FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
29 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,279,717 |
0.22% |
1,376,853 |
0.24% |
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(2) |
Cash-settled derivatives: |
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1,648,723 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
2,928,440 |
0.51% |
5,133,975 |
0.90% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
4,916,000 |
0.86% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
4,916,000 |
0.86% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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Convertible Bond |
Purchase |
2,457,000 |
118.1484 USD |
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Convertible Bond |
Purchase |
2,458,000 |
118.0602 USD |
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Convertible Bond |
Purchase |
9,830,000 |
118.2380 USD |
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Convertible Bond |
Sale |
4,914,000 |
118.1484 USD |
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Convertible Bond |
Sale |
4,915,000 |
118.2380 USD |
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Convertible Bond |
Sale |
4,916,000 |
118.0602 USD |
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USD 0.01 common |
Purchase |
9 |
24.4200 USD |
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USD 0.01 common |
Purchase |
17 |
24.5150 USD |
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USD 0.01 common |
Purchase |
27 |
24.3159 USD |
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USD 0.01 common |
Purchase |
30 |
24.4000 USD |
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USD 0.01 common |
Purchase |
45 |
24.4466 USD |
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USD 0.01 common |
Purchase |
86 |
24.3979 USD |
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USD 0.01 common |
Purchase |
100 |
24.4300 USD |
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USD 0.01 common |
Purchase |
103 |
24.4545 USD |
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USD 0.01 common |
Purchase |
130 |
24.3215 USD |
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USD 0.01 common |
Purchase |
160 |
24.3409 USD |
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USD 0.01 common |
Purchase |
181 |
24.3485 EUR |
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USD 0.01 common |
Purchase |
200 |
24.3050 USD |
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USD 0.01 common |
Purchase |
200 |
24.4400 USD |
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USD 0.01 common |
Purchase |
200 |
24.2950 USD |
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USD 0.01 common |
Purchase |
200 |
24.3675 USD |
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USD 0.01 common |
Purchase |
200 |
24.4350 USD |
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USD 0.01 common |
Purchase |
276 |
24.4977 USD |
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USD 0.01 common |
Purchase |
280 |
24.4075 USD |
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USD 0.01 common |
Purchase |
322 |
24.3797 USD |
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USD 0.01 common |
Purchase |
345 |
24.3692 USD |
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USD 0.01 common |
Purchase |
500 |
24.5000 USD |
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USD 0.01 common |
Purchase |
507 |
24.3653 USD |
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USD 0.01 common |
Purchase |
521 |
24.4362 USD |
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USD 0.01 common |
Purchase |
621 |
24.4731 USD |
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USD 0.01 common |
Purchase |
700 |
24.3728 USD |
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USD 0.01 common |
Purchase |
900 |
24.3805 USD |
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USD 0.01 common |
Purchase |
900 |
24.4277 USD |
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USD 0.01 common |
Purchase |
924 |
24.5154 USD |
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USD 0.01 common |
Purchase |
1,200 |
24.3008 USD |
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USD 0.01 common |
Purchase |
1,300 |
24.3138 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.3000 USD |
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USD 0.01 common |
Purchase |
1,500 |
24.2820 USD |
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USD 0.01 common |
Purchase |
1,700 |
24.3005 USD |
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USD 0.01 common |
Purchase |
2,429 |
24.4150 USD |
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USD 0.01 common |
Purchase |
2,576 |
24.4633 USD |
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USD 0.01 common |
Purchase |
2,576 |
24.4632 USD |
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USD 0.01 common |
Purchase |
3,849 |
24.3092 USD |
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USD 0.01 common |
Purchase |
3,922 |
24.5198 USD |
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USD 0.01 common |
Purchase |
5,602 |
24.5130 USD |
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USD 0.01 common |
Purchase |
5,682 |
24.3120 USD |
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USD 0.01 common |
Purchase |
6,396 |
24.4007 USD |
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USD 0.01 common |
Purchase |
8,419 |
24.5501 USD |
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USD 0.01 common |
Purchase |
8,504 |
24.5500 USD |
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USD 0.01 common |
Purchase |
9,875 |
24.3077 USD |
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USD 0.01 common |
Purchase |
11,302 |
24.3022 USD |
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USD 0.01 common |
Purchase |
14,885 |
24.4067 USD |
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USD 0.01 common |
Purchase |
22,409 |
24.5300 USD |
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USD 0.01 common |
Purchase |
32,047 |
24.4684 USD |
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USD 0.01 common |
