FORM 8.3 |
Amendment to Sale and Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,307,247 |
0.23% |
1,251,048 |
0.22% |
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(2) |
Cash-settled derivatives: |
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1,549,081 |
0.27% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,856,328 |
0.50% |
5,008,170 |
0.88% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
22.3900 USD |
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USD 0.01 common |
Purchase |
16 |
22.4250 USD |
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USD 0.01 common |
Purchase |
18 |
22.3377 USD |
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USD 0.01 common |
Purchase |
24 |
22.6400 USD |
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USD 0.01 common |
Purchase |
26 |
22.6123 USD |
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USD 0.01 common |
Purchase |
30 |
22.5820 USD |
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USD 0.01 common |
Purchase |
50 |
22.6256 USD |
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USD 0.01 common |
Purchase |
54 |
22.5940 USD |
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USD 0.01 common |
Purchase |
71 |
22.1659 USD |
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USD 0.01 common |
Purchase |
75 |
22.4968 USD |
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USD 0.01 common |
Purchase |
88 |
22.1319 USD |
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USD 0.01 common |
Purchase |
94 |
21.7650 EUR |
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USD 0.01 common |
Purchase |
98 |
22.3514 USD |
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USD 0.01 common |
Purchase |
100 |
22.5800 USD |
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USD 0.01 common |
Purchase |
100 |
22.3950 USD |
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USD 0.01 common |
Purchase |
156 |
22.4415 USD |
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USD 0.01 common |
Purchase |
156 |
22.4192 USD |
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USD 0.01 common |
Purchase |
174 |
22.4389 USD |
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USD 0.01 common |
Purchase |
174 |
22.4503 USD |
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USD 0.01 common |
Purchase |
199 |
22.4500 USD |
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USD 0.01 common |
Purchase |
216 |
22.4658 USD |
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USD 0.01 common |
Purchase |
218 |
22.5704 USD |
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USD 0.01 common |
Purchase |
218 |
22.5100 USD |
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USD 0.01 common |
Purchase |
258 |
22.4553 USD |
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USD 0.01 common |
Purchase |
300 |
22.1400 USD |
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USD 0.01 common |
Purchase |
300 |
22.4518 USD |
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USD 0.01 common |
Purchase |
334 |
22.4443 USD |
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USD 0.01 common |
Purchase |
351 |
22.5722 USD |
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USD 0.01 common |
Purchase |
360 |
22.4007 USD |
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USD 0.01 common |
Purchase |
400 |
22.4487 USD |
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USD 0.01 common |
Purchase |
438 |
22.4341 USD |
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USD 0.01 common |
Purchase |
552 |
22.3743 USD |
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USD 0.01 common |
Purchase |
600 |
22.1383 USD |
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USD 0.01 common |
Purchase |
875 |
22.5102 USD |
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USD 0.01 common |
Purchase |
900 |
22.4105 USD |
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USD 0.01 common |
Purchase |
900 |
22.4038 USD |
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USD 0.01 common |
Purchase |
901 |
22.5604 USD |
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USD 0.01 common |
Purchase |
1,147 |
22.5365 USD |
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USD 0.01 common |
Purchase |
1,349 |
22.3358 USD |
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USD 0.01 common |
Purchase |
1,600 |
22.4109 USD |
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USD 0.01 common |
Purchase |
1,665 |
22.5656 USD |
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USD 0.01 common |
Purchase |
3,124 |
22.4904 USD |
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USD 0.01 common |
Purchase |
6,148 |
22.4709 USD |
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USD 0.01 common |
Purchase |
9,128 |
22.5356 USD |
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USD 0.01 common |
Purchase |
13,307 |
22.5400 USD |
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USD 0.01 common |
Purchase |
23,306 |
22.4882 USD |
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USD 0.01 common |
Purchase |
24,589 |
22.3754 USD |
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USD 0.01 common |
Purchase |
34,518 |
22.5270 USD |
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USD 0.01 common |
Purchase |
40,003 |
22.5351 USD |
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USD 0.01 common |
Purchase |
40,899 |
22.4012 USD |
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USD 0.01 common |
Purchase |
174,862 |
