FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 August 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,284,378 |
0.22% |
1,411,807 |
0.25% |
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(2) |
Cash-settled derivatives: |
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1,509,373 |
0.26% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
73,200 |
0.01% |
150,000 |
0.03% |
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TOTAL: |
2,866,951 |
0.50% |
5,318,929 |
0.93% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
34 |
23.7900 USD |
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USD 0.01 common |
Purchase |
68 |
23.7775 USD |
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USD 0.01 common |
Purchase |
68 |
23.7700 USD |
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USD 0.01 common |
Purchase |
100 |
23.8600 USD |
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USD 0.01 common |
Purchase |
101 |
23.8200 USD |
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USD 0.01 common |
Purchase |
136 |
23.7750 USD |
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USD 0.01 common |
Purchase |
200 |
23.7300 USD |
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USD 0.01 common |
Purchase |
212 |
23.7833 USD |
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USD 0.01 common |
Purchase |
234 |
23.7950 USD |
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USD 0.01 common |
Purchase |
278 |
23.7816 USD |
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USD 0.01 common |
Purchase |
300 |
23.8400 USD |
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USD 0.01 common |
Purchase |
452 |
23.7731 USD |
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USD 0.01 common |
Purchase |
1,043 |
23.7673 USD |
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USD 0.01 common |
Purchase |
1,313 |
23.7717 USD |
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USD 0.01 common |
Purchase |
1,392 |
23.7917 USD |
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USD 0.01 common |
Purchase |
1,662 |
23.7759 USD |
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USD 0.01 common |
Purchase |
1,672 |
23.7882 USD |
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USD 0.01 common |
Purchase |
2,085 |
23.7684 USD |
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USD 0.01 common |
Purchase |
2,379 |
23.7710 USD |
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USD 0.01 common |
Purchase |
2,404 |
23.8303 USD |
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USD 0.01 common |
Purchase |
3,134 |
23.7800 USD |
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USD 0.01 common |
Purchase |
3,181 |
23.8026 USD |
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USD 0.01 common |
Purchase |
3,394 |
23.7747 USD |
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USD 0.01 common |
Purchase |
6,144 |
23.7692 USD |
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USD 0.01 common |
Purchase |
6,484 |
23.7616 USD |
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USD 0.01 common |
Purchase |
7,276 |
23.7989 USD |
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USD 0.01 common |
Purchase |
9,331 |
23.7793 USD |
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USD 0.01 common |
Purchase |
15,574 |
23.7947 USD |
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USD 0.01 common |
Purchase |
16,604 |
23.8000 USD |
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USD 0.01 common |
Purchase |
17,135 |
23.7537 USD |
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USD 0.01 common |
Purchase |
18,543 |
23.8153 USD |
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USD 0.01 common |
Purchase |
24,354 |
23.7640 USD |
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USD 0.01 common |
Purchase |
39,440 |
23.7738 USD |
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USD 0.01 common |
Purchase |
41,853 |
23.7828 USD |
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USD 0.01 common |
Purchase |
49,958 |
23.7992 USD |
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USD 0.01 common |
Purchase |
97,188 |
23.7999 USD |
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USD 0.01 common |
Purchase |
219,973 |
23.7584 USD |
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USD 0.01 common |
Sale |
1 |
23.7700 USD |
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USD 0.01 common |
Sale |
2 |
23.7950 USD |
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USD 0.01 common |
Sale |
3 |
23.7666 USD |
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USD 0.01 common |
Sale |
5 |
23.7720 USD |
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USD 0.01 common |
Sale |
5 |
23.7920 USD |
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USD 0.01 common |
Sale |
7 |
23.7921 USD |
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USD 0.01 common |
Sale |
9 |
23.7833 USD |
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USD 0.01 common |
Sale |
15 |
23.7853 USD |
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USD 0.01 common |
Sale |
16 |
23.7887 USD |
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USD 0.01 common |
Sale |
16 |
23.7856 USD |
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USD 0.01 common |
Sale |
68 |
23.7500 USD |
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USD 0.01 common |
Sale |
146 |
23.6500 USD |
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USD 0.01 common |
Sale |
149 |
23.6995 USD |
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USD 0.01 common |
Sale |
300 |
23.6716 USD |
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USD 0.01 common |
Sale |
300 |
23.8400 USD |
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USD 0.01 common |
Sale |
395 |
23.8056 USD |
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USD 0.01 common |
Sale |
397 |
23.7398 USD |
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USD 0.01 common |
Sale |
421 |
23.7426 USD |
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USD 0.01 common |
Sale |
489 |
23.6886 USD |
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USD 0.01 common |
Sale |
500 |
23.8600 USD |
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USD 0.01 common |
Sale |
664 |
23.7773 USD |
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USD 0.01 common |
Sale |
770 |
23.7626 USD |
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USD 0.01 common |
Sale |
790 |
23.7355 USD |
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USD 0.01 common |
Sale |
794 |
23.7442 USD |
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USD 0.01 common |
Sale |
863 |
24.0400 USD |
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USD 0.01 common |
Sale |
1,018 |
23.7397 USD |
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USD 0.01 common |
Sale |
1,143 |
23.7620 USD |
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USD 0.01 common |
Sale |
1,401 |
23.7423 USD |
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USD 0.01 common |
Sale |
1,468 |
23.7384 USD |
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USD 0.01 common |
Sale |
1,667 |
23.7821 USD |
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USD 0.01 common |
Sale |
1,700 |
23.6991 USD |
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USD 0.01 common |
Sale |
2,946 |
23.7324 USD |
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USD 0.01 common |
Sale |
3,686 |
23.7800 USD |
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USD 0.01 common |
Sale |
4,944 |
23.7898 USD |
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USD 0.01 common |
Sale |
7,536 |
23.7145 USD |
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USD 0.01 common |
Sale |
8,567 |
23.8000 USD |
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USD 0.01 common |
Sale |
10,314 |
23.7501 USD |
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USD 0.01 common |
Sale |
10,664 |
23.7986 USD |
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USD 0.01 common |
Sale |
10,943 |
23.7923 USD |
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USD 0.01 common |
Sale |
11,432 |
23.7872 USD |
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USD 0.01 common |
Sale |
32,022 |
23.8011 USD |
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USD 0.01 common |
Sale |
49,795 |
23.7995 USD |
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USD 0.01 common |
Sale |
51,259 |
23.7922 USD |
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USD 0.01 common |
Sale |
97,109 |
23.7999 USD |
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USD 0.01 common |
Sale |
121,253 |
23.7468 USD |
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USD 0.01 common |
Sale |
149,770 |
23.7712 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
19 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
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Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
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description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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USD 0.01 common |
Call Options |
Purchased |
56,100 |
25.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-112,200 |
28.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-20,700 |
27.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
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USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully |
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understood: |
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