FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,269,437 |
0.22% |
1,374,352 |
0.24% |
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(2) |
Cash-settled derivatives: |
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1,655,069 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
2,924,506 |
0.51% |
5,131,474 |
0.90% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
24.7500 USD |
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USD 0.01 common |
Purchase |
4 |
24.7375 USD |
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USD 0.01 common |
Purchase |
9 |
24.9900 USD |
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USD 0.01 common |
Purchase |
40 |
24.7900 USD |
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USD 0.01 common |
Purchase |
50 |
24.7600 USD |
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USD 0.01 common |
Purchase |
70 |
25.1300 USD |
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USD 0.01 common |
Purchase |
100 |
24.9700 USD |
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USD 0.01 common |
Purchase |
102 |
24.7793 USD |
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USD 0.01 common |
Purchase |
108 |
24.7728 USD |
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USD 0.01 common |
Purchase |
200 |
24.7800 USD |
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USD 0.01 common |
Purchase |
200 |
24.9450 USD |
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USD 0.01 common |
Purchase |
266 |
25.0147 USD |
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USD 0.01 common |
Purchase |
295 |
24.9155 USD |
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USD 0.01 common |
Purchase |
311 |
24.9761 USD |
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USD 0.01 common |
Purchase |
448 |
25.0676 USD |
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USD 0.01 common |
Purchase |
574 |
24.8934 USD |
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USD 0.01 common |
Purchase |
600 |
24.7200 USD |
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USD 0.01 common |
Purchase |
600 |
25.0875 USD |
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USD 0.01 common |
Purchase |
600 |
25.0858 USD |
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USD 0.01 common |
Purchase |
782 |
24.9330 USD |
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USD 0.01 common |
Purchase |
806 |
24.8924 USD |
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USD 0.01 common |
Purchase |
944 |
24.9339 USD |
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USD 0.01 common |
Purchase |
1,116 |
25.0905 USD |
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USD 0.01 common |
Purchase |
1,175 |
25.0714 USD |
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USD 0.01 common |
Purchase |
1,812 |
25.3000 USD |
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USD 0.01 common |
Purchase |
2,268 |
25.1934 USD |
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USD 0.01 common |
Purchase |
3,316 |
24.7700 USD |
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USD 0.01 common |
Purchase |
3,982 |
25.0741 USD |
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USD 0.01 common |
Purchase |
4,286 |
25.1008 USD |
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USD 0.01 common |
Purchase |
4,439 |
25.1019 USD |
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USD 0.01 common |
Purchase |
5,850 |
25.0855 USD |
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USD 0.01 common |
Purchase |
6,396 |
25.0665 USD |
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USD 0.01 common |
Purchase |
7,705 |
25.0895 USD |
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USD 0.01 common |
Purchase |
8,231 |
25.0852 USD |
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USD 0.01 common |
Purchase |
10,311 |
24.8278 USD |
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USD 0.01 common |
Purchase |
10,339 |
24.8123 USD |
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USD 0.01 common |
Purchase |
14,124 |
24.9110 USD |
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USD 0.01 common |
Purchase |
17,190 |
24.9575 USD |
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USD 0.01 common |
Purchase |
18,469 |
24.8797 USD |
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USD 0.01 common |
Purchase |
18,652 |
24.9452 USD |
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USD 0.01 common |
Purchase |
20,657 |
24.9329 USD |
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USD 0.01 common |
Purchase |
20,873 |
24.9785 USD |
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USD 0.01 common |
Purchase |
27,401 |
24.9049 USD |
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USD 0.01 common |
Purchase |
50,339 |
24.7657 USD |
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USD 0.01 common |
Purchase |
96,655 |
24.8650 USD |
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USD 0.01 common |
Purchase |
114,754 |
24.9014 USD |
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USD 0.01 common |
Sale |
9 |
24.9300 USD |
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USD 0.01 common |
Sale |
50 |
24.7600 USD |
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USD 0.01 common |
Sale |
96 |
25.2400 USD |
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USD 0.01 common |
Sale |
100 |
24.7900 USD |
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USD 0.01 common |
Sale |
100 |
24.7450 USD |
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USD 0.01 common |
Sale |
100 |
24.7300 USD |
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USD 0.01 common |
Sale |
160 |
25.0343 USD |
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USD 0.01 common |
Sale |
200 |
25.2800 USD |
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USD 0.01 common |
Sale |
207 |
24.7381 USD |
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USD 0.01 common |
Sale |
247 |
24.8889 USD |
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USD 0.01 common |
Sale |
300 |
24.8450 USD |
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USD 0.01 common |
Sale |
315 |
25.1773 USD |
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USD 0.01 common |
Sale |
400 |
24.9650 USD |
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USD 0.01 common |
Sale |
400 |
24.8300 USD |
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USD 0.01 common |
Sale |
400 |
24.9200 USD |
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USD 0.01 common |
Sale |
624 |
24.7200 USD |
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USD 0.01 common |
Sale |
643 |
24.7383 USD |
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USD 0.01 common |
Sale |
664 |
24.7413 USD |
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USD 0.01 common |
Sale |
791 |
24.7921 USD |
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USD 0.01 common |
Sale |
937 |
24.7456 USD |
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USD 0.01 common |
Sale |
937 |
25.2389 USD |
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USD 0.01 common |
Sale |
1,043 |
24.7507 USD |
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USD 0.01 common |
Sale |
1,160 |
25.0500 USD |
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USD 0.01 common |
Sale |
1,297 |
24.7943 USD |
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USD 0.01 common |
Sale |
1,392 |
24.7499 USD |
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USD 0.01 common |
Sale |
1,488 |
24.7476 USD |
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USD 0.01 common |
Sale |
1,761 |
24.7784 USD |
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USD 0.01 common |
Sale |
1,812 |
25.3000 USD |
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USD 0.01 common |
Sale |
1,854 |
24.7427 USD |
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USD 0.01 common |
Sale |
2,128 |
24.7655 USD |
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USD 0.01 common |
Sale |
2,268 |
25.1934 USD |
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USD 0.01 common |
Sale |
3,246 |
24.7854 USD |
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USD 0.01 common |
Sale |
3,258 |
24.9722 USD |
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USD 0.01 common |
Sale |
3,416 |
24.7700 USD |
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USD 0.01 common |
Sale |
5,903 |
24.8799 USD |
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USD 0.01 common |
Sale |
6,674 |
24.8357 USD |
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USD 0.01 common |
Sale |
8,108 |
24.9987 USD |
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USD 0.01 common |
Sale |
8,181 |
24.7791 USD |
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USD 0.01 common |
Sale |
10,413 |
24.9693 USD |
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USD 0.01 common |
Sale |
10,422 |
24.7808 USD |
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USD 0.01 common |
Sale |
11,318 |
24.9013 USD |
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USD 0.01 common |
Sale |
13,685 |
25.0270 USD |
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USD 0.01 common |
Sale |
14,230 |
24.8017 USD |
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USD 0.01 common |
Sale |
45,345 |
24.8237 USD |
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USD 0.01 common |
Sale |
61,605 |
24.7928 USD |
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USD 0.01 common |
Sale |
69,511 |
25.0934 USD |
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USD 0.01 common |
Sale |
179,412 |
24.9000 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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