FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
05 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,292,549 |
0.22% |
1,043,019 |
0.18% |
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(2) |
Cash-settled derivatives: |
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478,308 |
0.08% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,770,857 |
0.30% |
2,927,811 |
0.50% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
20 |
24.1250 USD |
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USD 0.01 common |
Purchase |
28 |
24.6200 USD |
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USD 0.01 common |
Purchase |
33 |
24.2221 USD |
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USD 0.01 common |
Purchase |
44 |
24.1800 USD |
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USD 0.01 common |
Purchase |
45 |
24.3151 USD |
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USD 0.01 common |
Purchase |
46 |
24.1300 USD |
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USD 0.01 common |
Purchase |
67 |
24.5350 USD |
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USD 0.01 common |
Purchase |
69 |
24.2000 USD |
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USD 0.01 common |
Purchase |
69 |
24.1933 USD |
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USD 0.01 common |
Purchase |
80 |
24.7200 USD |
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USD 0.01 common |
Purchase |
83 |
24.5213 USD |
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USD 0.01 common |
Purchase |
88 |
24.4950 USD |
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USD 0.01 common |
Purchase |
92 |
24.1625 USD |
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USD 0.01 common |
Purchase |
96 |
24.7400 USD |
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USD 0.01 common |
Purchase |
110 |
24.4961 USD |
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USD 0.01 common |
Purchase |
115 |
24.1960 USD |
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USD 0.01 common |
Purchase |
115 |
24.2934 USD |
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USD 0.01 common |
Purchase |
142 |
24.1496 USD |
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USD 0.01 common |
Purchase |
192 |
24.2375 USD |
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USD 0.01 common |
Purchase |
200 |
24.5450 USD |
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USD 0.01 common |
Purchase |
200 |
24.5400 USD |
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USD 0.01 common |
Purchase |
215 |
24.1665 USD |
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USD 0.01 common |
Purchase |
218 |
24.1749 USD |
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USD 0.01 common |
Purchase |
238 |
24.1552 USD |
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USD 0.01 common |
Purchase |
250 |
24.3102 USD |
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USD 0.01 common |
Purchase |
254 |
24.3098 USD |
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USD 0.01 common |
Purchase |
266 |
24.4503 USD |
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USD 0.01 common |
Purchase |
276 |
24.3368 USD |
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USD 0.01 common |
Purchase |
300 |
24.3450 USD |
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USD 0.01 common |
Purchase |
300 |
24.6966 USD |
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USD 0.01 common |
Purchase |
338 |
24.1499 USD |
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USD 0.01 common |
Purchase |
400 |
24.2200 USD |
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USD 0.01 common |
Purchase |
400 |
24.2637 USD |
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USD 0.01 common |
Purchase |
453 |
24.1479 USD |
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USD 0.01 common |
Purchase |
498 |
24.4018 USD |
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USD 0.01 common |
Purchase |
499 |
24.2612 USD |
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USD 0.01 common |
Purchase |
596 |
23.6021 EUR |
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USD 0.01 common |
Purchase |
600 |
24.4050 USD |
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USD 0.01 common |
Purchase |
668 |
24.4070 USD |
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USD 0.01 common |
Purchase |
673 |
24.3184 USD |
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USD 0.01 common |
Purchase |
700 |
24.4000 USD |
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USD 0.01 common |
Purchase |
816 |
24.3600 USD |
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USD 0.01 common |
Purchase |
900 |
24.3944 USD |
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USD 0.01 common |
Purchase |
1,100 |
24.3809 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.3900 USD |
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USD 0.01 common |
Purchase |
1,500 |
24.3893 USD |
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USD 0.01 common |
Purchase |
1,766 |
24.4048 USD |
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USD 0.01 common |
Purchase |
1,879 |
24.4003 USD |
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USD 0.01 common |
Purchase |
2,374 |
24.1404 USD |
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USD 0.01 common |
Purchase |
3,345 |
24.4077 USD |
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USD 0.01 common |
Purchase |
3,985 |
24.2302 USD |
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USD 0.01 common |
Purchase |
3,993 |
24.2913 USD |
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USD 0.01 common |
Purchase |
4,027 |
24.4071 USD |
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USD 0.01 common |
Purchase |
4,200 |
24.1455 USD |
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USD 0.01 common |
Purchase |
4,343 |
24.2308 USD |
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USD 0.01 common |
Purchase |
5,875 |
25.1300 USD |
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USD 0.01 common |
Purchase |
10,954 |
24.1913 USD |
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USD 0.01 common |
Purchase |
11,209 |
24.4025 USD |
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USD 0.01 common |
Purchase |
