Form 8.3 - NortonLifeLock Inc. Amendment
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FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,315,628 |
0.23% |
1,225,085 |
0.21% |
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(2) |
Cash-settled derivatives: |
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458,188 |
0.08% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,773,816 |
0.30% |
3,090,473 |
0.53% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
7 |
25.7700 USD |
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USD 0.01 common |
Purchase |
12 |
25.8766 USD |
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USD 0.01 common |
Purchase |
16 |
25.9100 USD |
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USD 0.01 common |
Purchase |
26 |
25.6600 USD |
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USD 0.01 common |
Purchase |
26 |
25.9050 USD |
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USD 0.01 common |
Purchase |
36 |
25.8744 USD |
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USD 0.01 common |
Purchase |
37 |
25.8737 USD |
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USD 0.01 common |
Purchase |
38 |
25.8636 USD |
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USD 0.01 common |
Purchase |
38 |
25.8886 USD |
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USD 0.01 common |
Purchase |
44 |
25.8702 USD |
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USD 0.01 common |
Purchase |
47 |
25.8870 USD |
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USD 0.01 common |
Purchase |
52 |
25.8763 USD |
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USD 0.01 common |
Purchase |
64 |
25.8765 USD |
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USD 0.01 common |
Purchase |
89 |
25.8485 USD |
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USD 0.01 common |
Purchase |
93 |
25.8922 USD |
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USD 0.01 common |
Purchase |
100 |
25.5200 USD |
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USD 0.01 common |
Purchase |
101 |
25.8900 USD |
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USD 0.01 common |
Purchase |
101 |
23.4500 EUR |
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USD 0.01 common |
Purchase |
110 |
25.7850 USD |
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USD 0.01 common |
Purchase |
178 |
25.8500 USD |
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USD 0.01 common |
Purchase |
200 |
25.7550 USD |
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USD 0.01 common |
Purchase |
499 |
25.9101 USD |
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USD 0.01 common |
Purchase |
600 |
25.7500 USD |
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USD 0.01 common |
Purchase |
700 |
25.9057 USD |
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USD 0.01 common |
Purchase |
1,151 |
25.9782 USD |
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USD 0.01 common |
Purchase |
1,175 |
25.8968 USD |
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USD 0.01 common |
Purchase |
1,331 |
25.8749 USD |
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USD 0.01 common |
Purchase |
1,768 |
25.7450 USD |
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USD 0.01 common |
Purchase |
1,936 |
25.8603 USD |
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USD 0.01 common |
Purchase |
2,020 |
25.8759 USD |
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USD 0.01 common |
Purchase |
2,360 |
25.8673 USD |
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USD 0.01 common |
Purchase |
2,368 |
25.7462 USD |
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USD 0.01 common |
Purchase |
2,440 |
25.9200 USD |
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USD 0.01 common |
Purchase |
2,583 |
25.8680 USD |
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USD 0.01 common |
Purchase |
2,720 |
25.8810 USD |
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USD 0.01 common |
Purchase |
2,902 |
25.8666 USD |
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USD 0.01 common |
Purchase |
2,996 |
25.8592 USD |
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USD 0.01 common |
Purchase |
3,107 |
25.8631 USD |
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USD 0.01 common |
Purchase |
3,464 |
25.9266 USD |
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USD 0.01 common |
Purchase |
3,938 |
25.8139 USD |
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USD 0.01 common |
Purchase |
4,105 |
25.8773 USD |
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USD 0.01 common |
Purchase |
4,226 |
25.9179 USD |
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USD 0.01 common |
Purchase |
5,290 |
25.7907 USD |
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USD 0.01 common |
Purchase |
5,383 |
25.8806 USD |
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USD 0.01 common |
Purchase |
8,595 |
25.9876 USD |
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USD 0.01 common |
Purchase |
8,873 |
25.8657 USD |
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USD 0.01 common |
Purchase |
14,704 |
25.9287 USD |
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USD 0.01 common |
Purchase |
20,437 |
25.8418 USD |
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USD 0.01 common |
Purchase |
43,244 |
25.8158 USD |
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USD 0.01 common |
Purchase |
44,607 |
25.8544 USD |
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USD 0.01 common |
