FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
01 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,280,137 |
0.22% |
1,236,177 |
0.22% |
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(2) |
Cash-settled derivatives: |
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2,493,283 |
0.44% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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3,773,420 |
0.66% |
4,993,299 |
0.87% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
21.1750 EUR |
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USD 0.01 common |
Purchase |
1 |
22.2650 USD |
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USD 0.01 common |
Purchase |
10 |
22.1100 USD |
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USD 0.01 common |
Purchase |
48 |
22.2700 USD |
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USD 0.01 common |
Purchase |
76 |
22.0660 USD |
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USD 0.01 common |
Purchase |
100 |
22.0950 USD |
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USD 0.01 common |
Purchase |
100 |
22.0960 USD |
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USD 0.01 common |
Purchase |
100 |
22.2200 USD |
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USD 0.01 common |
Purchase |
100 |
22.1000 USD |
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USD 0.01 common |
Purchase |
101 |
22.1200 USD |
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USD 0.01 common |
Purchase |
102 |
22.2546 USD |
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USD 0.01 common |
Purchase |
138 |
22.0733 USD |
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USD 0.01 common |
Purchase |
200 |
22.2550 USD |
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USD 0.01 common |
Purchase |
202 |
22.1222 USD |
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USD 0.01 common |
Purchase |
261 |
22.1050 USD |
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USD 0.01 common |
Purchase |
274 |
22.1085 USD |
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USD 0.01 common |
Purchase |
322 |
22.1116 USD |
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USD 0.01 common |
Purchase |
400 |
22.0225 USD |
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USD 0.01 common |
Purchase |
462 |
22.2248 USD |
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USD 0.01 common |
Purchase |
600 |
22.1816 USD |
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USD 0.01 common |
Purchase |
600 |
22.2500 USD |
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USD 0.01 common |
Purchase |
604 |
22.2664 USD |
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USD 0.01 common |
Purchase |
616 |
22.0644 USD |
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USD 0.01 common |
Purchase |
623 |
22.1549 USD |
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USD 0.01 common |
Purchase |
658 |
22.1289 USD |
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USD 0.01 common |
Purchase |
673 |
22.1672 USD |
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USD 0.01 common |
Purchase |
699 |
22.1107 USD |
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USD 0.01 common |
Purchase |
699 |
22.2552 USD |
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USD 0.01 common |
Purchase |
700 |
22.0985 USD |
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USD 0.01 common |
Purchase |
763 |
22.2758 USD |
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USD 0.01 common |
Purchase |
800 |
22.1506 USD |
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USD 0.01 common |
Purchase |
886 |
22.1227 USD |
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USD 0.01 common |
Purchase |
925 |
22.2402 USD |
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USD 0.01 common |
Purchase |
1,004 |
22.2557 USD |
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USD 0.01 common |
Purchase |
1,200 |
22.2225 USD |
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USD 0.01 common |
Purchase |
1,271 |
22.2127 USD |
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USD 0.01 common |
Purchase |
1,300 |
22.2011 USD |
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USD 0.01 common |
Purchase |
1,494 |
22.2419 USD |
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USD 0.01 common |
Purchase |
1,614 |
22.1941 USD |
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USD 0.01 common |
Purchase |
1,661 |
22.1141 USD |
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USD 0.01 common |
Purchase |
1,786 |
22.1526 USD |
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USD 0.01 common |
Purchase |
2,255 |
22.2016 USD |
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USD 0.01 common |
Purchase |
3,133 |
22.2266 USD |
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USD 0.01 common |
Purchase |
3,730 |
22.2334 USD |
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USD 0.01 common |
Purchase |
6,955 |
22.2366 USD |
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USD 0.01 common |
Purchase |
30,884 |
22.1416 USD |
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USD 0.01 common |
Purchase |
36,740 |
22.1602 USD |
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USD 0.01 common |
Purchase |
75,244 |
22.1166 USD |
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USD 0.01 common |
Purchase |
77,827 |
22.2640 USD |
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USD 0.01 common |
Purchase |
89,604 |
22.2040 USD |
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USD 0.01 common |
Purchase |
137,534 |
22.2800 USD |
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USD 0.01 common |
Purchase |
200,000 |
22.2610 USD |
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USD 0.01 common |
Purchase |
407,646 |
22.2788 USD |
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USD 0.01 common |
Sale |
1 |
21.1750 EUR |
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USD 0.01 common |
Sale |
9 |
22.2600 USD |
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USD 0.01 common |
Sale |
15 |
21.8450 USD |
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USD 0.01 common |
Sale |
18 |
22.2250 USD |
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USD 0.01 common |
Sale |
21 |
22.1000 USD |
