Form 8.3 - NortonLifeLock Inc. Amendment
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FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,386,653 |
0.24% |
782,807 |
0.13% |
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(2) |
Cash-settled derivatives: |
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621,720 |
0.11% |
3,730,776 |
0.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,008,373 |
0.34% |
4,513,583 |
0.78% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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Convertible Bond |
Purchase |
22,000 |
135.0000 USD |
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Convertible Bond |
Sale |
11,000 |
135.0000 USD |
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USD 0.01 common |
Purchase |
9 |
27.9011 USD |
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USD 0.01 common |
Purchase |
11 |
27.6972 USD |
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USD 0.01 common |
Purchase |
14 |
27.9600 USD |
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USD 0.01 common |
Purchase |
21 |
27.7800 USD |
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USD 0.01 common |
Purchase |
25 |
27.9332 USD |
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USD 0.01 common |
Purchase |
28 |
27.9450 USD |
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USD 0.01 common |
Purchase |
28 |
27.6889 USD |
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USD 0.01 common |
Purchase |
36 |
27.6350 USD |
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USD 0.01 common |
Purchase |
36 |
27.9361 USD |
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USD 0.01 common |
Purchase |
42 |
27.9283 USD |
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USD 0.01 common |
Purchase |
45 |
27.8500 USD |
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USD 0.01 common |
Purchase |
56 |
27.9375 USD |
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USD 0.01 common |
Purchase |
84 |
27.9383 USD |
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USD 0.01 common |
Purchase |
98 |
27.9342 USD |
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USD 0.01 common |
Purchase |
98 |
27.9314 USD |
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USD 0.01 common |
Purchase |
100 |
27.7100 USD |
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USD 0.01 common |
Purchase |
102 |
27.9111 USD |
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USD 0.01 common |
Purchase |
109 |
27.9077 USD |
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USD 0.01 common |
Purchase |
110 |
27.9124 USD |
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USD 0.01 common |
Purchase |
111 |
27.9658 USD |
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USD 0.01 common |
Purchase |
111 |
27.8870 USD |
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USD 0.01 common |
Purchase |
116 |
27.8940 USD |
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USD 0.01 common |
Purchase |
120 |
27.8863 USD |
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USD 0.01 common |
Purchase |
172 |
27.9312 USD |
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USD 0.01 common |
Purchase |
300 |
27.7433 USD |
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USD 0.01 common |
Purchase |
300 |
27.7416 USD |
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USD 0.01 common |
Purchase |
300 |
27.7350 USD |
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USD 0.01 common |
Purchase |
314 |
27.9157 USD |
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USD 0.01 common |
Purchase |
400 |
27.9400 USD |
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USD 0.01 common |
Purchase |
539 |
27.7900 USD |
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USD 0.01 common |
Purchase |
600 |
27.7066 USD |
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USD 0.01 common |
Purchase |
609 |
27.5800 USD |
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USD 0.01 common |
Purchase |
627 |
27.9052 USD |
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USD 0.01 common |
Purchase |
674 |
27.6523 USD |
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USD 0.01 common |
Purchase |
843 |
27.8420 USD |
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USD 0.01 common |
Purchase |
1,301 |
27.4800 USD |
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USD 0.01 common |
Purchase |
1,891 |
27.7860 USD |
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USD 0.01 common |
Purchase |
2,869 |
27.9199 USD |
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USD 0.01 common |
Purchase |
2,937 |
27.8989 USD |
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USD 0.01 common |
Purchase |
2,962 |
27.9104 USD |
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USD 0.01 common |
Purchase |
4,544 |
27.9192 USD |
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USD 0.01 common |
Purchase |
6,656 |
27.9173 USD |
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USD 0.01 common |
Purchase |
11,135 |
27.9200 USD |
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USD 0.01 common |
Purchase |
15,516 |
27.8305 USD |
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USD 0.01 common |
Purchase |
31,800 |
27.8946 USD |
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USD 0.01 common |
Purchase |
87,342 |
27.8592 USD |
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USD 0.01 common |
Purchase |
110,070 |
27.8895 USD |
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USD 0.01 common |
Purchase |
150,347 |
27.9198 USD |
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USD 0.01 common |
Sale |
9 |
27.9011 USD |
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USD 0.01 common |
Sale |
36 |
27.8250 USD |
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USD 0.01 common |
Sale |
39 |
27.5850 USD |
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USD 0.01 common |
Sale |
47 |
27.5700 USD |
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USD 0.01 common |
Sale |
65 |
27.8700 USD |
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USD 0.01 common |
Sale |
100 |
27.7500 USD |
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USD 0.01 common |
Sale |
100 |
27.6000 USD |
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USD 0.01 common |
Sale |
100 |
27.5750 USD |
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USD 0.01 common |
Sale |
105 |
27.7504 USD |
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USD 0.01 common |
Sale |
195 |
27.7550 USD |
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USD 0.01 common |
Sale |
200 |
27.9350 USD |
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USD 0.01 common |
Sale |
257 |
27.9101 USD |
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USD 0.01 common |
Sale |
300 |
27.8833 USD |
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USD 0.01 common |
Sale |
300 |
27.8800 USD |
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USD 0.01 common |
Sale |
300 |
27.8616 USD |
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USD 0.01 common |
Sale |
300 |
27.8500 USD |
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USD 0.01 common |
Sale |
300 |
27.5866 USD |
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USD 0.01 common |
Sale |
400 |
27.8475 USD |
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USD 0.01 common |
Sale |
400 |
27.8600 USD |
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USD 0.01 common |
Sale |
400 |
27.9400 USD |
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USD 0.01 common |
Sale |
700 |
27.7600 USD |
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USD 0.01 common |
Sale |
739 |
27.7751 USD |
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USD 0.01 common |
Sale |
777 |
27.9314 USD |
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USD 0.01 common |
Sale |
900 |
27.8988 USD |
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USD 0.01 common |
Sale |
902 |
27.7851 USD |
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USD 0.01 common |
Sale |
904 |
27.8152 USD |
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USD 0.01 common |
Sale |
918 |
27.8842 USD |
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USD 0.01 common |
Sale |
1,013 |
27.9067 USD |
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USD 0.01 common |
Sale |
1,305 |
27.8898 USD |
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USD 0.01 common |
Sale |
1,386 |
27.8900 USD |
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USD 0.01 common |
Sale |
1,415 |
27.9086 USD |
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USD 0.01 common |
Sale |
1,855 |
27.8942 USD |
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USD 0.01 common |
Sale |
2,169 |
27.9095 USD |
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USD 0.01 common |
Sale |
2,212 |
27.7975 USD |
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USD 0.01 common |
Sale |
2,900 |
27.8675 USD |
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USD 0.01 common |
Sale |
2,951 |
27.9048 USD |
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USD 0.01 common |
Sale |
5,337 |
27.9183 USD |
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USD 0.01 common |
Sale |
6,005 |
27.9030 USD |
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USD 0.01 common |
Sale |
8,107 |
27.9244 USD |
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USD 0.01 common |
Sale |
12,377 |
27.9160 USD |
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USD 0.01 common |
Sale |
16,210 |
27.8013 USD |
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USD 0.01 common |
Sale |
23,611 |
27.8390 USD |
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USD 0.01 common |
Sale |
29,000 |
27.8301 USD |
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USD 0.01 common |
Sale |
69,492 |
27.8967 USD |
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USD 0.01 common |
Sale |
74,878 |
27.8785 USD |
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USD 0.01 common |
Sale |
164,642 |
27.9200 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
15 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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