Form 8.3 - NortonLifeLock Inc.
|
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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|
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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|
MORE |
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|
Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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|
(a) |
Full name of discloser: |
|
Barclays PLC. |
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|
(b) |
Owner or controller of interest and short |
|
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|
positions disclosed, if different from 1(a): |
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|
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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|
|
relevant securities this form relates: |
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|
(d) |
If an exempt fund manager connected with an |
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|
offeror/offeree, state this and specify identity of |
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|
offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 Sep 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing(if any) |
|
|||||
|
Class of relevant security: |
USD 0.01 common |
||||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
|
|
1,327,179 |
0.23% |
1,533,543 |
0.27% |
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
and/or controlled: |
|
|
1,666,873 |
0.29% |
3,954,724 |
0.69% |
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
|
|
17,100 |
0.00% |
48,410 |
0.01% |
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
3,011,152 |
0.53% |
5,536,677 |
0.97% |
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
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|
|
|
|
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Class of relevant security in relation to |
|
|
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|
|||
|
which subscription right exists |
|
|
|
|
|||
|
Details, including nature of the rights |
|
|
|
|
|||
|
concerned and relevant percentages: |
|
|
|
|
|||
|
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
|
security |
|
securities |
|
||||
|
USD 0.01 common |
Purchase |
10 |
22.1450 USD |
||||
|
USD 0.01 common |
Purchase |
12 |
22.2150 USD |
||||
|
USD 0.01 common |
Purchase |
13 |
22.0100 USD |
||||
|
USD 0.01 common |
Purchase |
22 |
22.0918 USD |
||||
|
USD 0.01 common |
Purchase |
24 |
22.1825 USD |
||||
|
USD 0.01 common |
Purchase |
28 |
22.1400 USD |
||||
|
USD 0.01 common |
Purchase |
30 |
22.2120 USD |
||||
|
USD 0.01 common |
Purchase |
38 |
22.3500 USD |
||||
|
USD 0.01 common |
Purchase |
42 |
22.0800 USD |
||||
|
USD 0.01 common |
Purchase |
64 |
22.1034 USD |
||||
|
USD 0.01 common |
Purchase |
70 |
22.1372 USD |
||||
|
USD 0.01 common |
Purchase |
72 |
22.1412 USD |
||||
|
USD 0.01 common |
Purchase |
74 |
22.1037 USD |
||||
|
USD 0.01 common |
Purchase |
78 |
22.8046 USD |
||||
|
USD 0.01 common |
Purchase |
84 |
22.1040 USD |
||||
|
USD 0.01 common |
Purchase |
84 |
22.1408 USD |
||||
|
USD 0.01 common |
Purchase |
97 |
22.1500 USD |
||||
|
USD 0.01 common |
Purchase |
102 |
22.1570 USD |
||||
|
USD 0.01 common |
Purchase |
108 |
22.1955 USD |
||||
|
USD 0.01 common |
Purchase |
108 |
22.1744 USD |
||||
|
USD 0.01 common |
Purchase |
118 |
22.1367 USD |
||||
|
USD 0.01 common |
Purchase |
132 |
22.0986 USD |
||||
|
USD 0.01 common |
Purchase |
157 |
22.2018 USD |
||||
|
USD 0.01 common |
Purchase |
158 |
22.1202 USD |
||||
|
USD 0.01 common |
Purchase |
179 |
22.1150 USD |
||||
|
USD 0.01 common |
Purchase |
200 |
22.0650 USD |
||||
|
USD 0.01 common |
Purchase |
203 |
22.1238 USD |
||||
|
USD 0.01 common |
Purchase |
240 |
22.1545 USD |
||||
|
USD 0.01 common |
Purchase |
300 |
22.1466 USD |
||||
|
USD 0.01 common |
Purchase |
317 |
22.4199 USD |
||||
|
USD 0.01 common |
Purchase |
324 |
22.1068 USD |
||||
|
USD 0.01 common |
Purchase |
387 |
22.1210 USD |
||||
|
USD 0.01 common |
Purchase |
400 |
22.8350 USD |
||||
|
USD 0.01 common |
Purchase |
401 |
22.0802 USD |
||||
|
USD 0.01 common |
Purchase |
588 |
22.0846 USD |
||||
|