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USD 0.01 common |
Sale |
27 |
22.2466 USD |
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USD 0.01 common |
Sale |
28 |
22.2650 USD |
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USD 0.01 common |
Sale |
36 |
22.2425 USD |
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USD 0.01 common |
Sale |
36 |
22.2300 USD |
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USD 0.01 common |
Sale |
36 |
22.2525 USD |
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USD 0.01 common |
Sale |
38 |
22.0700 USD |
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USD 0.01 common |
Sale |
39 |
22.2630 USD |
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USD 0.01 common |
Sale |
44 |
22.2456 USD |
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USD 0.01 common |
Sale |
45 |
22.2560 USD |
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USD 0.01 common |
Sale |
54 |
22.2416 USD |
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USD 0.01 common |
Sale |
54 |
22.2433 USD |
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USD 0.01 common |
Sale |
54 |
22.2683 USD |
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USD 0.01 common |
Sale |
63 |
22.2621 USD |
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USD 0.01 common |
Sale |
63 |
22.2585 USD |
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USD 0.01 common |
Sale |
100 |
22.0100 USD |
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USD 0.01 common |
Sale |
100 |
22.0800 USD |
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USD 0.01 common |
Sale |
100 |
22.1200 USD |
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USD 0.01 common |
Sale |
100 |
22.1400 USD |
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USD 0.01 common |
Sale |
152 |
22.0660 USD |
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USD 0.01 common |
Sale |
181 |
22.2500 USD |
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USD 0.01 common |
Sale |
191 |
21.9600 USD |
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USD 0.01 common |
Sale |
198 |
22.2518 USD |
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USD 0.01 common |
Sale |
200 |
22.0850 USD |
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USD 0.01 common |
Sale |
200 |
22.2400 USD |
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USD 0.01 common |
Sale |
228 |
22.2700 USD |
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USD 0.01 common |
Sale |
254 |
22.0960 USD |
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USD 0.01 common |
Sale |
279 |
22.0950 USD |
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USD 0.01 common |
Sale |
418 |
22.2475 USD |
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USD 0.01 common |
Sale |
421 |
22.1941 USD |
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USD 0.01 common |
Sale |
500 |
22.1640 USD |
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USD 0.01 common |
Sale |
625 |
22.1272 USD |
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USD 0.01 common |
Sale |
648 |
22.1143 USD |
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USD 0.01 common |
Sale |
690 |
22.1946 USD |
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USD 0.01 common |
Sale |
959 |
22.2211 USD |
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USD 0.01 common |
Sale |
1,493 |
22.2493 USD |
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USD 0.01 common |
Sale |
2,406 |
22.2606 USD |
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USD 0.01 common |
Sale |
2,724 |
22.2637 USD |
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USD 0.01 common |
Sale |
3,114 |
22.2488 USD |
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USD 0.01 common |
Sale |
3,204 |
22.2481 USD |
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USD 0.01 common |
Sale |
3,656 |
22.2538 USD |
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USD 0.01 common |
Sale |
4,540 |
22.1159 USD |
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USD 0.01 common |
Sale |
4,844 |
22.2503 USD |
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USD 0.01 common |
Sale |
5,100 |
22.2486 USD |
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USD 0.01 common |
Sale |
5,862 |
22.1083 USD |
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USD 0.01 common |
Sale |
6,791 |
22.1158 USD |
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USD 0.01 common |
Sale |
6,900 |
22.2471 USD |
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USD 0.01 common |
Sale |
7,574 |
22.2501 USD |
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USD 0.01 common |
Sale |
8,568 |
22.2422 USD |
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USD 0.01 common |
Sale |
8,711 |
22.0914 USD |
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USD 0.01 common |
Sale |
10,352 |
22.2575 USD |
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USD 0.01 common |
Sale |
11,035 |
22.2496 USD |
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USD 0.01 common |
Sale |
12,905 |
21.9662 USD |
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USD 0.01 common |
Sale |
13,475 |
22.2555 USD |
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USD 0.01 common |
Sale |
17,106 |
22.2533 USD |
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USD 0.01 common |
Sale |
17,600 |
22.1580 USD |
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USD 0.01 common |
Sale |
20,672 |
22.1576 USD |
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USD 0.01 common |
Sale |
22,645 |
22.1074 USD |
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USD 0.01 common |
Sale |
50,032 |
22.1266 USD |
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USD 0.01 common |
Sale |
65,698 |
22.2434 USD |
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USD 0.01 common |
Sale |
100,153 |
22.2395 USD |
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USD 0.01 common |
Sale |
110,634 |
22.2679 USD |
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USD 0.01 common |
Sale |
164,120 |
22.2800 USD |
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USD 0.01 common |
Sale |
402,824 |
22.2799 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
5 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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