FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,310,262 |
0.23% |
1,137,523 |
0.20% |
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(2) |
Cash-settled derivatives: |
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511,188 |
0.09% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,821,450 |
0.31% |
3,002,911 |
0.52% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
6 |
26.0150 USD |
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USD 0.01 common |
Purchase |
50 |
28.3000 USD |
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USD 0.01 common |
Purchase |
50 |
28.2000 USD |
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USD 0.01 common |
Purchase |
50 |
28.2400 USD |
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USD 0.01 common |
Purchase |
51 |
27.2317 USD |
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USD 0.01 common |
Purchase |
74 |
25.9550 USD |
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USD 0.01 common |
Purchase |
90 |
27.2550 USD |
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USD 0.01 common |
Purchase |
100 |
25.5200 USD |
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USD 0.01 common |
Purchase |
100 |
25.7400 USD |
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USD 0.01 common |
Purchase |
100 |
25.5900 USD |
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USD 0.01 common |
Purchase |
100 |
28.2500 USD |
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USD 0.01 common |
Purchase |
100 |
26.7400 USD |
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USD 0.01 common |
Purchase |
143 |
26.0515 USD |
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USD 0.01 common |
Purchase |
150 |
25.9150 USD |
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USD 0.01 common |
Purchase |
150 |
28.3533 USD |
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USD 0.01 common |
Purchase |
151 |
26.4381 USD |
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USD 0.01 common |
Purchase |
163 |
25.9850 USD |
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USD 0.01 common |
Purchase |
168 |
26.7405 EUR |
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USD 0.01 common |
Purchase |
195 |
26.8614 USD |
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USD 0.01 common |
Purchase |
200 |
28.2450 USD |
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USD 0.01 common |
Purchase |
200 |
28.2550 USD |
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USD 0.01 common |
Purchase |
200 |
26.7050 USD |
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USD 0.01 common |
Purchase |
248 |
26.8273 USD |
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USD 0.01 common |
Purchase |
289 |
26.7496 USD |
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USD 0.01 common |
Purchase |
298 |
26.9240 USD |
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USD 0.01 common |
Purchase |
300 |
26.1333 USD |
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USD 0.01 common |
Purchase |
300 |
25.6850 USD |
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USD 0.01 common |
Purchase |
359 |
28.2486 USD |
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USD 0.01 common |
Purchase |
385 |
28.2487 USD |
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USD 0.01 common |
Purchase |
390 |
25.6802 USD |
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USD 0.01 common |
Purchase |
400 |
25.7075 USD |
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USD 0.01 common |
Purchase |
400 |
25.6562 USD |
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USD 0.01 common |
Purchase |
400 |
25.6462 USD |
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USD 0.01 common |
Purchase |
400 |
28.3587 USD |
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USD 0.01 common |
Purchase |
436 |
26.0117 USD |
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USD 0.01 common |
Purchase |
450 |
28.2488 USD |
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USD 0.01 common |
Purchase |
483 |
26.3820 USD |
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USD 0.01 common |
Purchase |
600 |
25.6241 USD |
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USD 0.01 common |
Purchase |
619 |
26.3468 USD |
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USD 0.01 common |
Purchase |
700 |
25.6621 USD |
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USD 0.01 common |
Purchase |
737 |
25.6521 USD |
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USD 0.01 common |
Purchase |
835 |
25.6326 USD |
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USD 0.01 common |
Purchase |
1,100 |
25.6459 USD |
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USD 0.01 common |
Purchase |
1,128 |
26.5525 USD |
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USD 0.01 common |
Purchase |
1,150 |
28.2608 USD |
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USD 0.01 common |
Purchase |
1,174 |
26.1190 USD |
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USD 0.01 common |
Purchase |
1,184 |
26.1757 USD |
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USD 0.01 common |
Purchase |
1,343 |
27.0930 USD |
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USD 0.01 common |
Purchase |
1,352 |
25.9194 USD |
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USD 0.01 common |
Purchase |
1,352 |
25.9195 USD |
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USD 0.01 common |
Purchase |
1,378 |
26.3629 USD |
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USD 0.01 common |
Purchase |
1,597 |
26.8010 USD |
