Form 8.3 - NortonLifeLock Inc.

RNS Number : 9849Y

Barclays PLC

09 September 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				08 Sep 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,371,583	0.24%	1,541,431	0.27%
(2)	Cash-settled derivatives:
	and/or controlled:			1,666,873	0.29%	3,954,724	0.69%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			17,100	0.00%	48,410	0.01%
	TOTAL:			3,055,556	0.53%	5,544,565	0.97%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		1		23.2300  USD
USD 0.01 common		Purchase		6		23.3400  USD
USD 0.01 common		Purchase		12		23.2850  USD
USD 0.01 common		Purchase		16		23.2112  USD
USD 0.01 common		Purchase		19		23.1852  USD
USD 0.01 common		Purchase		22		23.3350  USD
USD 0.01 common		Purchase		22		23.2836  USD
USD 0.01 common		Purchase		23		22.9400  USD
USD 0.01 common		Purchase		25		23.2132  USD
USD 0.01 common		Purchase		29		23.2975  USD
USD 0.01 common		Purchase		35		23.2620  USD
USD 0.01 common		Purchase		38		23.2447  USD
USD 0.01 common		Purchase		40		23.2175  USD
USD 0.01 common		Purchase		42		23.2466  USD
USD 0.01 common		Purchase		49		23.2800  USD
USD 0.01 common		Purchase		76		23.2076  USD
USD 0.01 common		Purchase		77		23.2918  USD
USD 0.01 common		Purchase		91		23.3300  USD
USD 0.01 common		Purchase		98		23.3342  USD
USD 0.01 common		Purchase		100		23.0800  USD
USD 0.01 common		Purchase		100		23.2050  USD
USD 0.01 common		Purchase		103		23.2548  USD
USD 0.01 common		Purchase		106		23.3110  USD
USD 0.01 common		Purchase		114		23.0766  USD
USD 0.01 common		Purchase		121		23.2700  USD
USD 0.01 common		Purchase		135		23.2812  USD
USD 0.01 common		Purchase		144		23.2522  USD
USD 0.01 common		Purchase		149		23.2002  USD
USD 0.01 common		Purchase		157		23.2565  USD
USD 0.01 common		Purchase		182		23.3005  USD
USD 0.01 common		Purchase		200		23.2400  USD
USD 0.01 common		Purchase		200		23.0675  USD
USD 0.01 common		Purchase		204		23.2128  USD
USD 0.01 common		Purchase		204		22.9887  USD
USD 0.01 common		Purchase		205		23.0678  USD
USD 0.01 common		Purchase		300		23.0566  USD
USD 0.01 common		Purchase		300		23.3850  USD
USD 0.01 common		Purchase		365		23.1828  USD
USD 0.01 common		Purchase		394		23.1873  USD
USD 0.01 common		Purchase		403		23.4000  USD
USD 0.01 common		Purchase		452		23.2842  USD
USD 0.01 common		Purchase		598		23.2100  USD
USD 0.01 common		Purchase		645		23.3868  USD
USD 0.01 common		Purchase		690		23.3586  USD
USD 0.01 common		Purchase		700		23.1900  USD
USD 0.01 common		Purchase		730		23.0565  USD
USD 0.01 common		Purchase		885		23.1861  USD
USD 0.01 common		Purchase		1,023		23.3553  USD
USD 0.01 common		Purchase		1,566		23.3532  USD
USD 0.01 common		Purchase		1,695		23.0641  USD
USD 0.01 common		Purchase		2,321		23.2083  USD
USD 0.01 common		Purchase		2,916		23.0265  USD
USD 0.01 common		Purchase		3,044		23.0637  USD
USD 0.01 common		Purchase		3,701		23.1208  USD
USD 0.01 common		Purchase		4,705		23.1911  USD
USD 0.01 common		Purchase		7,137		23.2458  USD
USD 0.01 common		Purchase		8,241		23.2093  USD
USD 0.01 common		Purchase		13,100		23.4202  USD
