FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,289,951 |
0.22% |
1,136,525 |
0.20% |
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(2) |
Cash-settled derivatives: |
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827,257 |
0.14% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,117,208 |
0.36% |
3,021,317 |
0.52% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
53 |
24.7000 USD |
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USD 0.01 common |
Purchase |
100 |
24.8100 USD |
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USD 0.01 common |
Purchase |
100 |
24.6900 USD |
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USD 0.01 common |
Purchase |
100 |
24.4900 USD |
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USD 0.01 common |
Purchase |
100 |
24.6700 USD |
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USD 0.01 common |
Purchase |
100 |
24.5000 USD |
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USD 0.01 common |
Purchase |
100 |
24.5800 USD |
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USD 0.01 common |
Purchase |
100 |
24.6300 USD |
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USD 0.01 common |
Purchase |
200 |
24.5125 USD |
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USD 0.01 common |
Purchase |
200 |
24.6475 USD |
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USD 0.01 common |
Purchase |
215 |
24.5200 USD |
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USD 0.01 common |
Purchase |
238 |
24.6628 USD |
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USD 0.01 common |
Purchase |
248 |
24.5869 USD |
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USD 0.01 common |
Purchase |
257 |
23.3000 EUR |
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USD 0.01 common |
Purchase |
300 |
24.5300 USD |
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USD 0.01 common |
Purchase |
300 |
24.6233 USD |
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USD 0.01 common |
Purchase |
304 |
24.4582 USD |
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USD 0.01 common |
Purchase |
359 |
24.5614 USD |
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USD 0.01 common |
Purchase |
400 |
24.5450 USD |
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USD 0.01 common |
Purchase |
400 |
24.5875 USD |
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USD 0.01 common |
Purchase |
400 |
24.6100 USD |
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USD 0.01 common |
Purchase |
404 |
24.7417 USD |
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USD 0.01 common |
Purchase |
479 |
24.5435 USD |
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USD 0.01 common |
Purchase |
699 |
24.5896 USD |
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USD 0.01 common |
Purchase |
769 |
24.6498 USD |
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USD 0.01 common |
Purchase |
774 |
24.6030 USD |
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USD 0.01 common |
Purchase |
792 |
24.6173 USD |
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USD 0.01 common |
Purchase |
800 |
24.6400 USD |
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USD 0.01 common |
Purchase |
800 |
24.4937 USD |
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USD 0.01 common |
Purchase |
1,299 |
24.6299 USD |
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USD 0.01 common |
Purchase |
1,330 |
24.6554 USD |
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USD 0.01 common |
Purchase |
1,366 |
24.6463 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.5242 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.6235 USD |
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USD 0.01 common |
Purchase |
1,422 |
24.6179 USD |
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USD 0.01 common |
Purchase |
1,785 |
24.5756 USD |
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USD 0.01 common |
Purchase |
1,888 |
24.7768 USD |
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USD 0.01 common |
Purchase |
2,122 |
24.6291 USD |
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USD 0.01 common |
Purchase |
2,141 |
24.8652 USD |
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USD 0.01 common |
Purchase |
2,400 |
24.6420 USD |
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USD 0.01 common |
Purchase |
2,551 |
24.4134 USD |
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USD 0.01 common |
Purchase |
2,581 |
24.6984 USD |
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USD 0.01 common |
Purchase |
2,644 |
24.5947 USD |
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USD 0.01 common |
Purchase |
2,982 |
24.5370 USD |
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USD 0.01 common |
Purchase |
2,998 |
24.4465 USD |
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USD 0.01 common |
Purchase |
3,204 |
24.5335 USD |
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USD 0.01 common |
Purchase |
3,244 |
24.5394 USD |
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USD 0.01 common |
Purchase |
5,442 |
24.5194 USD |
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USD 0.01 common |
Purchase |
5,576 |
24.4838 USD |
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USD 0.01 common |
Purchase |
5,690 |
24.5160 USD |
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USD 0.01 common |
Purchase |
6,403 |
24.5192 USD |
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USD 0.01 common |
Purchase |
7,069 |
24.5116 USD |
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USD 0.01 common |
Purchase |
9,056 |
24.5137 USD |
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USD 0.01 common |
Purchase |
9,306 |
24.5241 USD |
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USD 0.01 common |
Purchase |
9,905 |
24.5132 USD |
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USD 0.01 common |
Purchase |
10,788 |
24.5381 USD |
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USD 0.01 common |
Purchase |
11,168 |
24.4994 USD |
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USD 0.01 common |
Purchase |
16,044 |
24.5453 USD |
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USD 0.01 common |
Purchase |
19,613 |
24.5100 USD |
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USD 0.01 common |
Purchase |
23,815 |
24.5576 USD |
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USD 0.01 common |
Purchase |
36,704 |
24.6192 USD |
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USD 0.01 common |
Purchase |
44,795 |
24.5963 USD |
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USD 0.01 common |
Purchase |
59,559 |
24.5611 USD |
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USD 0.01 common |
Purchase |
70,518 |
24.5294 USD |
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USD 0.01 common |
Purchase |
126,103 |
24.5582 USD |
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USD 0.01 common |
Purchase |
201,481 |
24.6041 USD |
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USD 0.01 common |
Purchase |
503,663 |
24.5083 USD |
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USD 0.01 common |
Sale |
28 |
24.5400 USD |
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USD 0.01 common |