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USD 0.01 common |
Purchase |
1,700 |
25.6550 USD |
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USD 0.01 common |
Purchase |
1,700 |
28.3538 USD |
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USD 0.01 common |
Purchase |
2,100 |
25.5885 USD |
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USD 0.01 common |
Purchase |
2,243 |
26.7626 USD |
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USD 0.01 common |
Purchase |
2,500 |
25.9400 USD |
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USD 0.01 common |
Purchase |
2,700 |
25.6170 USD |
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USD 0.01 common |
Purchase |
3,329 |
26.1257 USD |
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USD 0.01 common |
Purchase |
3,423 |
26.0746 USD |
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USD 0.01 common |
Purchase |
3,468 |
26.0380 USD |
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USD 0.01 common |
Purchase |
4,134 |
26.7236 USD |
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USD 0.01 common |
Purchase |
4,136 |
26.0584 USD |
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USD 0.01 common |
Purchase |
4,297 |
26.1855 USD |
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USD 0.01 common |
Purchase |
4,608 |
26.0966 USD |
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USD 0.01 common |
Purchase |
6,300 |
28.3576 USD |
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USD 0.01 common |
Purchase |
7,550 |
28.9100 USD |
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USD 0.01 common |
Purchase |
8,560 |
26.9356 USD |
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USD 0.01 common |
Purchase |
8,587 |
26.1018 USD |
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USD 0.01 common |
Purchase |
10,385 |
26.3413 USD |
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USD 0.01 common |
Purchase |
11,842 |
26.1994 USD |
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USD 0.01 common |
Purchase |
12,562 |
25.8949 USD |
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USD 0.01 common |
Purchase |
13,498 |
25.9547 USD |
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USD 0.01 common |
Purchase |
15,351 |
26.1898 USD |
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USD 0.01 common |
Purchase |
16,120 |
25.9091 USD |
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USD 0.01 common |
Purchase |
19,564 |
25.8960 USD |
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USD 0.01 common |
Purchase |
19,876 |
27.1201 USD |
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USD 0.01 common |
Purchase |
23,398 |
25.8640 USD |
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USD 0.01 common |
Purchase |
27,252 |
26.5335 USD |
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USD 0.01 common |
Purchase |
31,715 |
25.9031 USD |
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USD 0.01 common |
Purchase |
38,205 |
27.0230 USD |
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USD 0.01 common |
Purchase |
65,332 |
26.1132 USD |
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USD 0.01 common |
Purchase |
86,196 |
26.3561 USD |
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USD 0.01 common |
Purchase |
109,383 |
26.3973 USD |
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USD 0.01 common |
Purchase |
112,212 |
26.1000 USD |
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USD 0.01 common |
Purchase |
128,600 |
27.2108 USD |
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USD 0.01 common |
Purchase |
140,083 |
26.1100 USD |
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USD 0.01 common |
Purchase |
260,553 |
26.7667 USD |
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USD 0.01 common |
Purchase |
309,748 |
26.2011 USD |
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USD 0.01 common |
Purchase |
482,033 |
26.3290 USD |
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USD 0.01 common |
Sale |
1 |
25.7400 USD |
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USD 0.01 common |
Sale |
1 |
25.7800 USD |
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USD 0.01 common |
Sale |
1 |
25.8300 USD |
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USD 0.01 common |
Sale |
2 |
30.3300 USD |
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USD 0.01 common |
Sale |
2 |
25.8000 USD |
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USD 0.01 common |
Sale |
3 |
26.0200 USD |
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USD 0.01 common |
Sale |
28 |
29.0300 USD |
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USD 0.01 common |
Sale |
43 |
26.0550 USD |
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USD 0.01 common |
Sale |
83 |
27.4300 USD |
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USD 0.01 common |
Sale |
100 |
25.8850 USD |
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USD 0.01 common |
Sale |
100 |
25.8900 USD |
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USD 0.01 common |
Sale |
100 |
27.1550 USD |
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USD 0.01 common |
Sale |
121 |
25.8902 USD |
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USD 0.01 common |
Sale |
150 |
25.9550 USD |
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USD 0.01 common |
Sale |
159 |
25.9628 USD |
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USD 0.01 common |
Sale |
168 |
26.7405 EUR |
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USD 0.01 common |
Sale |
182 |
25.9543 USD |
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USD 0.01 common |
