FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,249,201 |
0.21% |
780,294 |
0.13% |
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(2) |
Cash-settled derivatives: |
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637,622 |
0.11% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,886,823 |
0.32% |
2,645,682 |
0.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
19 |
26.5850 USD |
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USD 0.01 common |
Purchase |
40 |
26.6900 USD |
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USD 0.01 common |
Purchase |
100 |
26.7100 USD |
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USD 0.01 common |
Purchase |
100 |
26.6850 USD |
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USD 0.01 common |
Purchase |
100 |
26.5400 USD |
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USD 0.01 common |
Purchase |
100 |
26.6800 USD |
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USD 0.01 common |
Purchase |
104 |
26.7000 USD |
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USD 0.01 common |
Purchase |
108 |
26.6792 USD |
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USD 0.01 common |
Purchase |
117 |
26.7183 USD |
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USD 0.01 common |
Purchase |
161 |
26.6837 USD |
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USD 0.01 common |
Purchase |
200 |
26.6750 USD |
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USD 0.01 common |
Purchase |
200 |
26.7050 USD |
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USD 0.01 common |
Purchase |
214 |
26.6487 USD |
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USD 0.01 common |
Purchase |
300 |
26.6933 USD |
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USD 0.01 common |
Purchase |
300 |
26.6950 USD |
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USD 0.01 common |
Purchase |
400 |
26.6962 USD |
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USD 0.01 common |
Purchase |
400 |
26.6400 USD |
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USD 0.01 common |
Purchase |
401 |
26.6858 USD |
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USD 0.01 common |
Purchase |
500 |
26.6070 USD |
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USD 0.01 common |
Purchase |
661 |
26.7015 USD |
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USD 0.01 common |
Purchase |
3,554 |
26.7862 USD |
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USD 0.01 common |
Purchase |
3,825 |
26.5615 USD |
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USD 0.01 common |
Purchase |
4,298 |
26.6384 USD |
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USD 0.01 common |
Purchase |
5,131 |
26.6110 USD |
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USD 0.01 common |
Purchase |
5,791 |
26.5891 USD |
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USD 0.01 common |
Purchase |
8,580 |
26.5673 USD |
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USD 0.01 common |
Purchase |
9,588 |
26.6265 USD |
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USD 0.01 common |
Purchase |
17,092 |
26.6143 USD |
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USD 0.01 common |
Purchase |
20,715 |
26.6015 USD |
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USD 0.01 common |
Purchase |
23,930 |
26.5810 USD |
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USD 0.01 common |
Purchase |
32,164 |
26.6107 USD |
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USD 0.01 common |
Purchase |
32,296 |
26.6100 USD |
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USD 0.01 common |
Purchase |
42,670 |
26.5870 USD |
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USD 0.01 common |
Purchase |
48,935 |
26.6312 USD |
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USD 0.01 common |
Purchase |
121,236 |
26.5999 USD |
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USD 0.01 common |
Sale |
8 |
26.6500 USD |
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USD 0.01 common |
Sale |
19 |
26.5850 USD |
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USD 0.01 common |
Sale |
24 |
26.6183 USD |
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USD 0.01 common |
Sale |
24 |
26.6450 USD |
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USD 0.01 common |
Sale |
48 |
26.6383 USD |
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USD 0.01 common |
Sale |
48 |
26.6583 USD |
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USD 0.01 common |
Sale |
100 |
26.7400 USD |
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USD 0.01 common |
Sale |
100 |
26.7000 USD |
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USD 0.01 common |
Sale |
100 |
26.6750 USD |
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USD 0.01 common |
Sale |
124 |
26.7812 USD |
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USD 0.01 common |
Sale |
144 |
26.6250 USD |
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USD 0.01 common |
Sale |
171 |
26.6050 USD |
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USD 0.01 common |
Sale |
208 |
26.6700 USD |
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USD 0.01 common |
Sale |
223 |
26.6200 USD |
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USD 0.01 common |
Sale |
279 |
26.7323 USD |
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USD 0.01 common |
Sale |
332 |
26.8002 USD |
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USD 0.01 common |
Sale |
334 |
26.8102 USD |
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USD 0.01 common |
Sale |
400 |
26.6000 USD |
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USD 0.01 common |
Sale |
416 |
26.6400 USD |
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USD 0.01 common |
Sale |
416 |
26.8161 USD |
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USD 0.01 common |
Sale |
1,216 |
26.8183 USD |
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USD 0.01 common |
Sale |
1,275 |
26.6010 USD |
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USD 0.01 common |
Sale |
1,872 |
26.6921 USD |
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USD 0.01 common |
Sale |
2,392 |
26.6087 USD |
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USD 0.01 common |
Sale |
2,582 |
26.6600 USD |
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USD 0.01 common |
Sale |
3,170 |
26.6291 USD |
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USD 0.01 common |
Sale |
3,563 |
26.6467 USD |
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USD 0.01 common |
Sale |
4,987 |
26.6106 USD |
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USD 0.01 common |
Sale |
7,236 |
26.6327 USD |
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USD 0.01 common |
Sale |
20,400 |
26.5613 USD |
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USD 0.01 common |
Sale |
25,375 |
26.6100 USD |
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USD 0.01 common |
Sale |
51,986 |
26.5952 USD |
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USD 0.01 common |
Sale |
54,278 |
26.6144 USD |
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USD 0.01 common |
Sale |
61,678 |
26.6248 USD |
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USD 0.01 common |
Sale |
137,164 |
26.5953 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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