Form 8.3 - NortonLifeLock Inc.

RNS Number : 8106Y

Barclays PLC

08 September 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				07 Sep 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,347,512	0.24%	1,537,075	0.27%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	3,954,724	0.69%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	48,410	0.01%
	TOTAL:			3,031,485	0.53%	5,540,209	0.97%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		11		22.7800  USD
USD 0.01 common		Purchase		22		22.7750  USD
USD 0.01 common		Purchase		29		22.1600  EUR
USD 0.01 common		Purchase		31		22.8700  USD
USD 0.01 common		Purchase		54		22.7700  USD
USD 0.01 common		Purchase		100		22.3950  USD
USD 0.01 common		Purchase		200		22.1800  USD
USD 0.01 common		Purchase		306		22.8237  USD
USD 0.01 common		Purchase		475		22.7983  USD
USD 0.01 common		Purchase		600		22.7600  USD
USD 0.01 common		Purchase		675		22.6669  USD
USD 0.01 common		Purchase		967		22.6158  USD
USD 0.01 common		Purchase		1,029		22.8489  USD
USD 0.01 common		Purchase		1,060		22.5076  USD
USD 0.01 common		Purchase		1,200		22.4008  USD
USD 0.01 common		Purchase		1,402		22.1958  USD
USD 0.01 common		Purchase		1,483		22.4029  USD
USD 0.01 common		Purchase		3,033		22.4093  USD
USD 0.01 common		Purchase		3,089		22.8416  USD
USD 0.01 common		Purchase		3,484		22.7516  USD
USD 0.01 common		Purchase		3,750		22.3799  USD
USD 0.01 common		Purchase		5,121		22.6305  USD
USD 0.01 common		Purchase		5,441		22.1500  USD
USD 0.01 common		Purchase		5,927		22.7637  USD
USD 0.01 common		Purchase		6,622		22.3954  USD
USD 0.01 common		Purchase		8,445		22.4919  USD
USD 0.01 common		Purchase		8,751		22.8584  USD
USD 0.01 common		Purchase		12,928		22.5857  USD
USD 0.01 common		Purchase		21,861		22.6148  USD
USD 0.01 common		Purchase		22,688		22.7489  USD
USD 0.01 common		Purchase		34,385		22.8600  USD
USD 0.01 common		Purchase		94,204		22.5740  USD
USD 0.01 common		Purchase		146,450		22.3797  USD
USD 0.01 common		Purchase		150,000		22.3800  USD
USD 0.01 common		Purchase		229,789		22.6325  USD
USD 0.01 common		Sale		1		22.8000  USD
USD 0.01 common		Sale		3		22.7366  USD
USD 0.01 common		Sale		29		22.1600  EUR
USD 0.01 common		Sale		40		22.8100  USD
USD 0.01 common		Sale		41		22.7990  USD
USD 0.01 common		Sale		42		22.8007  USD
USD 0.01 common		Sale		60		22.7900  USD
USD 0.01 common		Sale		71		22.5826  USD
USD 0.01 common		Sale		81		22.7946  USD
USD 0.01 common		Sale		84		22.7803  USD
USD 0.01 common		Sale		100		22.3950  USD
USD 0.01 common		Sale		121		22.7760  USD
USD 0.01 common		Sale		150		22.2906  USD
USD 0.01 common		Sale		200		22.1800  USD
USD 0.01 common		Sale		200		22.4825  USD
USD 0.01 common		Sale		200		22.4875  USD
USD 0.01 common		Sale		209		22.5355  USD
USD 0.01 common		Sale		214		22.5703  USD
USD 0.01 common		Sale		224		22.8250  USD
USD 0.01 common		Sale		242		22.7750  USD
USD 0.01 common		Sale		296		22.7831  USD
USD 0.01 common		Sale		300		22.4950  USD
USD 0.01 common		Sale		302		22.6324  USD
USD 0.01 common		Sale		309		22.5337  USD
USD 0.01 common		Sale		366		22.6798  USD
USD 0.01 common		Sale		387		22.7689  USD
USD 0.01 common		Sale		400		22.5200  USD
USD 0.01 common		Sale		400		22.4850  USD
USD 0.01 common		Sale		413		22.7673  USD
USD 0.01 common		Sale		452		22.4887  USD
USD 0.01 common		Sale		498		22.6957  USD
USD 0.01 common		Sale		499		22.7694  USD
USD 0.01 common		Sale		500		22.7040  USD
USD 0.01 common		Sale		585		22.7583  USD
USD 0.01 common		Sale		618		22.7564  USD
USD 0.01 common		Sale		689		22.7523  USD
USD 0.01 common		Sale		800		22.4862  USD
USD 0.01 common		Sale		800		22.3462  USD
USD 0.01 common		Sale		877		22.7605  USD
USD 0.01 common		Sale		900		22.3555  USD
USD 0.01 common		Sale		924		22.3043  USD
USD 0.01 common		Sale		988		22.3000  USD
USD 0.01 common		Sale		994		22.7685  USD
USD 0.01 common		Sale		999		22.7649  USD
USD 0.01 common		Sale		1,088		22.3823  USD
USD 0.01 common		Sale		1,160		22.4000  USD
USD 0.01 common		Sale		1,187		22.8537  USD
USD 0.01 common		Sale		1,200		22.7600  USD
USD 0.01 common		Sale		1,315		22.8581  USD
USD 0.01 common		Sale		1,604		22.5623  USD
USD 0.01 common		Sale		1,687		22.7664  USD
USD 0.01 common		Sale		2,647		22.4103  USD
USD 0.01 common		Sale		2,869		22.6146  USD
USD 0.01 common		Sale		2,981		22.4908  USD
USD 0.01 common		Sale		3,038		22.3238  USD
USD 0.01 common		Sale		3,049		22.6327  USD
USD 0.01 common		Sale		3,112		22.4962  USD
USD 0.01 common		Sale		3,200		22.1500  USD
USD 0.01 common		Sale		3,241		22.7270  USD
USD 0.01 common		Sale		3,540		22.3672  USD
USD 0.01 common		Sale		3,900		22.8520  USD
USD 0.01 common		Sale		4,940		22.4649  USD
USD 0.01 common		Sale		5,754		22.3504  USD
USD 0.01 common		Sale		6,501		22.3883  USD
USD 0.01 common		Sale		6,637		22.3719  USD
USD 0.01 common		Sale		7,917		22.6611  USD
USD 0.01 common		Sale		8,453		22.8425  USD
USD 0.01 common		Sale		8,487		22.3861  USD
USD 0.01 common		Sale		8,751		22.8584  USD
USD 0.01 common		Sale		8,852		22.3771  USD
USD 0.01 common		Sale		9,657		22.5451  USD
USD 0.01 common		Sale		9,757		22.5109  USD
USD 0.01 common		Sale		9,789		22.3818  USD
USD 0.01 common		Sale		13,447		22.7602  USD
USD 0.01 common		Sale		13,836		22.4978  USD
USD 0.01 common		Sale		14,566		22.5313  USD
USD 0.01 common		Sale		28,900		22.4123  USD
USD 0.01 common		Sale		34,385		22.8600  USD
USD 0.01 common		Sale		45,507		22.3646  USD
USD 0.01 common		Sale		46,035		22.3922  USD
USD 0.01 common		Sale		46,222		22.6886  USD
USD 0.01 common		Sale		52,446		22.6150  USD
USD 0.01 common		Sale		79,910		22.6543  USD
USD 0.01 common		Sale		93,373		22.6120  USD
USD 0.01 common		Sale		150,000		22.3800  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				08 Sep 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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