22.4459 USD |
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USD 0.01 common |
Purchase |
400,000 |
22.4549 USD |
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USD 0.01 common |
Sale |
15 |
22.6500 USD |
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USD 0.01 common |
Sale |
56 |
22.6200 USD |
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USD 0.01 common |
Sale |
56 |
22.5700 USD |
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USD 0.01 common |
Sale |
94 |
21.7650 EUR |
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USD 0.01 common |
Sale |
97 |
22.5484 USD |
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USD 0.01 common |
Sale |
100 |
22.4500 USD |
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USD 0.01 common |
Sale |
112 |
22.5600 USD |
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USD 0.01 common |
Sale |
112 |
22.5350 USD |
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USD 0.01 common |
Sale |
156 |
22.5800 USD |
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USD 0.01 common |
Sale |
164 |
22.5217 USD |
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USD 0.01 common |
Sale |
168 |
22.5300 USD |
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USD 0.01 common |
Sale |
168 |
22.6066 USD |
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USD 0.01 common |
Sale |
218 |
22.5100 USD |
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USD 0.01 common |
Sale |
224 |
22.5887 USD |
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USD 0.01 common |
Sale |
404 |
22.3700 USD |
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USD 0.01 common |
Sale |
496 |
22.4477 USD |
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USD 0.01 common |
Sale |
574 |
22.5895 USD |
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USD 0.01 common |
Sale |
584 |
22.3830 USD |
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USD 0.01 common |
Sale |
892 |
22.2777 USD |
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USD 0.01 common |
Sale |
1,265 |
22.5275 USD |
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USD 0.01 common |
Sale |
1,503 |
22.1400 USD |
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USD 0.01 common |
Sale |
2,046 |
22.5448 USD |
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USD 0.01 common |
Sale |
2,241 |
22.5824 USD |
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USD 0.01 common |
Sale |
2,675 |
22.4525 USD |
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USD 0.01 common |
Sale |
3,389 |
22.4487 USD |
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USD 0.01 common |
Sale |
4,300 |
22.4618 USD |
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USD 0.01 common |
Sale |
5,750 |
22.4893 USD |
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USD 0.01 common |
Sale |
6,531 |
22.4862 USD |
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USD 0.01 common |
Sale |
6,562 |
22.4594 USD |
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USD 0.01 common |
Sale |
8,635 |
22.4563 USD |
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USD 0.01 common |
Sale |
10,508 |
22.4351 USD |
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USD 0.01 common |
Sale |
10,598 |
22.3901 USD |
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USD 0.01 common |
Sale |
11,929 |
22.5256 USD |
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USD 0.01 common |
Sale |
12,177 |
22.5303 USD |
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USD 0.01 common |
Sale |
12,522 |
22.4663 USD |
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USD 0.01 common |
Sale |
14,099 |
22.3878 USD |
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USD 0.01 common |
Sale |
15,157 |
22.5517 USD |
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USD 0.01 common |
Sale |
15,232 |
22.4988 USD |
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USD 0.01 common |
Sale |
19,146 |
22.4334 USD |
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USD 0.01 common |
Sale |
19,651 |
22.4275 USD |
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USD 0.01 common |
Sale |
25,380 |
22.4098 USD |
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USD 0.01 common |
Sale |
27,188 |
22.4907 USD |
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USD 0.01 common |
Sale |
29,296 |
22.4357 USD |
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USD 0.01 common |
Sale |
30,238 |
22.3859 USD |
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USD 0.01 common |
Sale |
32,167 |
22.5400 USD |
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USD 0.01 common |
Sale |
32,868 |
22.5263 USD |
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USD 0.01 common |
Sale |
35,343 |
22.4440 USD |
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USD 0.01 common |
Sale |
35,851 |
22.4909 USD |
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USD 0.01 common |
Sale |
35,872 |
22.5380 USD |
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USD 0.01 common |
Sale |
42,606 |
22.4974 USD |
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USD 0.01 common |
Sale |
68,346 |
22.4086 USD |
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USD 0.01 common |
Sale |
79,436 |
22.4281 USD |
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USD 0.01 common |
Sale |
139,220 |
22.4530 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
8 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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