FORM 8.3 |
Amendment to Sale and Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,259,138 |
0.22% |
840,024 |
0.14% |
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(2) |
Cash-settled derivatives: |
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416,322 |
0.07% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,675,460 |
0.29% |
2,705,412 |
0.46% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
10 |
26.7200 USD |
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USD 0.01 common |
Purchase |
10 |
26.7250 USD |
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USD 0.01 common |
Purchase |
10 |
26.7600 USD |
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USD 0.01 common |
Purchase |
10 |
26.7150 USD |
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USD 0.01 common |
Purchase |
10 |
26.7100 USD |
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USD 0.01 common |
Purchase |
12 |
26.8500 USD |
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USD 0.01 common |
Purchase |
15 |
26.7000 USD |
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USD 0.01 common |
Purchase |
16 |
24.5400 EUR |
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USD 0.01 common |
Purchase |
20 |
26.7350 USD |
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USD 0.01 common |
Purchase |
20 |
26.7225 USD |
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USD 0.01 common |
Purchase |
25 |
26.7240 USD |
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USD 0.01 common |
Purchase |
26 |
26.8900 USD |
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USD 0.01 common |
Purchase |
35 |
26.7235 USD |
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USD 0.01 common |
Purchase |
54 |
26.9088 USD |
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USD 0.01 common |
Purchase |
100 |
26.9400 USD |
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USD 0.01 common |
Purchase |
115 |
26.7560 USD |
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USD 0.01 common |
Purchase |
129 |
26.8230 USD |
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USD 0.01 common |
Purchase |
133 |
26.8303 USD |
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USD 0.01 common |
Purchase |
190 |
26.8557 USD |
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USD 0.01 common |
Purchase |
233 |
26.7891 USD |
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USD 0.01 common |
Purchase |
321 |
26.8347 USD |
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USD 0.01 common |
Purchase |
371 |
26.7969 USD |
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USD 0.01 common |
Purchase |
428 |
26.8564 USD |
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USD 0.01 common |
Purchase |
503 |
26.8432 USD |
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USD 0.01 common |
Purchase |
504 |
26.8594 USD |
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USD 0.01 common |
Purchase |
535 |
26.8566 USD |
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USD 0.01 common |
Purchase |
572 |
26.8436 USD |
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USD 0.01 common |
Purchase |
602 |
26.8604 USD |
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USD 0.01 common |
Purchase |
690 |
26.8117 USD |
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USD 0.01 common |
Purchase |
900 |
26.7400 USD |
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USD 0.01 common |
Purchase |
954 |
26.8539 USD |
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USD 0.01 common |
Purchase |
2,203 |
26.8174 USD |
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USD 0.01 common |
Purchase |
2,780 |
26.8800 USD |
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USD 0.01 common |
Purchase |
4,064 |
26.7752 USD |
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USD 0.01 common |
Purchase |
4,353 |
26.7720 USD |
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USD 0.01 common |
Purchase |
4,510 |
26.8025 USD |
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USD 0.01 common |
Purchase |
4,810 |
26.8997 USD |
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USD 0.01 common |
Purchase |
5,128 |
26.7764 USD |
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USD 0.01 common |
Purchase |
6,790 |
26.8261 USD |
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USD 0.01 common |
Purchase |
8,441 |
26.8546 USD |
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USD 0.01 common |
Purchase |
17,001 |
26.8852 USD |
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USD 0.01 common |
Purchase |
28,075 |
26.8064 USD |
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USD 0.01 common |
Purchase |
36,590 |
26.8348 USD |
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USD 0.01 common |
Purchase |
37,418 |
26.7699 USD |
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USD 0.01 common |
Purchase |
53,387 |
26.7831 USD |
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USD 0.01 common |
Purchase |
68,882 |
26.7700 USD |
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USD 0.01 common |
Sale |
4 |
26.7900 USD |
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USD 0.01 common |
Sale |
5 |
26.9100 USD |
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USD 0.01 common |
