Form 8.3 - NortonLifeLock Inc. Amendment
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FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
27 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,254,673 |
0.22% |
810,445 |
0.14% |
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(2) |
Cash-settled derivatives: |
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335,822 |
0.06% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,590,495 |
0.27% |
2,695,237 |
0.46% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
22 |
25.3100 USD |
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USD 0.01 common |
Purchase |
58 |
25.5850 USD |
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USD 0.01 common |
Purchase |
72 |
25.5787 USD |
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USD 0.01 common |
Purchase |
100 |
25.7900 USD |
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USD 0.01 common |
Purchase |
100 |
25.5150 USD |
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USD 0.01 common |
Purchase |
101 |
25.5200 USD |
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USD 0.01 common |
Purchase |
111 |
25.5676 USD |
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USD 0.01 common |
Purchase |
127 |
25.5638 USD |
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USD 0.01 common |
Purchase |
179 |
25.5424 USD |
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USD 0.01 common |
Purchase |
200 |
25.5275 USD |
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USD 0.01 common |
Purchase |
300 |
25.5100 USD |
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USD 0.01 common |
Purchase |
402 |
25.5900 USD |
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USD 0.01 common |
Purchase |
424 |
25.5882 USD |
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USD 0.01 common |
Purchase |
1,230 |
25.5000 USD |
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USD 0.01 common |
Purchase |
1,399 |
25.5522 USD |
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USD 0.01 common |
Purchase |
1,939 |
25.5938 USD |
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USD 0.01 common |
Purchase |
2,134 |
25.5357 USD |
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USD 0.01 common |
Purchase |
2,156 |
25.5271 USD |
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USD 0.01 common |
Purchase |
3,351 |
25.5208 USD |
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USD 0.01 common |
Purchase |
4,329 |
25.5527 USD |
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USD 0.01 common |
Purchase |
6,070 |
25.5705 USD |
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USD 0.01 common |
Purchase |
8,305 |
25.5491 USD |
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USD 0.01 common |
Purchase |
8,305 |
25.5490 USD |
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USD 0.01 common |
Purchase |
14,368 |
25.5304 USD |
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USD 0.01 common |
Purchase |
50,218 |
25.5300 USD |
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USD 0.01 common |
Purchase |
52,777 |
25.5051 USD |
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USD 0.01 common |
Purchase |
79,634 |
25.5731 USD |
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USD 0.01 common |
Sale |
7 |
25.5800 USD |
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USD 0.01 common |
Sale |
9 |
25.5222 USD |
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USD 0.01 common |
Sale |
12 |
25.4983 USD |
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USD 0.01 common |
Sale |
15 |
25.5553 USD |
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USD 0.01 common |
Sale |
16 |
25.5306 USD |
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USD 0.01 common |
Sale |
19 |
25.5473 USD |
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USD 0.01 common |
Sale |
20 |
25.5520 USD |
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USD 0.01 common |
Sale |
21 |
25.5342 USD |
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USD 0.01 common |
Sale |
21 |
25.5614 USD |
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USD 0.01 common |
Sale |
22 |
25.5781 USD |
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USD 0.01 common |
Sale |
23 |
25.5613 USD |
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USD 0.01 common |
Sale |
23 |
25.5113 USD |
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USD 0.01 common |
Sale |
25 |
25.5412 USD |
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USD 0.01 common |
Sale |
29 |
25.5200 USD |
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USD 0.01 common |
Sale |
31 |
25.5432 USD |
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USD 0.01 common |
Sale |
34 |
25.5352 USD |
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USD 0.01 common |
Sale |
36 |
25.5572 USD |
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USD 0.01 common |
Sale |
38 |
25.5676 USD |
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USD 0.01 common |
Sale |
39 |
25.5416 USD |
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USD 0.01 common |
Sale |
39 |
25.5400 USD |
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USD 0.01 common |
Sale |
52 |
25.5498 USD |
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USD 0.01 common |
Sale |
55 |
25.5454 USD |
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USD 0.01 common |
Sale |
57 |
25.5591 USD |
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USD 0.01 common |
Sale |
58 |
25.5850 USD |
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USD 0.01 common |
Sale |
65 |
25.5540 USD |
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USD 0.01 common |
Sale |
65 |
25.5610 USD |
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USD 0.01 common |
Sale |
83 |
25.5650 USD |
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USD 0.01 common |
Sale |
87 |
25.5390 USD |
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USD 0.01 common |
Sale |
91 |
25.5385 USD |
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USD 0.01 common |
Sale |
117 |
25.5427 USD |
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USD 0.01 common |
Sale |
182 |
25.5500 USD |
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USD 0.01 common |
Sale |
200 |
25.5700 USD |
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USD 0.01 common |
Sale |
228 |
25.5854 USD |
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USD 0.01 common |
Sale |
231 |
25.5656 USD |
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USD 0.01 common |
Sale |
314 |
25.5388 USD |
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USD 0.01 common |
Sale |
381 |
25.5504 USD |
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USD 0.01 common |
Sale |
400 |
25.5900 USD |
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USD 0.01 common |
Sale |
1,000 |
25.5565 USD |
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USD 0.01 common |
Sale |
1,013 |
25.5600 USD |
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USD 0.01 common |
Sale |
1,146 |
25.5334 USD |
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USD 0.01 common |
Sale |
1,406 |
25.5456 USD |
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USD 0.01 common |
Sale |
1,518 |
25.5497 USD |
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USD 0.01 common |
Sale |
2,504 |
25.5593 USD |
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USD 0.01 common |
Sale |
2,567 |
25.5869 USD |
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USD 0.01 common |
Sale |
2,723 |
25.5521 USD |
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USD 0.01 common |
Sale |
2,800 |
25.5421 USD |
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USD 0.01 common |
Sale |
2,893 |
25.5425 USD |
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USD 0.01 common |
Sale |
3,423 |
25.5389 USD |
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USD 0.01 common |
Sale |
3,805 |
25.5930 USD |
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USD 0.01 common |
Sale |
3,880 |
25.5663 USD |
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USD 0.01 common |
Sale |
4,435 |
25.5769 USD |
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USD 0.01 common |
Sale |
5,557 |
25.5448 USD |
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USD 0.01 common |
Sale |
7,832 |
25.5193 USD |
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USD 0.01 common |
Sale |
8,305 |
25.5490 USD |
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USD 0.01 common |
Sale |
17,119 |
25.5727 USD |
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USD 0.01 common |
Sale |
19,425 |
25.5732 USD |
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USD 0.01 common |
Sale |
29,469 |
25.5750 USD |
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USD 0.01 common |
Sale |
53,497 |
25.5070 USD |
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USD 0.01 common |
Sale |
57,720 |
25.5300 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Apr 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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