Form 8.3 - NortonLifeLock Inc. Amendment
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FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,247,603 |
0.21% |
760,273 |
0.13% |
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(2) |
Cash-settled derivatives: |
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335,822 |
0.06% |
1,865,388 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,583,425 |
0.27% |
2,625,661 |
0.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
7 |
26.6342 USD |
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USD 0.01 common |
Purchase |
8 |
26.8600 USD |
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USD 0.01 common |
Purchase |
13 |
26.9038 USD |
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USD 0.01 common |
Purchase |
17 |
26.8950 USD |
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USD 0.01 common |
Purchase |
18 |
26.8400 USD |
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USD 0.01 common |
Purchase |
20 |
26.9250 USD |
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USD 0.01 common |
Purchase |
27 |
26.8240 USD |
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USD 0.01 common |
Purchase |
30 |
26.8275 USD |
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USD 0.01 common |
Purchase |
34 |
26.8817 USD |
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USD 0.01 common |
Purchase |
37 |
26.9032 USD |
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USD 0.01 common |
Purchase |
37 |
26.8571 USD |
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USD 0.01 common |
Purchase |
37 |
26.9159 USD |
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USD 0.01 common |
Purchase |
39 |
26.8584 USD |
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USD 0.01 common |
Purchase |
40 |
26.8645 USD |
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USD 0.01 common |
Purchase |
42 |
26.8878 USD |
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USD 0.01 common |
Purchase |
44 |
26.8686 USD |
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USD 0.01 common |
Purchase |
56 |
26.8850 USD |
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USD 0.01 common |
Purchase |
71 |
26.8749 USD |
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USD 0.01 common |
Purchase |
74 |
26.8836 USD |
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USD 0.01 common |
Purchase |
80 |
26.8742 USD |
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USD 0.01 common |
Purchase |
82 |
26.8942 USD |
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USD 0.01 common |
Purchase |
87 |
26.6166 USD |
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USD 0.01 common |
Purchase |
93 |
26.7600 USD |
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USD 0.01 common |
Purchase |
93 |
26.8060 USD |
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USD 0.01 common |
Purchase |
94 |
26.8877 USD |
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USD 0.01 common |
Purchase |
100 |
26.7350 USD |
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USD 0.01 common |
Purchase |
100 |
26.9300 USD |
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USD 0.01 common |
Purchase |
100 |
26.4600 USD |
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USD 0.01 common |
Purchase |
100 |
26.9050 USD |
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USD 0.01 common |
Purchase |
100 |
26.9000 USD |
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USD 0.01 common |
Purchase |
100 |
26.8904 USD |
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USD 0.01 common |
Purchase |
103 |
26.6997 USD |
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USD 0.01 common |
Purchase |
183 |
26.9059 USD |
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USD 0.01 common |
Purchase |
200 |
26.8800 USD |
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USD 0.01 common |
Purchase |
200 |
26.5250 USD |
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USD 0.01 common |
Purchase |
200 |
26.5500 USD |
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USD 0.01 common |
Purchase |
214 |
26.5659 USD |
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USD 0.01 common |
Purchase |
246 |
26.5085 USD |
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USD 0.01 common |
Purchase |
300 |
26.6533 USD |
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USD 0.01 common |
Purchase |
300 |
26.4383 USD |
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USD 0.01 common |
Purchase |
400 |
26.5125 USD |
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USD 0.01 common |
Purchase |
400 |
26.4925 USD |
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USD 0.01 common |
Purchase |
650 |
26.8772 USD |
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USD 0.01 common |
Purchase |
826 |
26.8674 USD |
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USD 0.01 common |
Purchase |
842 |
26.8625 USD |
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USD 0.01 common |
Purchase |
864 |
26.4834 USD |
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USD 0.01 common |
Purchase |
985 |
26.5400 USD |
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USD 0.01 common |
Purchase |
1,265 |
26.4167 USD |
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USD 0.01 common |
Purchase |
1,400 |
26.5135 USD |
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USD 0.01 common |
Purchase |
1,609 |
26.5411 USD |
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USD 0.01 common |
Purchase |
1,806 |
26.8243 USD |
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USD 0.01 common |
Purchase |
2,231 |
26.8520 USD |
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USD 0.01 common |
Purchase |
5,996 |
26.4900 USD |
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USD 0.01 common |
Purchase |
6,748 |
26.5331 USD |
