FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,289,209 |
0.22% |
1,038,323 |
0.18% |
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(2) |
Cash-settled derivatives: |
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478,308 |
0.08% |
1,884,792 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,767,517 |
0.30% |
2,923,115 |
0.50% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
3 |
25.0600 USD |
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USD 0.01 common |
Purchase |
10 |
23.8430 USD |
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USD 0.01 common |
Purchase |
20 |
24.9700 USD |
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USD 0.01 common |
Purchase |
20 |
24.9000 USD |
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USD 0.01 common |
Purchase |
30 |
24.8900 USD |
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USD 0.01 common |
Purchase |
40 |
24.9525 USD |
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USD 0.01 common |
Purchase |
59 |
24.9457 USD |
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USD 0.01 common |
Purchase |
60 |
24.9383 USD |
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USD 0.01 common |
Purchase |
60 |
24.9366 USD |
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USD 0.01 common |
Purchase |
90 |
24.9177 USD |
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USD 0.01 common |
Purchase |
90 |
24.8922 USD |
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USD 0.01 common |
Purchase |
100 |
24.7200 USD |
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USD 0.01 common |
Purchase |
100 |
24.9200 USD |
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USD 0.01 common |
Purchase |
100 |
25.0150 USD |
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USD 0.01 common |
Purchase |
141 |
24.9336 USD |
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USD 0.01 common |
Purchase |
150 |
24.9633 USD |
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USD 0.01 common |
Purchase |
188 |
23.0598 EUR |
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USD 0.01 common |
Purchase |
200 |
24.9500 USD |
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USD 0.01 common |
Purchase |
200 |
24.7300 USD |
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USD 0.01 common |
Purchase |
200 |
24.8950 USD |
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USD 0.01 common |
Purchase |
200 |
24.9650 USD |
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USD 0.01 common |
Purchase |
205 |
24.8782 USD |
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USD 0.01 common |
Purchase |
216 |
24.9129 USD |
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USD 0.01 common |
Purchase |
255 |
24.9703 USD |
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USD 0.01 common |
Purchase |
300 |
24.8533 USD |
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USD 0.01 common |
Purchase |
300 |
24.8933 USD |
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USD 0.01 common |
Purchase |
300 |
25.0000 USD |
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USD 0.01 common |
Purchase |
367 |
25.1168 USD |
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USD 0.01 common |
Purchase |
392 |
24.9124 USD |
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USD 0.01 common |
Purchase |
400 |
24.9825 USD |
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USD 0.01 common |
Purchase |
400 |
24.8775 USD |
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USD 0.01 common |
Purchase |
476 |
24.9900 USD |
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USD 0.01 common |
Purchase |
500 |
24.8600 USD |
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USD 0.01 common |
Purchase |
500 |
24.8890 USD |
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USD 0.01 common |
Purchase |
605 |
24.8957 USD |
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USD 0.01 common |
Purchase |
630 |
24.9100 USD |
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USD 0.01 common |
Purchase |
835 |
24.9582 USD |
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USD 0.01 common |
Purchase |
865 |
24.9300 USD |
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USD 0.01 common |
Purchase |
900 |
24.9116 USD |
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USD 0.01 common |
Purchase |
1,000 |
24.9270 USD |
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USD 0.01 common |
Purchase |
1,120 |
25.1998 USD |
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USD 0.01 common |
Purchase |
1,158 |
24.7941 USD |
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USD 0.01 common |
Purchase |
1,329 |
24.7900 USD |
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USD 0.01 common |
Purchase |
1,527 |
24.6766 USD |
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USD 0.01 common |
Purchase |
1,603 |
24.8962 USD |
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USD 0.01 common |
Purchase |
1,700 |
24.9535 USD |
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USD 0.01 common |
Purchase |
1,755 |
24.9272 USD |
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USD 0.01 common |
Purchase |
2,411 |
24.9483 USD |
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USD 0.01 common |
Purchase |
2,656 |
24.8422 USD |
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USD 0.01 common |
Purchase |
2,868 |
25.2004 USD |
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USD 0.01 common |
Purchase |
3,050 |
24.9052 USD |
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USD 0.01 common |
Purchase |
9,389 |
24.7356 USD |