USD 0.01 common |
Purchase |
634 |
22.3011 USD |
||||
|
USD 0.01 common |
Purchase |
639 |
22.1535 USD |
||||
|
USD 0.01 common |
Purchase |
888 |
22.1632 USD |
||||
|
USD 0.01 common |
Purchase |
1,163 |
22.1103 USD |
||||
|
USD 0.01 common |
Purchase |
1,220 |
22.2223 USD |
||||
|
USD 0.01 common |
Purchase |
1,442 |
22.1059 USD |
||||
|
USD 0.01 common |
Purchase |
1,500 |
22.0700 USD |
||||
|
USD 0.01 common |
Purchase |
1,636 |
22.0783 USD |
||||
|
USD 0.01 common |
Purchase |
1,762 |
22.1659 USD |
||||
|
USD 0.01 common |
Purchase |
1,775 |
22.3201 USD |
||||
|
USD 0.01 common |
Purchase |
1,797 |
22.1482 USD |
||||
|
USD 0.01 common |
Purchase |
1,891 |
22.1165 USD |
||||
|
USD 0.01 common |
Purchase |
1,903 |
22.1495 USD |
||||
|
USD 0.01 common |
Purchase |
2,489 |
22.0637 USD |
||||
|
USD 0.01 common |
Purchase |
2,591 |
22.0881 USD |
||||
|
USD 0.01 common |
Purchase |
3,206 |
22.1048 USD |
||||
|
USD 0.01 common |
Purchase |
3,279 |
22.3313 USD |
||||
|
USD 0.01 common |
Purchase |
3,662 |
22.1130 USD |
||||
|
USD 0.01 common |
Purchase |
4,022 |
22.1236 USD |
||||
|
USD 0.01 common |
Purchase |
4,156 |
22.2438 USD |
||||
|
USD 0.01 common |
Purchase |
4,316 |
22.1115 USD |
||||
|
USD 0.01 common |
Purchase |
4,630 |
22.2058 USD |
||||
|
USD 0.01 common |
Purchase |
4,657 |
22.1058 USD |
||||
|
USD 0.01 common |
Purchase |
5,222 |
22.2038 USD |
||||
|
USD 0.01 common |
Purchase |
5,684 |
22.1089 USD |
||||
|
USD 0.01 common |
Purchase |
5,702 |
22.2716 USD |
||||
|
USD 0.01 common |
Purchase |
6,104 |
22.1051 USD |
||||
|
USD 0.01 common |
Purchase |
7,112 |
22.0793 USD |
||||
|
USD 0.01 common |
Purchase |
7,491 |
22.0944 USD |
||||
|
USD 0.01 common |
Purchase |
7,690 |
22.1082 USD |
||||
|
USD 0.01 common |
Purchase |
8,746 |
22.1075 USD |
||||
|
USD 0.01 common |
Purchase |
8,832 |
22.0885 USD |
||||
|
USD 0.01 common |
Purchase |
8,909 |
22.1333 USD |
||||
|
USD 0.01 common |
Purchase |
15,444 |
22.1100 USD |
||||
|
USD 0.01 common |
Purchase |
17,793 |
22.1967 USD |
||||
|
USD 0.01 common |
Purchase |
28,352 |
22.1157 USD |
||||
|
USD 0.01 common |
Purchase |
34,564 |
22.0413 USD |
||||
|
USD 0.01 common |
Purchase |
46,875 |
22.2168 USD |
||||
|
USD 0.01 common |
Purchase |
63,379 |
22.1079 USD |
||||
|
USD 0.01 common |
Purchase |
65,559 |
22.1945 USD |
||||
|
USD 0.01 common |
Purchase |
82,652 |
22.2141 USD |
||||
|
USD 0.01 common |
Purchase |
83,039 |
22.1772 USD |
||||
|
USD 0.01 common |
Purchase |
89,248 |
22.2016 USD |
||||
|
USD 0.01 common |
Purchase |
159,372 |
22.1362 USD |
||||
|
USD 0.01 common |
Sale |
14 |
22.1167 USD |
||||
|
USD 0.01 common |
Sale |
21 |
22.0985 USD |
||||
|
USD 0.01 common |
Sale |
24 |
22.2293 USD |
||||
|
USD 0.01 common |
Sale |
33 |
22.0527 USD |
||||
|
USD 0.01 common |
Sale |
33 |
22.1200 USD |
||||
|
USD 0.01 common |
Sale |
60 |
22.1055 USD |
||||
|
USD 0.01 common |
Sale |
72 |
22.0787 USD |
||||
|
USD 0.01 common |
Sale |
90 |
22.0726 USD |
||||
|
USD 0.01 common |
Sale |
90 |
22.0953 USD |
||||
|
USD 0.01 common |
Sale |
96 |
22.0731 USD |
||||
|
USD 0.01 common |
Sale |
109 |
22.6366 USD |
||||
|
USD 0.01 common |
Sale |
117 |
22.1182 USD |
||||
|
USD 0.01 common |
Sale |
125 |
22.3354 USD |
||||
|
USD 0.01 common |
Sale |
136 |
22.3667 USD |
||||
|
USD 0.01 common |
Sale |
157 |
22.2018 USD |
||||
|
USD 0.01 common |
Sale |
177 |
22.1800 USD |
||||
|
USD 0.01 common |
Sale |
189 |
22.0939 USD |
||||
|
USD 0.01 common |
Sale |
189 |
22.0969 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.2775 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.1450 USD |
||||
|
USD 0.01 common |
Sale |
214 |
22.2580 USD |
||||
|
USD 0.01 common |
Sale |
234 |
22.2600 USD |
||||
|
USD 0.01 common |
Sale |
258 |
22.3599 USD |
||||
|
USD 0.01 common |
Sale |
279 |
22.2798 USD |
||||
|
USD 0.01 common |
Sale |
281 |
22.1015 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.3366 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.2150 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.2950 USD |
||||
|
USD 0.01 common |
Sale |
305 |
22.3352 USD |
||||
|
USD 0.01 common |
Sale |
309 |
22.0236 USD |
||||
|
USD 0.01 common |
Sale |
323 |
22.0882 USD |
||||
|
USD 0.01 common |
Sale |
411 |