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USD 0.01 common |
Purchase |
8,667 |
26.8700 USD |
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USD 0.01 common |
Purchase |
10,985 |
26.8220 USD |
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USD 0.01 common |
Purchase |
15,466 |
26.8319 USD |
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USD 0.01 common |
Purchase |
46,545 |
26.8615 USD |
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USD 0.01 common |
Purchase |
47,761 |
26.8670 USD |
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USD 0.01 common |
Purchase |
55,447 |
26.8653 USD |
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USD 0.01 common |
Purchase |
57,735 |
26.8805 USD |
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USD 0.01 common |
Sale |
8 |
26.8600 USD |
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USD 0.01 common |
Sale |
9 |
26.9100 USD |
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USD 0.01 common |
Sale |
17 |
26.8950 USD |
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USD 0.01 common |
Sale |
19 |
26.9000 USD |
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USD 0.01 common |
Sale |
19 |
26.8892 USD |
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USD 0.01 common |
Sale |
30 |
26.8613 USD |
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USD 0.01 common |
Sale |
31 |
26.8590 USD |
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USD 0.01 common |
Sale |
36 |
26.8777 USD |
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USD 0.01 common |
Sale |
37 |
26.8786 USD |
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USD 0.01 common |
Sale |
37 |
26.8964 USD |
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USD 0.01 common |
Sale |
44 |
26.8863 USD |
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USD 0.01 common |
Sale |
46 |
26.8682 USD |
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USD 0.01 common |
Sale |
48 |
26.8723 USD |
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USD 0.01 common |
Sale |
93 |
26.8060 USD |
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USD 0.01 common |
Sale |
106 |
26.9200 USD |
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USD 0.01 common |
Sale |
108 |
26.8979 USD |
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USD 0.01 common |
Sale |
148 |
26.8479 USD |
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USD 0.01 common |
Sale |
183 |
26.7940 USD |
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USD 0.01 common |
Sale |
297 |
26.8565 USD |
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USD 0.01 common |
Sale |
304 |
26.8706 USD |
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USD 0.01 common |
Sale |
407 |
26.8811 USD |
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USD 0.01 common |
Sale |
612 |
26.8466 USD |
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USD 0.01 common |
Sale |
629 |
26.8645 USD |
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USD 0.01 common |
Sale |
1,045 |
26.4900 USD |
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USD 0.01 common |
Sale |
1,167 |
26.8707 USD |
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USD 0.01 common |
Sale |
1,170 |
26.8806 USD |
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USD 0.01 common |
Sale |
1,911 |
26.7975 USD |
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USD 0.01 common |
Sale |
1,911 |
26.8742 USD |
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USD 0.01 common |
Sale |
2,129 |
26.8563 USD |
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USD 0.01 common |
Sale |
2,688 |
26.8101 USD |
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USD 0.01 common |
Sale |
3,384 |
26.8873 USD |
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USD 0.01 common |
Sale |
3,976 |
26.8736 USD |
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USD 0.01 common |
Sale |
3,999 |
26.7937 USD |
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USD 0.01 common |
Sale |
4,475 |
26.8671 USD |
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USD 0.01 common |
Sale |
4,725 |
26.8770 USD |
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USD 0.01 common |
Sale |
5,012 |
26.8905 USD |
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USD 0.01 common |
Sale |
5,190 |
26.8860 USD |
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USD 0.01 common |
Sale |
5,390 |
26.8814 USD |
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USD 0.01 common |
Sale |
6,539 |
26.8801 USD |
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USD 0.01 common |
Sale |
7,061 |
26.8785 USD |
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USD 0.01 common |
Sale |
8,190 |
26.8740 USD |
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USD 0.01 common |
Sale |
8,308 |
26.8584 USD |
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USD 0.01 common |
Sale |
10,579 |
26.8196 USD |
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USD 0.01 common |
Sale |
13,496 |
26.5331 USD |
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USD 0.01 common |
Sale |
13,605 |
26.8763 USD |
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USD 0.01 common |
Sale |
14,812 |
26.8700 USD |
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USD 0.01 common |
Sale |
18,515 |
26.7469 USD |
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USD 0.01 common |
Sale |
21,414 |
26.8638 USD |
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USD 0.01 common |
Sale |
45,038 |
26.5500 USD |
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USD 0.01 common |
Sale |
45,896 |
26.8702 USD |
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USD 0.01 common |
Sale |
54,364 |
26.8632 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
21 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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