FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
12 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,325,620 |
0.23% |
1,213,662 |
0.21% |
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(2) |
Cash-settled derivatives: |
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1,785,622 |
0.31% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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3,111,242 |
0.54% |
4,970,784 |
0.87% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
6 |
23.1100 USD |
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USD 0.01 common |
Purchase |
7 |
23.2550 USD |
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USD 0.01 common |
Purchase |
46 |
23.2108 USD |
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USD 0.01 common |
Purchase |
47 |
23.1500 USD |
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USD 0.01 common |
Purchase |
54 |
23.1394 USD |
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USD 0.01 common |
Purchase |
70 |
23.1677 USD |
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USD 0.01 common |
Purchase |
79 |
23.1200 USD |
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USD 0.01 common |
Purchase |
82 |
23.1617 USD |
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USD 0.01 common |
Purchase |
83 |
23.2178 USD |
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USD 0.01 common |
Purchase |
84 |
23.1819 USD |
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USD 0.01 common |
Purchase |
90 |
23.1832 USD |
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USD 0.01 common |
Purchase |
90 |
23.1345 USD |
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USD 0.01 common |
Purchase |
105 |
23.1370 USD |
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USD 0.01 common |
Purchase |
166 |
23.0904 USD |
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USD 0.01 common |
Purchase |
200 |
23.1850 USD |
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USD 0.01 common |
Purchase |
200 |
22.9975 USD |
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USD 0.01 common |
Purchase |
213 |
23.2125 USD |
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USD 0.01 common |
Purchase |
218 |
23.1400 USD |
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USD 0.01 common |
Purchase |
286 |
23.1337 USD |
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USD 0.01 common |
Purchase |
296 |
23.0908 USD |
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USD 0.01 common |
Purchase |
300 |
22.9900 USD |
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USD 0.01 common |
Purchase |
318 |
23.1449 USD |
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USD 0.01 common |
Purchase |
321 |
23.1906 USD |
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USD 0.01 common |
Purchase |
354 |
23.1415 USD |
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USD 0.01 common |
Purchase |
400 |
23.1800 USD |
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USD 0.01 common |
Purchase |
400 |
23.0587 USD |
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USD 0.01 common |
Purchase |
402 |
23.1075 USD |
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USD 0.01 common |
Purchase |
425 |
23.0817 USD |
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USD 0.01 common |
Purchase |
467 |
23.1385 USD |
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USD 0.01 common |
Purchase |
500 |
23.1460 USD |
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USD 0.01 common |
Purchase |
500 |
23.1300 USD |
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USD 0.01 common |
Purchase |
554 |
22.9969 USD |
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USD 0.01 common |
Purchase |
600 |
23.1908 USD |
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USD 0.01 common |
Purchase |
623 |
23.1767 USD |
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USD 0.01 common |
Purchase |
630 |
23.1336 USD |
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USD 0.01 common |
Purchase |
700 |
23.0978 USD |
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USD 0.01 common |
Purchase |
719 |
23.1608 USD |
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USD 0.01 common |
Purchase |
755 |
23.1352 USD |
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USD 0.01 common |
Purchase |
800 |
23.1900 USD |
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USD 0.01 common |
Purchase |
804 |
23.0219 USD |
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USD 0.01 common |
Purchase |
976 |
23.1702 USD |
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USD 0.01 common |
Purchase |
1,105 |
23.1384 USD |
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USD 0.01 common |
Purchase |
1,492 |
23.2131 USD |
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USD 0.01 common |
Purchase |
1,500 |
23.1856 USD |
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USD 0.01 common |
Purchase |
1,500 |
23.1313 USD |
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USD 0.01 common |
Purchase |
1,500 |
23.2000 USD |
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USD 0.01 common |
Purchase |
1,600 |
23.2593 USD |
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USD 0.01 common |
Purchase |
1,686 |
23.0500 USD |
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USD 0.01 common |
Purchase |
1,800 |
23.1496 USD |
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USD 0.01 common |
Purchase |
1,878 |
23.1581 USD |
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USD 0.01 common |
Purchase |
2,003 |
23.1801 USD |
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USD 0.01 common |