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USD 0.01 common |
Purchase |
9,423 |
24.8353 USD |
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USD 0.01 common |
Purchase |
11,752 |
24.7000 USD |
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USD 0.01 common |
Purchase |
12,112 |
24.8935 USD |
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USD 0.01 common |
Purchase |
12,683 |
24.8434 USD |
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USD 0.01 common |
Purchase |
13,988 |
24.9065 USD |
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USD 0.01 common |
Purchase |
19,434 |
24.8184 USD |
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USD 0.01 common |
Purchase |
40,050 |
24.7373 USD |
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USD 0.01 common |
Purchase |
70,049 |
24.7732 USD |
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USD 0.01 common |
Purchase |
99,009 |
24.6949 USD |
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USD 0.01 common |
Purchase |
171,635 |
24.7174 USD |
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USD 0.01 common |
Sale |
11 |
24.8000 USD |
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USD 0.01 common |
Sale |
11 |
24.9500 USD |
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USD 0.01 common |
Sale |
16 |
24.6900 USD |
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USD 0.01 common |
Sale |
22 |
24.8700 USD |
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USD 0.01 common |
Sale |
33 |
24.9166 USD |
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USD 0.01 common |
Sale |
33 |
24.9400 USD |
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USD 0.01 common |
Sale |
44 |
24.9100 USD |
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USD 0.01 common |
Sale |
44 |
24.9150 USD |
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USD 0.01 common |
Sale |
55 |
24.8960 USD |
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USD 0.01 common |
Sale |
55 |
24.8880 USD |
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USD 0.01 common |
Sale |
55 |
24.8480 USD |
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USD 0.01 common |
Sale |
69 |
23.5500 USD |
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USD 0.01 common |
Sale |
77 |
24.9042 USD |
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USD 0.01 common |
Sale |
111 |
24.9045 USD |
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USD 0.01 common |
Sale |
118 |
24.9457 USD |
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USD 0.01 common |
Sale |
146 |
24.8800 USD |
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USD 0.01 common |
Sale |
188 |
23.0598 EUR |
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USD 0.01 common |
Sale |
590 |
24.9032 USD |
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USD 0.01 common |
Sale |
684 |
24.8840 USD |
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USD 0.01 common |
Sale |
800 |
24.9300 USD |
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USD 0.01 common |
Sale |
873 |
24.7383 USD |
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USD 0.01 common |
Sale |
933 |
24.8999 USD |
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USD 0.01 common |
Sale |
1,165 |
24.9394 USD |
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USD 0.01 common |
Sale |
1,387 |
24.9528 USD |
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USD 0.01 common |
Sale |
1,408 |
24.7401 USD |
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USD 0.01 common |
Sale |
2,174 |
24.9542 USD |
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USD 0.01 common |
Sale |
2,278 |
24.8874 USD |
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USD 0.01 common |
Sale |
2,677 |
24.4912 USD |
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USD 0.01 common |
Sale |
2,800 |
24.9681 USD |
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USD 0.01 common |
Sale |
4,355 |
25.1933 USD |
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USD 0.01 common |
Sale |
4,686 |
24.9209 USD |
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USD 0.01 common |
Sale |
6,061 |
24.8621 USD |
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USD 0.01 common |
Sale |
6,086 |
24.9328 USD |
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USD 0.01 common |
Sale |
9,706 |
24.9011 USD |
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USD 0.01 common |
Sale |
10,299 |
24.8372 USD |
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USD 0.01 common |
Sale |
12,053 |
24.8933 USD |
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USD 0.01 common |
Sale |
12,112 |
24.8936 USD |
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USD 0.01 common |
Sale |
15,073 |
24.7865 USD |
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USD 0.01 common |
Sale |
16,016 |
24.7000 USD |
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USD 0.01 common |
Sale |
17,626 |
24.8697 USD |
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USD 0.01 common |
Sale |
39,067 |
24.7228 USD |
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USD 0.01 common |
Sale |
58,071 |
24.8964 USD |
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USD 0.01 common |
Sale |
77,589 |
24.5093 USD |
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USD 0.01 common |
Sale |
98,672 |
24.6946 USD |
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USD 0.01 common |
Sale |
99,811 |
24.7991 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
11 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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