Sale |
9 |
26.7650 USD |
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USD 0.01 common |
Sale |
14 |
26.8000 USD |
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USD 0.01 common |
Sale |
16 |
24.5400 EUR |
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USD 0.01 common |
Sale |
16 |
26.7937 USD |
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USD 0.01 common |
Sale |
20 |
26.9200 USD |
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USD 0.01 common |
Sale |
26 |
26.8119 USD |
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USD 0.01 common |
Sale |
32 |
26.8003 USD |
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USD 0.01 common |
Sale |
35 |
26.8245 USD |
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USD 0.01 common |
Sale |
35 |
26.8430 USD |
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USD 0.01 common |
Sale |
40 |
26.8076 USD |
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USD 0.01 common |
Sale |
43 |
26.8095 USD |
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USD 0.01 common |
Sale |
52 |
26.8226 USD |
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USD 0.01 common |
Sale |
62 |
26.7883 USD |
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USD 0.01 common |
Sale |
70 |
26.7637 USD |
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USD 0.01 common |
Sale |
76 |
26.8002 USD |
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USD 0.01 common |
Sale |
82 |
26.7973 USD |
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USD 0.01 common |
Sale |
84 |
26.7957 USD |
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USD 0.01 common |
Sale |
86 |
26.8167 USD |
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USD 0.01 common |
Sale |
104 |
26.8181 USD |
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USD 0.01 common |
Sale |
110 |
26.8008 USD |
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USD 0.01 common |
Sale |
115 |
26.7712 USD |
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USD 0.01 common |
Sale |
120 |
26.8179 USD |
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USD 0.01 common |
Sale |
133 |
26.8303 USD |
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USD 0.01 common |
Sale |
135 |
26.7747 USD |
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USD 0.01 common |
Sale |
137 |
26.8200 USD |
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USD 0.01 common |
Sale |
148 |
26.7981 USD |
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USD 0.01 common |
Sale |
160 |
26.8043 USD |
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USD 0.01 common |
Sale |
185 |
26.7941 USD |
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USD 0.01 common |
Sale |
193 |
26.7693 USD |
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USD 0.01 common |
Sale |
200 |
26.7950 USD |
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USD 0.01 common |
Sale |
271 |
26.7662 USD |
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USD 0.01 common |
Sale |
488 |
26.8217 USD |
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USD 0.01 common |
Sale |
749 |
26.7766 USD |
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USD 0.01 common |
Sale |
900 |
26.7400 USD |
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USD 0.01 common |
Sale |
925 |
26.8312 USD |
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USD 0.01 common |
Sale |
966 |
26.8568 USD |
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USD 0.01 common |
Sale |
1,101 |
26.8020 USD |
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USD 0.01 common |
Sale |
1,121 |
26.8285 USD |
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USD 0.01 common |
Sale |
1,588 |
26.8643 USD |
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USD 0.01 common |
Sale |
1,672 |
26.8365 USD |
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USD 0.01 common |
Sale |
2,051 |
26.8741 USD |
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USD 0.01 common |
Sale |
2,255 |
26.8025 USD |
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USD 0.01 common |
Sale |
3,928 |
26.8789 USD |
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USD 0.01 common |
Sale |
4,214 |
26.7735 USD |
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USD 0.01 common |
Sale |
4,782 |
26.8034 USD |
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USD 0.01 common |
Sale |
5,446 |
26.8251 USD |
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USD 0.01 common |
Sale |
10,317 |
26.7778 USD |
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USD 0.01 common |
Sale |
19,082 |
26.8471 USD |
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USD 0.01 common |
Sale |
20,779 |
26.8157 USD |
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USD 0.01 common |
Sale |
30,277 |
26.8985 USD |
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USD 0.01 common |
Sale |
46,761 |
26.7697 USD |
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USD 0.01 common |
Sale |
58,971 |
26.7760 USD |
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USD 0.01 common |
Sale |
67,974 |
26.7700 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
8 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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