22.3438 USD |
||||
|
USD 0.01 common |
Sale |
423 |
22.1622 USD |
||||
|
USD 0.01 common |
Sale |
445 |
22.1509 USD |
||||
|
USD 0.01 common |
Sale |
484 |
22.1280 USD |
||||
|
USD 0.01 common |
Sale |
531 |
22.1310 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.2450 USD |
||||
|
USD 0.01 common |
Sale |
870 |
22.1948 USD |
||||
|
USD 0.01 common |
Sale |
1,063 |
22.1585 USD |
||||
|
USD 0.01 common |
Sale |
1,296 |
22.2549 USD |
||||
|
USD 0.01 common |
Sale |
1,442 |
22.1059 USD |
||||
|
USD 0.01 common |
Sale |
1,500 |
22.0700 USD |
||||
|
USD 0.01 common |
Sale |
1,711 |
22.3905 USD |
||||
|
USD 0.01 common |
Sale |
2,754 |
22.0531 USD |
||||
|
USD 0.01 common |
Sale |
3,169 |
22.1140 USD |
||||
|
USD 0.01 common |
Sale |
3,246 |
22.3335 USD |
||||
|
USD 0.01 common |
Sale |
3,265 |
22.2047 USD |
||||
|
USD 0.01 common |
Sale |
4,104 |
22.3167 USD |
||||
|
USD 0.01 common |
Sale |
5,790 |
22.1372 USD |
||||
|
USD 0.01 common |
Sale |
5,902 |
22.1073 USD |
||||
|
USD 0.01 common |
Sale |
6,172 |
22.0668 USD |
||||
|
USD 0.01 common |
Sale |
6,500 |
22.1780 USD |
||||
|
USD 0.01 common |
Sale |
7,978 |
22.2819 USD |
||||
|
USD 0.01 common |
Sale |
8,610 |
22.1520 USD |
||||
|
USD 0.01 common |
Sale |
14,130 |
22.2656 USD |
||||
|
USD 0.01 common |
Sale |
15,359 |
22.0840 USD |
||||
|
USD 0.01 common |
Sale |
18,108 |
22.1100 USD |
||||
|
USD 0.01 common |
Sale |
43,179 |
22.2153 USD |
||||
|
USD 0.01 common |
Sale |
43,940 |
22.1109 USD |
||||
|
USD 0.01 common |
Sale |
66,721 |
22.0921 USD |
||||
|
USD 0.01 common |
Sale |
74,106 |
22.1160 USD |
||||
|
USD 0.01 common |
Sale |
86,484 |
22.2317 USD |
||||
|
USD 0.01 common |
Sale |
87,778 |
22.1761 USD |
||||
|
USD 0.01 common |
Sale |
139,649 |
22.1458 USD |
||||
|
USD 0.01 common |
Sale |
153,803 |
22.1608 USD |
||||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
|
relevant |
description |
|
reference |
unit |
|||
|
security |
|
|
securities |
|
|||
|
|
|
|
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|
|||
|
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|
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|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
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|
received |
|
|
|
|
option |
|
|
|
per unit |
|
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|
|
relates |
|
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(ii) |
Exercising |
|
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|
|
|
|
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
securities |
unit |
|||
|
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|
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|||
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|
|
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|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
security |
|
|
applicable) |
||||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
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|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the person making the disclosure and any other person relating to: |
|
|
|||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
|
Date of disclosure: |
07 Sep 2022 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
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|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
|
PURCHASE OR SELL ETC. |
|||||||
|
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
|
are being disclosed: |
|||||||
|
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
||||||
|
relevant securities this from relates: |
|||||||
|
|
|
|
|
|
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|
|
|
2. |
OPTIONS AND DERIVATIVES |
||||||
|
Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
|
USD 0.01 common |
Put Options |
Purchased |
-31,310 |
23.0000 |
American |
18 Nov 2022 |
|
|
USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
|
|
USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
|
|
|
|
|
|
|
|
|
|
|
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
||||||
|
Full details should be given so that the nature of the interest or position can be fully understood: |
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