FORM 8.3 |
Amendment to Purchase and Sales |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
02 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,276,239 |
0.22% |
890,641 |
0.15% |
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(2) |
Cash-settled derivatives: |
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356,240 |
0.06% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
1,632,479 |
0.28% |
2,775,433 |
0.48% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
2 |
25.2300 USD |
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USD 0.01 common |
Purchase |
2 |
25.2000 USD |
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USD 0.01 common |
Purchase |
8 |
25.4750 USD |
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USD 0.01 common |
Purchase |
16 |
25.3875 USD |
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USD 0.01 common |
Purchase |
24 |
25.1800 USD |
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USD 0.01 common |
Purchase |
24 |
25.3518 USD |
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USD 0.01 common |
Purchase |
28 |
25.3842 USD |
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USD 0.01 common |
Purchase |
37 |
25.3664 USD |
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USD 0.01 common |
Purchase |
42 |
25.3557 USD |
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USD 0.01 common |
Purchase |
50 |
25.3804 USD |
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USD 0.01 common |
Purchase |
54 |
25.3800 USD |
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USD 0.01 common |
Purchase |
67 |
25.3400 USD |
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USD 0.01 common |
Purchase |
70 |
25.3882 USD |
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USD 0.01 common |
Purchase |
72 |
25.3825 USD |
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USD 0.01 common |
Purchase |
100 |
25.4200 USD |
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USD 0.01 common |
Purchase |
100 |
25.3300 USD |
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USD 0.01 common |
Purchase |
125 |
25.3722 USD |
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USD 0.01 common |
Purchase |
200 |
25.2650 USD |
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USD 0.01 common |
Purchase |
212 |
25.3128 USD |
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USD 0.01 common |
Purchase |
300 |
25.3250 USD |
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USD 0.01 common |
Purchase |
300 |
25.3200 USD |
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USD 0.01 common |
Purchase |
315 |
25.1600 USD |
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USD 0.01 common |
Purchase |
400 |
25.3298 USD |
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USD 0.01 common |
Purchase |
403 |
25.2160 USD |
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USD 0.01 common |
Purchase |
500 |
25.3100 USD |
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USD 0.01 common |
Purchase |
546 |
25.2885 USD |
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USD 0.01 common |
Purchase |
749 |
25.2915 USD |
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USD 0.01 common |
Purchase |
818 |
25.2887 USD |
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USD 0.01 common |
Purchase |
890 |
25.2410 USD |
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USD 0.01 common |
Purchase |
900 |
25.2733 USD |
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USD 0.01 common |
Purchase |
900 |
25.2255 USD |
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USD 0.01 common |
Purchase |
903 |
25.2643 USD |
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USD 0.01 common |
Purchase |
1,500 |
25.2930 USD |
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USD 0.01 common |
Purchase |
1,719 |
25.2582 USD |
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USD 0.01 common |
Purchase |
1,805 |
25.2404 USD |
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USD 0.01 common |
Purchase |
1,820 |
25.2430 USD |
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USD 0.01 common |
Purchase |
2,016 |
25.2200 USD |
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USD 0.01 common |
Purchase |
2,200 |
25.2604 USD |
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USD 0.01 common |
Purchase |
2,600 |
25.2801 USD |
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USD 0.01 common |
Purchase |
2,700 |
25.2440 USD |
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USD 0.01 common |
Purchase |
2,708 |
25.2303 USD |
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USD 0.01 common |
Purchase |
2,867 |
25.3889 USD |
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USD 0.01 common |
Purchase |
3,100 |
25.2859 USD |
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USD 0.01 common |
Purchase |
3,200 |
25.2845 USD |
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USD 0.01 common |
Purchase |
3,400 |
25.2507 USD |
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USD 0.01 common |
Purchase |
3,400 |
25.2723 USD |
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USD 0.01 common |
Purchase |
3,860 |
25.3219 USD |
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USD 0.01 common |
Purchase |
4,100 |
25.2515 USD |
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USD 0.01 common |
Purchase |
4,680 |
25.2613 USD |
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USD 0.01 common |
Purchase |
5,600 |
25.3091 USD |
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USD 0.01 common |
Purchase |
7,979 |
25.2573 USD |
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USD 0.01 common |
Purchase |
8,029 |
25.1987 USD |
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USD 0.01 common |
Purchase |
8,554 |
25.3039 USD |
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USD 0.01 common |
Purchase |
11,246 |
