		23.3266  USD
USD 0.01 common		Sale		16		23.3262  USD
USD 0.01 common		Sale		49		23.4791  USD
USD 0.01 common		Sale		99		23.5050  USD
USD 0.01 common		Sale		100		23.5000  USD
USD 0.01 common		Sale		100		23.5150  USD
USD 0.01 common		Sale		100		23.4800  USD
USD 0.01 common		Sale		130		23.4500  USD
USD 0.01 common		Sale		167		23.3784  USD
USD 0.01 common		Sale		176		23.4300  USD
USD 0.01 common		Sale		200		23.4400  USD
USD 0.01 common		Sale		264		23.4484  USD
USD 0.01 common		Sale		487		23.5080  USD
USD 0.01 common		Sale		1,242		23.4843  USD
USD 0.01 common		Sale		1,458		23.5136  USD
USD 0.01 common		Sale		1,583		23.5196  USD
USD 0.01 common		Sale		1,604		23.5222  USD
USD 0.01 common		Sale		1,798		23.4337  USD
USD 0.01 common		Sale		1,847		23.4981  USD
USD 0.01 common		Sale		2,135		23.5399  USD
USD 0.01 common		Sale		2,695		23.5396  USD
USD 0.01 common		Sale		2,863		23.5065  USD
USD 0.01 common		Sale		3,100		23.5200  USD
USD 0.01 common		Sale		3,482		23.4113  USD
USD 0.01 common		Sale		4,000		23.4410  USD
USD 0.01 common		Sale		4,078		23.5400  USD
USD 0.01 common		Sale		5,510		23.4331  USD
USD 0.01 common		Sale		6,200		23.4291  USD
USD 0.01 common		Sale		6,740		23.4811  USD
USD 0.01 common		Sale		7,739		23.3300  USD
USD 0.01 common		Sale		10,735		23.4934  USD
USD 0.01 common		Sale		22,565		23.3822  USD
USD 0.01 common		Sale		22,915		23.5327  USD
USD 0.01 common		Sale		27,050		23.5255  USD
USD 0.01 common		Sale		28,163		23.4987  USD
USD 0.01 common		Sale		91,630		23.4352  USD
USD 0.01 common		Sale		92,021		23.4347  USD
USD 0.01 common		Sale		114,828		23.4491  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				22 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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