23,877 |
24.3200 USD |
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USD 0.01 common |
Purchase |
27,728 |
24.3119 USD |
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USD 0.01 common |
Purchase |
30,321 |
24.1114 USD |
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USD 0.01 common |
Purchase |
32,895 |
24.1100 USD |
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USD 0.01 common |
Purchase |
35,891 |
24.2053 USD |
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USD 0.01 common |
Purchase |
40,292 |
24.4890 USD |
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USD 0.01 common |
Purchase |
44,994 |
24.3825 USD |
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USD 0.01 common |
Purchase |
342,352 |
24.2087 USD |
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USD 0.01 common |
Sale |
1 |
24.5400 USD |
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USD 0.01 common |
Sale |
9 |
24.5500 USD |
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USD 0.01 common |
Sale |
20 |
24.1250 USD |
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USD 0.01 common |
Sale |
57 |
24.4050 USD |
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USD 0.01 common |
Sale |
67 |
24.5350 USD |
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USD 0.01 common |
Sale |
88 |
24.4950 USD |
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USD 0.01 common |
Sale |
99 |
24.6096 USD |
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USD 0.01 common |
Sale |
134 |
24.5020 USD |
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USD 0.01 common |
Sale |
200 |
24.4000 USD |
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USD 0.01 common |
Sale |
275 |
25.0681 USD |
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USD 0.01 common |
Sale |
300 |
24.6966 USD |
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USD 0.01 common |
Sale |
400 |
24.2200 USD |
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USD 0.01 common |
Sale |
513 |
24.6816 USD |
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USD 0.01 common |
Sale |
580 |
24.9920 USD |
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USD 0.01 common |
Sale |
596 |
23.6021 EUR |
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USD 0.01 common |
Sale |
658 |
24.2428 USD |
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USD 0.01 common |
Sale |
803 |
24.8269 USD |
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USD 0.01 common |
Sale |
816 |
24.3600 USD |
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USD 0.01 common |
Sale |
840 |
24.4551 USD |
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USD 0.01 common |
Sale |
857 |
24.7253 USD |
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USD 0.01 common |
Sale |
1,100 |
25.0500 USD |
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USD 0.01 common |
Sale |
1,110 |
24.7612 USD |
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USD 0.01 common |
Sale |
1,135 |
24.3426 USD |
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USD 0.01 common |
Sale |
1,230 |
24.8463 USD |
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USD 0.01 common |
Sale |
1,261 |
24.4326 USD |
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USD 0.01 common |
Sale |
1,318 |
24.4080 USD |
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USD 0.01 common |
Sale |
1,390 |
24.4152 USD |
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USD 0.01 common |
Sale |
1,417 |
24.4876 USD |
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USD 0.01 common |
Sale |
1,440 |
24.5968 USD |
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USD 0.01 common |
Sale |
1,507 |
24.3832 USD |
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USD 0.01 common |
Sale |
1,682 |
24.4569 USD |
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USD 0.01 common |
Sale |
1,803 |
24.4417 USD |
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USD 0.01 common |
Sale |
1,838 |
24.4055 USD |
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USD 0.01 common |
Sale |
1,952 |
24.3982 USD |
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USD 0.01 common |
Sale |
1,955 |
24.3870 USD |
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USD 0.01 common |
Sale |
2,777 |
24.6161 USD |
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USD 0.01 common |
Sale |
3,020 |
24.5112 USD |
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USD 0.01 common |
Sale |
4,913 |
24.3783 USD |
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USD 0.01 common |
Sale |
5,207 |
24.5072 USD |
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USD 0.01 common |
Sale |
5,954 |
24.9633 USD |
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USD 0.01 common |
Sale |
6,621 |
24.2203 USD |
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USD 0.01 common |
Sale |
10,879 |
24.2128 USD |
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USD 0.01 common |
Sale |
12,034 |
24.4649 USD |
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USD 0.01 common |
Sale |
13,457 |
24.4547 USD |
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USD 0.01 common |
Sale |
14,964 |
24.1822 USD |
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USD 0.01 common |
Sale |
16,920 |
24.5842 USD |
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USD 0.01 common |
Sale |
17,377 |
24.3153 USD |
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USD 0.01 common |
Sale |
18,388 |
25.0210 USD |
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USD 0.01 common |
Sale |
21,322 |
24.5711 USD |
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USD 0.01 common |
Sale |
29,477 |
24.1101 USD |
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USD 0.01 common |
Sale |
42,312 |
24.1100 USD |
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USD 0.01 common |
Sale |
53,633 |
24.1934 USD |
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USD 0.01 common |
Sale |
343,781 |
24.2106 USD |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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USD 0.01 common |
SWAP |
Long |
35,900 |
24.4436 USD |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
6 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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