USD 0.01 common		Purchase		13,926		23.1568  USD
USD 0.01 common		Purchase		17,712		23.2501  USD
USD 0.01 common		Purchase		21,024		23.3900  USD
USD 0.01 common		Purchase		23,568		23.3872  USD
USD 0.01 common		Purchase		29,092		23.2225  USD
USD 0.01 common		Purchase		62,360		23.3874  USD
USD 0.01 common		Purchase		66,250		23.1881  USD
USD 0.01 common		Purchase		171,954		23.2678  USD
USD 0.01 common		Purchase		560,241		23.3018  USD
USD 0.01 common		Sale		3		23.1100  USD
USD 0.01 common		Sale		5		23.1300  USD
USD 0.01 common		Sale		60		23.2025  USD
USD 0.01 common		Sale		100		23.4000  USD
USD 0.01 common		Sale		100		23.1400  USD
USD 0.01 common		Sale		100		23.2000  USD
USD 0.01 common		Sale		101		23.3998  USD
USD 0.01 common		Sale		105		23.3876  USD
USD 0.01 common		Sale		106		23.1240  USD
USD 0.01 common		Sale		110		23.0900  USD
USD 0.01 common		Sale		111		23.2154  USD
USD 0.01 common		Sale		144		23.2522  USD
USD 0.01 common		Sale		178		23.1110  USD
USD 0.01 common		Sale		192		23.1656  USD
USD 0.01 common		Sale		200		23.0650  USD
USD 0.01 common		Sale		200		23.1050  USD
USD 0.01 common		Sale		200		23.1650  USD
USD 0.01 common		Sale		200		23.1950  USD
USD 0.01 common		Sale		203		23.1626  USD
USD 0.01 common		Sale		206		23.1627  USD
USD 0.01 common		Sale		209		23.1820  USD
USD 0.01 common		Sale		245		23.2027  USD
USD 0.01 common		Sale		330		23.1355  USD
USD 0.01 common		Sale		620		23.1748  USD
USD 0.01 common		Sale		797		23.1672  USD
USD 0.01 common		Sale		798		23.2100  USD
USD 0.01 common		Sale		800		23.1900  USD
USD 0.01 common		Sale		887		23.2864  USD
USD 0.01 common		Sale		1,453		23.1837  USD
USD 0.01 common		Sale		2,400		23.4200  USD
USD 0.01 common		Sale		2,909		23.3302  USD
USD 0.01 common		Sale		3,044		23.0637  USD
USD 0.01 common		Sale		3,044		23.0638  USD
USD 0.01 common		Sale		3,075		23.3409  USD
USD 0.01 common		Sale		3,177		23.2092  USD
USD 0.01 common		Sale		3,621		23.3324  USD
USD 0.01 common		Sale		3,925		23.3135  USD
USD 0.01 common		Sale		5,943		23.1623  USD
USD 0.01 common		Sale		6,025		23.2908  USD
USD 0.01 common		Sale		9,844		23.3784  USD
USD 0.01 common		Sale		13,005		23.2822  USD
USD 0.01 common		Sale		13,884		23.2875  USD
USD 0.01 common		Sale		14,568		23.2524  USD
USD 0.01 common		Sale		15,671		23.3856  USD
USD 0.01 common		Sale		16,275		23.1746  USD
USD 0.01 common		Sale		21,024		23.3900  USD
USD 0.01 common		Sale		22,899		23.2612  USD
USD 0.01 common		Sale		28,727		23.1800  USD
USD 0.01 common		Sale		30,693		23.2798  USD
USD 0.01 common		Sale		31,636		23.2346  USD
USD 0.01 common		Sale		34,799		23.2865  USD
USD 0.01 common		Sale		41,565		23.2194  USD
USD 0.01 common		Sale		61,009		23.3864  USD
USD 0.01 common		Sale		74,419		23.1850  USD
USD 0.01 common		Sale		247,723		23.3117  USD
USD 0.01 common		Sale		297,852		23.3069  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				09 Sep 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.01 common	Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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