25.2899 USD |
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USD 0.01 common |
Purchase |
12,427 |
25.2640 USD |
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USD 0.01 common |
Purchase |
33,339 |
25.2578 USD |
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USD 0.01 common |
Purchase |
42,248 |
25.3900 USD |
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USD 0.01 common |
Purchase |
50,169 |
25.3338 USD |
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USD 0.01 common |
Purchase |
58,177 |
25.3716 USD |
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USD 0.01 common |
Purchase |
91,083 |
25.3134 USD |
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USD 0.01 common |
Purchase |
144,687 |
25.3848 USD |
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USD 0.01 common |
Purchase |
159,585 |
25.3005 USD |
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USD 0.01 common |
Sale |
9 |
25.2766 USD |
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USD 0.01 common |
Sale |
13 |
25.2276 USD |
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USD 0.01 common |
Sale |
14 |
25.3475 USD |
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USD 0.01 common |
Sale |
23 |
25.3047 USD |
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USD 0.01 common |
Sale |
28 |
25.3046 USD |
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USD 0.01 common |
Sale |
32 |
25.2481 USD |
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USD 0.01 common |
Sale |
37 |
25.3035 USD |
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USD 0.01 common |
Sale |
42 |
25.2930 USD |
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USD 0.01 common |
Sale |
47 |
25.3165 USD |
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USD 0.01 common |
Sale |
48 |
25.1800 USD |
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USD 0.01 common |
Sale |
65 |
25.2277 USD |
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USD 0.01 common |
Sale |
100 |
25.3300 USD |
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USD 0.01 common |
Sale |
122 |
25.1625 USD |
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USD 0.01 common |
Sale |
194 |
25.3488 USD |
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USD 0.01 common |
Sale |
195 |
25.3158 USD |
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USD 0.01 common |
Sale |
215 |
25.1600 USD |
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USD 0.01 common |
Sale |
321 |
25.4200 USD |
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USD 0.01 common |
Sale |
330 |
25.3118 USD |
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USD 0.01 common |
Sale |
360 |
25.2700 USD |
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USD 0.01 common |
Sale |
375 |
25.2500 USD |
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USD 0.01 common |
Sale |
446 |
25.2931 USD |
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USD 0.01 common |
Sale |
457 |
25.2617 USD |
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USD 0.01 common |
Sale |
465 |
25.2978 USD |
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USD 0.01 common |
Sale |
485 |
25.2872 USD |
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USD 0.01 common |
Sale |
496 |
25.2670 USD |
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USD 0.01 common |
Sale |
573 |
25.2822 USD |
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USD 0.01 common |
Sale |
602 |
25.3062 USD |
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USD 0.01 common |
Sale |
672 |
25.2200 USD |
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USD 0.01 common |
Sale |
800 |
25.2193 USD |
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USD 0.01 common |
Sale |
800 |
25.2540 USD |
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USD 0.01 common |
Sale |
900 |
25.2688 USD |
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USD 0.01 common |
Sale |
2,780 |
25.2658 USD |
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USD 0.01 common |
Sale |
3,389 |
25.3867 USD |
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USD 0.01 common |
Sale |
3,476 |
25.3251 USD |
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USD 0.01 common |
Sale |
3,969 |
25.3100 USD |
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USD 0.01 common |
Sale |
4,268 |
25.3222 USD |
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USD 0.01 common |
Sale |
4,797 |
25.2963 USD |
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USD 0.01 common |
Sale |
5,106 |
25.2897 USD |
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USD 0.01 common |
Sale |
6,263 |
25.3219 USD |
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USD 0.01 common |
Sale |
11,407 |
25.3071 USD |
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USD 0.01 common |
Sale |
13,070 |
25.2902 USD |
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USD 0.01 common |
Sale |
25,603 |
25.3842 USD |
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USD 0.01 common |
Sale |
49,033 |
25.2979 USD |
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USD 0.01 common |
Sale |
52,530 |
25.3900 USD |
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USD 0.01 common |
Sale |
57,827 |
25.2982 USD |
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USD 0.01 common |
Sale |
66,678 |
25.2578 USD |
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USD 0.01 common |
Sale |
77,132 |
25.3556 USD |
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USD 0.01 common |
Sale |
125,149 |
25.2885 USD |
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USD 0.01 common |
Sale |
167,584 |
25.3714 USD |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
672 |
25.2200 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
16 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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