Purchase |
2,100 |
23.1347 USD |
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USD 0.01 common |
Purchase |
2,188 |
23.0212 USD |
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USD 0.01 common |
Purchase |
2,259 |
23.0644 USD |
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USD 0.01 common |
Purchase |
2,424 |
23.1967 USD |
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USD 0.01 common |
Purchase |
3,192 |
23.0459 USD |
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USD 0.01 common |
Purchase |
3,682 |
23.1712 USD |
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USD 0.01 common |
Purchase |
3,910 |
23.2103 USD |
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USD 0.01 common |
Purchase |
4,000 |
23.1962 USD |
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USD 0.01 common |
Purchase |
4,232 |
23.1374 USD |
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USD 0.01 common |
Purchase |
5,197 |
23.2105 USD |
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USD 0.01 common |
Purchase |
5,653 |
23.2079 USD |
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USD 0.01 common |
Purchase |
5,930 |
23.1925 USD |
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USD 0.01 common |
Purchase |
6,510 |
23.0991 USD |
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USD 0.01 common |
Purchase |
7,093 |
23.2160 USD |
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USD 0.01 common |
Purchase |
7,103 |
23.1922 USD |
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USD 0.01 common |
Purchase |
7,147 |
23.1721 USD |
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USD 0.01 common |
Purchase |
9,338 |
23.1333 USD |
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USD 0.01 common |
Purchase |
9,774 |
23.1261 USD |
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USD 0.01 common |
Purchase |
19,449 |
23.0471 USD |
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USD 0.01 common |
Purchase |
20,854 |
23.2247 USD |
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USD 0.01 common |
Purchase |
23,245 |
23.0597 USD |
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USD 0.01 common |
Purchase |
23,540 |
23.0987 USD |
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USD 0.01 common |
Purchase |
23,711 |
23.0920 USD |
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USD 0.01 common |
Purchase |
24,365 |
23.1893 USD |
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USD 0.01 common |
Purchase |
25,246 |
23.0594 USD |
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USD 0.01 common |
Purchase |
25,370 |
23.0601 USD |
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USD 0.01 common |
Purchase |
26,165 |
22.9500 USD |
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USD 0.01 common |
Purchase |
34,323 |
23.0600 USD |
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USD 0.01 common |
Purchase |
66,977 |
23.0611 USD |
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USD 0.01 common |
Purchase |
46,354 |
23.0939 USD |
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USD 0.01 common |
Purchase |
228,083 |
23.1040 USD |
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USD 0.01 common |
Purchase |
921,906 |
23.1498 USD |
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USD 0.01 common |
Purchase |
1,062,541 |
23.1600 USD |
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USD 0.01 common |
Sale |
24 |
23.1083 USD |
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USD 0.01 common |
Sale |
24 |
23.0900 USD |
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USD 0.01 common |
Sale |
44 |
23.0754 USD |
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USD 0.01 common |
Sale |
56 |
23.0957 USD |
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USD 0.01 common |
Sale |
100 |
23.0650 USD |
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USD 0.01 common |
Sale |
100 |
22.9950 USD |
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USD 0.01 common |
Sale |
100 |
22.9800 USD |
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USD 0.01 common |
Sale |
100 |
23.1850 USD |
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USD 0.01 common |
Sale |
100 |
23.0000 USD |
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USD 0.01 common |
Sale |
101 |
23.1100 USD |
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USD 0.01 common |
Sale |
105 |
22.9330 USD |
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USD 0.01 common |
Sale |
105 |
22.9771 USD |
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USD 0.01 common |
Sale |
148 |
23.0908 USD |
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USD 0.01 common |
Sale |
164 |
23.0787 USD |
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USD 0.01 common |
Sale |
200 |
23.0700 USD |
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USD 0.01 common |
Sale |
200 |
23.0100 USD |
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USD 0.01 common |
Sale |
210 |
23.0523 USD |
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USD 0.01 common |
Sale |
224 |
23.0750 USD |
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USD 0.01 common |
Sale |
269 |
22.9591 USD |
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USD 0.01 common |
Sale |
300 |
23.1683 USD |
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USD 0.01 common |
Sale |
341 |
23.0613 USD |
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USD 0.01 common |
Sale |
371 |
23.1449 USD |
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USD 0.01 common |
Sale |
459 |
23.0566 USD |
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USD 0.01 common |