Purchase |
53,914 |
25.9099 USD |
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USD 0.01 common |
Purchase |
99,445 |
25.8459 USD |
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USD 0.01 common |
Purchase |
109,944 |
25.9299 USD |
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USD 0.01 common |
Purchase |
112,802 |
25.9300 USD |
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USD 0.01 common |
Purchase |
208,014 |
25.8272 USD |
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USD 0.01 common |
Purchase |
245,466 |
25.8277 USD |
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USD 0.01 common |
Sale |
1 |
25.9400 USD |
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USD 0.01 common |
Sale |
2 |
25.8050 USD |
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USD 0.01 common |
Sale |
2 |
25.8650 USD |
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USD 0.01 common |
Sale |
4 |
25.8425 USD |
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USD 0.01 common |
Sale |
4 |
25.8100 USD |
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USD 0.01 common |
Sale |
6 |
25.8633 USD |
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USD 0.01 common |
Sale |
6 |
25.8300 USD |
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USD 0.01 common |
Sale |
8 |
25.7575 USD |
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USD 0.01 common |
Sale |
26 |
25.6600 USD |
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USD 0.01 common |
Sale |
26 |
25.9050 USD |
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USD 0.01 common |
Sale |
70 |
25.7200 USD |
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USD 0.01 common |
Sale |
86 |
25.8566 USD |
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USD 0.01 common |
Sale |
100 |
26.0100 USD |
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USD 0.01 common |
Sale |
100 |
25.8200 USD |
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USD 0.01 common |
Sale |
100 |
25.8600 USD |
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USD 0.01 common |
Sale |
101 |
23.4500 EUR |
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USD 0.01 common |
Sale |
102 |
25.8500 USD |
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USD 0.01 common |
Sale |
110 |
25.7850 USD |
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USD 0.01 common |
Sale |
122 |
25.8388 USD |
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USD 0.01 common |
Sale |
128 |
25.9125 USD |
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USD 0.01 common |
Sale |
130 |
25.8593 USD |
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USD 0.01 common |
Sale |
134 |
25.8823 USD |
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USD 0.01 common |
Sale |
140 |
25.8747 USD |
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USD 0.01 common |
Sale |
149 |
25.8619 USD |
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USD 0.01 common |
Sale |
152 |
25.8840 USD |
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USD 0.01 common |
Sale |
160 |
25.8750 USD |
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USD 0.01 common |
Sale |
200 |
25.8400 USD |
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USD 0.01 common |
Sale |
203 |
25.8733 USD |
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USD 0.01 common |
Sale |
265 |
25.8854 USD |
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USD 0.01 common |
Sale |
300 |
25.8000 USD |
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USD 0.01 common |
Sale |
700 |
25.9764 USD |
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USD 0.01 common |
Sale |
1,010 |
26.1621 USD |
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USD 0.01 common |
Sale |
1,736 |
25.9364 USD |
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USD 0.01 common |
Sale |
2,368 |
25.7463 USD |
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USD 0.01 common |
Sale |
2,368 |
25.7462 USD |
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USD 0.01 common |
Sale |
2,400 |
25.9200 USD |
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USD 0.01 common |
Sale |
2,738 |
26.0200 USD |
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USD 0.01 common |
Sale |
4,529 |
25.9184 USD |
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USD 0.01 common |
Sale |
5,700 |
25.9331 USD |
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USD 0.01 common |
Sale |
18,034 |
25.8533 USD |
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USD 0.01 common |
Sale |
21,493 |
25.8326 USD |
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USD 0.01 common |
Sale |
25,113 |
25.8677 USD |
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USD 0.01 common |
Sale |
27,018 |
25.8634 USD |
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USD 0.01 common |
Sale |
35,390 |
25.9298 USD |
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USD 0.01 common |
Sale |
103,070 |
25.9299 USD |
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USD 0.01 common |
Sale |
109,556 |
25.9300 USD |
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USD 0.01 common |
Sale |
119,179 |
25.8541 USD |
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USD 0.01 common |
Sale |
209,499 |
25.8293 USD |
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USD 0.01 common |
Sale |
312,322 |
25.8254 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
21 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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