Sale |
28 |
24.6500 USD |
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USD 0.01 common |
Sale |
28 |
24.5600 USD |
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USD 0.01 common |
Sale |
50 |
24.4500 USD |
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USD 0.01 common |
Sale |
53 |
24.7000 USD |
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USD 0.01 common |
Sale |
56 |
24.5300 USD |
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USD 0.01 common |
Sale |
56 |
24.5050 USD |
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USD 0.01 common |
Sale |
61 |
24.5200 USD |
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USD 0.01 common |
Sale |
84 |
24.5700 USD |
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USD 0.01 common |
Sale |
100 |
24.3850 USD |
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USD 0.01 common |
Sale |
100 |
24.4050 USD |
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USD 0.01 common |
Sale |
100 |
24.4250 USD |
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USD 0.01 common |
Sale |
100 |
24.4450 USD |
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USD 0.01 common |
Sale |
100 |
24.4550 USD |
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USD 0.01 common |
Sale |
100 |
24.4600 USD |
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USD 0.01 common |
Sale |
100 |
24.4750 USD |
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USD 0.01 common |
Sale |
100 |
24.5500 USD |
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USD 0.01 common |
Sale |
105 |
24.4200 USD |
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USD 0.01 common |
Sale |
112 |
24.5475 USD |
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USD 0.01 common |
Sale |
163 |
24.4142 USD |
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USD 0.01 common |
Sale |
200 |
24.5950 USD |
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USD 0.01 common |
Sale |
200 |
24.5175 USD |
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USD 0.01 common |
Sale |
200 |
24.5075 USD |
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USD 0.01 common |
Sale |
200 |
24.4875 USD |
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USD 0.01 common |
Sale |
242 |
24.5186 USD |
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USD 0.01 common |
Sale |
257 |
23.3000 EUR |
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USD 0.01 common |
Sale |
264 |
24.8026 USD |
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USD 0.01 common |
Sale |
300 |
24.4900 USD |
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USD 0.01 common |
Sale |
321 |
24.3881 USD |
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USD 0.01 common |
Sale |
400 |
24.4487 USD |
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USD 0.01 common |
Sale |
478 |
24.5034 USD |
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USD 0.01 common |
Sale |
500 |
24.4310 USD |
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USD 0.01 common |
Sale |
500 |
24.4800 USD |
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USD 0.01 common |
Sale |
534 |
24.4125 USD |
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USD 0.01 common |
Sale |
653 |
24.8956 USD |
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USD 0.01 common |
Sale |
727 |
24.4527 USD |
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USD 0.01 common |
Sale |
1,223 |
24.5164 USD |
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USD 0.01 common |
Sale |
1,430 |
24.5610 USD |
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USD 0.01 common |
Sale |
1,449 |
24.4107 USD |
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USD 0.01 common |
Sale |
1,496 |
24.5616 USD |
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USD 0.01 common |
Sale |
1,541 |
24.5690 USD |
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USD 0.01 common |
Sale |
1,569 |
24.5825 USD |
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USD 0.01 common |
Sale |
1,587 |
24.5759 USD |
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USD 0.01 common |
Sale |
1,608 |
24.5333 USD |
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USD 0.01 common |
Sale |
1,761 |
24.5312 USD |
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USD 0.01 common |
Sale |
1,846 |
24.5643 USD |
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USD 0.01 common |
Sale |
2,141 |
24.8652 USD |
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USD 0.01 common |
Sale |
2,151 |
24.7864 USD |
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USD 0.01 common |
Sale |
2,442 |
24.6100 USD |
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USD 0.01 common |
Sale |
2,619 |
24.5802 USD |
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USD 0.01 common |
Sale |
2,698 |
24.5562 USD |
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USD 0.01 common |
Sale |
2,867 |
24.5477 USD |
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USD 0.01 common |
Sale |
3,722 |
24.6465 USD |
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USD 0.01 common |
Sale |
4,001 |
24.5449 USD |
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USD 0.01 common |
Sale |
4,115 |
24.5841 USD |
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USD 0.01 common |
Sale |
4,500 |
24.6349 USD |
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USD 0.01 common |
Sale |
4,884 |
24.6217 USD |
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USD 0.01 common |
Sale |
5,827 |
24.8090 USD |
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USD 0.01 common |
Sale |
7,802 |
24.6945 USD |
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USD 0.01 common |
Sale |
7,941 |
24.8687 USD |
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USD 0.01 common |
Sale |
9,283 |
24.6093 USD |
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USD 0.01 common |
Sale |
11,619 |
24.5504 USD |
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USD 0.01 common |
Sale |
14,017 |
24.5106 USD |
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USD 0.01 common |
Sale |
19,474 |
24.5181 USD |
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USD 0.01 common |
Sale |
19,724 |
24.5846 USD |
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USD 0.01 common |
Sale |
45,859 |
24.5682 USD |
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USD 0.01 common |
Sale |
62,284 |
24.6129 USD |
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USD 0.01 common |
Sale |
71,366 |
24.5100 USD |
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USD 0.01 common |
Sale |
140,847 |
24.5548 USD |
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USD 0.01 common |
Sale |
170,679 |
24.5924 USD |
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USD 0.01 common |
Sale |
583,516 |
24.5096 USD |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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USD 0.01 common |
SWAP |
Long |
13,699 |
24.5100 USD |
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USD 0.01 common |
SWAP |
Long |
39,900 |
24.5766 USD |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
11 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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