Purchase |
36,058 |
24.4688 USD |
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USD 0.01 common |
Purchase |
38,135 |
24.3100 USD |
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USD 0.01 common |
Purchase |
44,159 |
24.3676 USD |
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USD 0.01 common |
Purchase |
50,000 |
24.5009 USD |
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USD 0.01 common |
Purchase |
50,000 |
24.4863 USD |
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USD 0.01 common |
Purchase |
50,337 |
24.5243 USD |
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USD 0.01 common |
Purchase |
55,666 |
24.3901 USD |
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USD 0.01 common |
Purchase |
100,742 |
24.4289 USD |
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USD 0.01 common |
Purchase |
173,200 |
24.4250 USD |
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USD 0.01 common |
Sale |
19 |
24.2750 USD |
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USD 0.01 common |
Sale |
50 |
24.6300 USD |
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USD 0.01 common |
Sale |
59 |
24.4644 USD |
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USD 0.01 common |
Sale |
73 |
24.5100 USD |
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USD 0.01 common |
Sale |
100 |
24.4900 USD |
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USD 0.01 common |
Sale |
105 |
24.4950 USD |
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USD 0.01 common |
Sale |
181 |
24.3485 EUR |
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USD 0.01 common |
Sale |
194 |
24.4712 USD |
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USD 0.01 common |
Sale |
200 |
24.4450 USD |
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USD 0.01 common |
Sale |
200 |
24.2950 USD |
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USD 0.01 common |
Sale |
388 |
24.5050 USD |
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USD 0.01 common |
Sale |
400 |
24.3399 USD |
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USD 0.01 common |
Sale |
417 |
24.4967 USD |
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USD 0.01 common |
Sale |
498 |
24.5276 USD |
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USD 0.01 common |
Sale |
500 |
24.4850 USD |
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USD 0.01 common |
Sale |
536 |
24.5230 USD |
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USD 0.01 common |
Sale |
716 |
24.4001 USD |
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USD 0.01 common |
Sale |
775 |
24.5512 USD |
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USD 0.01 common |
Sale |
826 |
24.5910 USD |
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USD 0.01 common |
Sale |
876 |
24.4765 USD |
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USD 0.01 common |
Sale |
900 |
24.4361 USD |
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USD 0.01 common |
Sale |
1,014 |
24.5529 USD |
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USD 0.01 common |
Sale |
1,240 |
24.4742 USD |
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USD 0.01 common |
Sale |
1,300 |
24.2800 USD |
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USD 0.01 common |
Sale |
1,400 |
24.4964 USD |
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USD 0.01 common |
Sale |
1,609 |
24.4933 USD |
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USD 0.01 common |
Sale |
1,610 |
24.5503 USD |
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USD 0.01 common |
Sale |
1,790 |
24.4793 USD |
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USD 0.01 common |
Sale |
2,000 |
24.4870 USD |
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USD 0.01 common |
Sale |
2,216 |
24.5000 USD |
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USD 0.01 common |
Sale |
2,576 |
24.4632 USD |
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USD 0.01 common |
Sale |
2,599 |
24.4857 USD |
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USD 0.01 common |
Sale |
3,260 |
24.4812 USD |
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USD 0.01 common |
Sale |
3,586 |
24.5238 USD |
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USD 0.01 common |
Sale |
4,831 |
24.4861 USD |
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USD 0.01 common |
Sale |
4,996 |
24.4808 USD |
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USD 0.01 common |
Sale |
8,583 |
24.4912 USD |
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USD 0.01 common |
Sale |
8,695 |
24.5484 USD |
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USD 0.01 common |
Sale |
8,724 |
24.4705 USD |
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USD 0.01 common |
Sale |
9,893 |
24.4874 USD |
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USD 0.01 common |
Sale |
10,466 |
24.3965 USD |
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USD 0.01 common |
Sale |
13,040 |
24.4490 USD |
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USD 0.01 common |
Sale |
18,449 |
24.5115 USD |
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USD 0.01 common |
Sale |
23,234 |
24.4842 USD |
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USD 0.01 common |
Sale |
24,413 |
24.4973 USD |
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USD 0.01 common |
Sale |
29,647 |
24.5308 USD |
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USD 0.01 common |
Sale |
37,535 |
24.3100 USD |
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USD 0.01 common |
Sale |
47,643 |
24.4901 USD |
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USD 0.01 common |
Sale |
50,144 |
24.5500 USD |
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USD 0.01 common |
Sale |
86,700 |
24.4250 USD |
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USD 0.01 common |
Sale |
115,671 |
24.5300 USD |
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USD 0.01 common |
Sale |
223,748 |
24.4046 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
3 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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