Sale |
479 |
23.0556 USD |
|||
USD 0.01 common |
Sale |
488 |
23.1702 USD |
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USD 0.01 common |
Sale |
520 |
23.0025 USD |
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USD 0.01 common |
Sale |
631 |
23.0129 USD |
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USD 0.01 common |
Sale |
642 |
23.0952 USD |
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USD 0.01 common |
Sale |
718 |
23.1706 USD |
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USD 0.01 common |
Sale |
787 |
22.9928 USD |
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USD 0.01 common |
Sale |
814 |
22.9860 USD |
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USD 0.01 common |
Sale |
1,131 |
23.0159 USD |
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USD 0.01 common |
Sale |
1,244 |
23.1025 USD |
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USD 0.01 common |
Sale |
1,253 |
23.0242 USD |
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USD 0.01 common |
Sale |
1,280 |
22.9900 USD |
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USD 0.01 common |
Sale |
1,280 |
23.0679 USD |
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USD 0.01 common |
Sale |
1,478 |
23.1312 USD |
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USD 0.01 common |
Sale |
1,500 |
22.9910 USD |
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USD 0.01 common |
Sale |
1,503 |
23.0550 USD |
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USD 0.01 common |
Sale |
1,509 |
22.9989 USD |
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USD 0.01 common |
Sale |
1,800 |
23.1496 USD |
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USD 0.01 common |
Sale |
1,992 |
22.9949 USD |
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USD 0.01 common |
Sale |
2,000 |
22.9962 USD |
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USD 0.01 common |
Sale |
2,245 |
22.9969 USD |
|||
USD 0.01 common |
Sale |
2,276 |
23.0738 USD |
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USD 0.01 common |
Sale |
2,279 |
23.0999 USD |
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USD 0.01 common |
Sale |
2,296 |
23.1179 USD |
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USD 0.01 common |
Sale |
2,404 |
23.1229 USD |
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USD 0.01 common |
Sale |
2,630 |
23.0748 USD |
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USD 0.01 common |
Sale |
2,641 |
23.1291 USD |
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USD 0.01 common |
Sale |
2,877 |
23.0746 USD |
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USD 0.01 common |
Sale |
3,103 |
23.1391 USD |
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USD 0.01 common |
Sale |
3,438 |
23.0983 USD |
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USD 0.01 common |
Sale |
3,575 |
23.1133 USD |
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USD 0.01 common |
Sale |
3,589 |
23.0958 USD |
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USD 0.01 common |
Sale |
4,375 |
23.0718 USD |
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USD 0.01 common |
Sale |
4,501 |
23.0874 USD |
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USD 0.01 common |
Sale |
4,699 |
23.0517 USD |
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USD 0.01 common |
Sale |
5,288 |
23.1127 USD |
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USD 0.01 common |
Sale |
7,221 |
23.1137 USD |
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USD 0.01 common |
Sale |
7,276 |
23.0953 USD |
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USD 0.01 common |
Sale |
7,641 |
23.1048 USD |
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USD 0.01 common |
Sale |
8,205 |
23.0451 USD |
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USD 0.01 common |
Sale |
8,272 |
23.0932 USD |
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USD 0.01 common |
Sale |
8,454 |
23.0926 USD |
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USD 0.01 common |
Sale |
8,751 |
23.0891 USD |
|||
USD 0.01 common |
Sale |
9,064 |
23.1203 USD |
|||
USD 0.01 common |
Sale |
9,338 |
23.1333 USD |
|||
USD 0.01 common |
Sale |
10,020 |
23.1044 USD |
|||
USD 0.01 common |
Sale |
10,406 |
23.1091 USD |
|||
USD 0.01 common |
Sale |
11,060 |
22.9868 USD |
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USD 0.01 common |
Sale |
12,880 |
23.0594 USD |
|||
USD 0.01 common |
Sale |
13,041 |
23.1065 USD |
|||
USD 0.01 common |
Sale |
14,301 |
23.0866 USD |
|||
USD 0.01 common |
Sale |
19,228 |
23.0934 USD |
|||
USD 0.01 common |
Sale |
19,346 |
23.0967 USD |
|||
USD 0.01 common |
Sale |
19,506 |
23.0916 USD |
|||
USD 0.01 common |
Sale |
21,394 |
23.0722 USD |
|||
USD 0.01 common |
Sale |
23,245 |
23.0597 USD |
|||
USD 0.01 common |
Sale |
24,365 |
23.1893 USD |
|||
USD 0.01 common |
Sale |
26,100 |
23.1104 USD |
|||
USD 0.01 common |
Sale |
26,165 |
22.9500 USD |
|||
USD 0.01 common |
Sale |
28,783 |
23.0987 USD |
|||
USD 0.01 common |
Sale |
35,419 |
23.1010 USD |
|||
USD 0.01 common |
Sale |
50,841 |
23.0849 USD |
|||
USD 0.01 common |
Sale |
54,270 |
23.0886 USD |
|||
USD 0.01 common |
Sale |
75,088 |
23.1600 USD |
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USD 0.01 common |
Sale |
126,605 |
23.0600 USD |
|||
USD 0.01 common |
Sale |
140,765 |
23.1108 USD |
|||
USD 0.01 common |
Sale |
870,420 |
23.1592 USD |
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USD 0.01 common |
Sale |
871,879 |
23.1597 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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