Sale |
192 |
26.9000 USD |
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USD 0.01 common |
Sale |
200 |
26.0500 USD |
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USD 0.01 common |
Sale |
290 |
26.5993 USD |
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USD 0.01 common |
Sale |
300 |
27.3900 USD |
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USD 0.01 common |
Sale |
400 |
27.7225 USD |
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USD 0.01 common |
Sale |
459 |
27.1083 USD |
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USD 0.01 common |
Sale |
587 |
25.9097 USD |
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USD 0.01 common |
Sale |
600 |
27.4366 USD |
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USD 0.01 common |
Sale |
783 |
26.9150 USD |
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USD 0.01 common |
Sale |
900 |
27.3112 USD |
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USD 0.01 common |
Sale |
900 |
25.9188 USD |
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USD 0.01 common |
Sale |
933 |
27.4164 USD |
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USD 0.01 common |
Sale |
1,282 |
25.8606 USD |
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USD 0.01 common |
Sale |
1,324 |
27.1873 USD |
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USD 0.01 common |
Sale |
1,352 |
25.9194 USD |
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USD 0.01 common |
Sale |
1,544 |
26.9903 USD |
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USD 0.01 common |
Sale |
1,663 |
25.8341 USD |
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USD 0.01 common |
Sale |
1,679 |
27.3897 USD |
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USD 0.01 common |
Sale |
1,700 |
25.6550 USD |
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USD 0.01 common |
Sale |
1,868 |
25.8738 USD |
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USD 0.01 common |
Sale |
2,277 |
25.8422 USD |
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USD 0.01 common |
Sale |
2,285 |
27.4661 USD |
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USD 0.01 common |
Sale |
2,375 |
25.9006 USD |
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USD 0.01 common |
Sale |
2,563 |
25.9004 USD |
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USD 0.01 common |
Sale |
2,600 |
25.9646 USD |
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USD 0.01 common |
Sale |
2,600 |
25.9400 USD |
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USD 0.01 common |
Sale |
2,654 |
25.8566 USD |
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USD 0.01 common |
Sale |
2,758 |
25.8743 USD |
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USD 0.01 common |
Sale |
2,784 |
25.9031 USD |
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USD 0.01 common |
Sale |
2,816 |
25.8334 USD |
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USD 0.01 common |
Sale |
2,959 |
26.2236 USD |
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USD 0.01 common |
Sale |
3,200 |
26.4769 USD |
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USD 0.01 common |
Sale |
3,311 |
27.3736 USD |
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USD 0.01 common |
Sale |
6,000 |
25.9092 USD |
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USD 0.01 common |
Sale |
9,425 |
26.1465 USD |
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USD 0.01 common |
Sale |
10,000 |
28.3425 USD |
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USD 0.01 common |
Sale |
12,562 |
25.8949 USD |
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USD 0.01 common |
Sale |
12,562 |
25.8948 USD |
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USD 0.01 common |
Sale |
15,100 |
28.9100 USD |
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USD 0.01 common |
Sale |
27,640 |
26.3224 USD |
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USD 0.01 common |
Sale |
33,967 |
26.3631 USD |
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USD 0.01 common |
Sale |
42,335 |
26.3389 USD |
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USD 0.01 common |
Sale |
43,766 |
26.1098 USD |
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USD 0.01 common |
Sale |
50,400 |
26.9930 USD |
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USD 0.01 common |
Sale |
67,719 |
26.6477 USD |
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USD 0.01 common |
Sale |
73,506 |
26.1062 USD |
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USD 0.01 common |
Sale |
75,068 |
26.3996 USD |
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USD 0.01 common |
Sale |
77,212 |
26.1100 USD |
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USD 0.01 common |
Sale |
78,496 |
26.5477 USD |
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USD 0.01 common |
Sale |
78,613 |
26.1099 USD |
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USD 0.01 common |
Sale |
87,022 |
26.1323 USD |
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USD 0.01 common |
Sale |
127,714 |
27.2651 USD |
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USD 0.01 common |
Sale |
134,943 |
26.0703 USD |
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USD 0.01 common |
Sale |
263,398 |
26.8609 USD |
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USD 0.01 common |
Sale |
303,685 |
25.8733 USD |
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USD 0.01 common |
Sale |
334,267 |
26.4102 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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