FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
29 April 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,266,019 |
0.22% |
846,136 |
0.15% |
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(2) |
Cash-settled derivatives: |
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356,240 |
0.06% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
1,622,259 |
0.28% |
2,730,928 |
0.47% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
3 |
25.5500 USD |
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USD 0.01 common |
Purchase |
11 |
25.0300 USD |
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USD 0.01 common |
Purchase |
22 |
25.1400 USD |
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USD 0.01 common |
Purchase |
33 |
25.1600 USD |
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USD 0.01 common |
Purchase |
33 |
25.1933 USD |
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USD 0.01 common |
Purchase |
39 |
25.6535 USD |
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USD 0.01 common |
Purchase |
44 |
25.1350 USD |
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USD 0.01 common |
Purchase |
51 |
25.2712 USD |
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USD 0.01 common |
Purchase |
66 |
25.1716 USD |
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USD 0.01 common |
Purchase |
67 |
25.3797 USD |
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USD 0.01 common |
Purchase |
75 |
25.4038 USD |
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USD 0.01 common |
Purchase |
84 |
25.2260 USD |
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USD 0.01 common |
Purchase |
84 |
25.4850 USD |
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USD 0.01 common |
Purchase |
96 |
25.6602 USD |
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USD 0.01 common |
Purchase |
100 |
25.3700 USD |
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USD 0.01 common |
Purchase |
100 |
25.2600 USD |
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USD 0.01 common |
Purchase |
100 |
25.2400 USD |
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USD 0.01 common |
Purchase |
100 |
25.0750 USD |
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USD 0.01 common |
Purchase |
109 |
25.4759 USD |
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USD 0.01 common |
Purchase |
110 |
25.4663 USD |
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USD 0.01 common |
Purchase |
112 |
25.3600 USD |
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USD 0.01 common |
Purchase |
141 |
25.5582 USD |
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USD 0.01 common |
Purchase |
143 |
25.1100 USD |
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USD 0.01 common |
Purchase |
155 |
24.2500 EUR |
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USD 0.01 common |
Purchase |
199 |
25.3865 USD |
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USD 0.01 common |
Purchase |
200 |
25.3650 USD |
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USD 0.01 common |
Purchase |
213 |
25.5697 USD |
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USD 0.01 common |
Purchase |
300 |
25.4100 USD |
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USD 0.01 common |
Purchase |
312 |
25.4988 USD |
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USD 0.01 common |
Purchase |
400 |
25.3575 USD |
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USD 0.01 common |
Purchase |
628 |
25.2523 USD |
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USD 0.01 common |
Purchase |
728 |
25.1800 USD |
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USD 0.01 common |
Purchase |
1,073 |
25.6000 USD |
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USD 0.01 common |
Purchase |
1,316 |
25.0427 USD |
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USD 0.01 common |
Purchase |
1,600 |
25.2119 USD |
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USD 0.01 common |
Purchase |
1,934 |
25.2765 USD |
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USD 0.01 common |
Purchase |
3,383 |
25.0493 USD |
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USD 0.01 common |
Purchase |
5,318 |
25.4205 USD |
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USD 0.01 common |
Purchase |
15,072 |
25.3669 USD |
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USD 0.01 common |
Purchase |
15,710 |
25.2273 USD |
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USD 0.01 common |
Purchase |
15,794 |
25.3596 USD |
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USD 0.01 common |
Purchase |
20,897 |
25.0407 USD |
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USD 0.01 common |
Purchase |
29,201 |
25.0398 USD |
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USD 0.01 common |
Purchase |
51,612 |
25.0400 USD |
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USD 0.01 common |
Purchase |
52,983 |
25.2313 USD |
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USD 0.01 common |
Purchase |
74,629 |
25.2377 USD |
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USD 0.01 common |
Sale |
84 |
25.4850 USD |
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USD 0.01 common |
Sale |
88 |
25.1100 USD |
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USD 0.01 common |
Sale |
100 |
25.0200 USD |
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USD 0.01 common |
Sale |
100 |
25.0250 USD |
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USD 0.01 common |
Sale |
100 |
25.2400 USD |
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USD 0.01 common |
Sale |
100 |
25.4500 USD |
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USD 0.01 common |
Sale |
100 |
25.0550 USD |
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USD 0.01 common |
Sale |
155 |
24.2500 EUR |
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USD 0.01 common |
Sale |
188 |
25.0340 USD |
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USD 0.01 common |
Sale |
200 |
25.1850 USD |
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USD 0.01 common |
Sale |
240 |
25.0858 USD |
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USD 0.01 common |
Sale |
404 |
25.4745 USD |
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USD 0.01 common |
Sale |
684 |
25.3875 USD |
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USD 0.01 common |
Sale |
728 |
25.1800 USD |
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USD 0.01 common |
Sale |
749 |
25.1090 USD |
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USD 0.01 common |
Sale |
2,988 |
25.0396 USD |
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USD 0.01 common |
Sale |
3,084 |
25.1965 USD |
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USD 0.01 common |
Sale |
3,732 |
25.1927 USD |
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USD 0.01 common |
Sale |
3,866 |
25.5899 USD |
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USD 0.01 common |
Sale |
4,969 |
25.4521 USD |
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USD 0.01 common |
Sale |
6,020 |
25.4359 USD |
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USD 0.01 common |
Sale |
8,053 |
25.2230 USD |
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USD 0.01 common |
Sale |
9,108 |
25.1907 USD |
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USD 0.01 common |
Sale |
9,412 |
25.3603 USD |
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USD 0.01 common |
Sale |
11,939 |
25.4134 USD |
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USD 0.01 common |
Sale |
16,312 |
25.0736 USD |
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USD 0.01 common |
Sale |
56,910 |
25.1864 USD |
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USD 0.01 common |
Sale |
69,579 |
25.2480 USD |
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USD 0.01 common |
Sale |
81,569 |
25.0400 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
4 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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