Form 8.3 - NortonLifeLock Inc. Amendment

RNS Number : 9264Y

Barclays PLC

09 September 2022

 

FORM 8.3

Amendment to Purchase and Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

06 September 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,337,854

0.23%

1,533,543

0.27%

(2)

Cash-settled derivatives:

1,666,873

0.29%

3,954,724

0.69%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

17,100

0.00%

48,410

0.01%

TOTAL:

3,021,827

0.53%

5,536,677

0.97%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of	Price per unit
security				securities
USD 0.01 common		Purchase		10	22.1450 USD
USD 0.01 common		Purchase		12	22.2150 USD
USD 0.01 common		Purchase		13	22.0100 USD
USD 0.01 common		Purchase		22	22.0918 USD
USD 0.01 common		Purchase		24	22.1825 USD
USD 0.01 common		Purchase		28	22.1400 USD
USD 0.01 common		Purchase		30	22.2120 USD
USD 0.01 common		Purchase		38	22.3500 USD
USD 0.01 common		Purchase		42	22.0800 USD
USD 0.01 common		Purchase		64	22.1034 USD
USD 0.01 common		Purchase		70	22.1372 USD
USD 0.01 common		Purchase		72	22.1412 USD
USD 0.01 common		Purchase		74	22.1037 USD
USD 0.01 common		Purchase		78	22.8046 USD
USD 0.01 common		Purchase		84	22.1040 USD
USD 0.01 common		Purchase		84	22.1408 USD
USD 0.01 common		Purchase		97	22.1500 USD
USD 0.01 common		Purchase		102	22.1570 USD
USD 0.01 common		Purchase		108	22.1955 USD
USD 0.01 common		Purchase		108	22.1744 USD
USD 0.01 common		Purchase		118	22.1367 USD
USD 0.01 common		Purchase		132	22.0986 USD
USD 0.01 common		Purchase		157	22.2018 USD
USD 0.01 common		Purchase		158	22.1202 USD
USD 0.01 common		Purchase		179	22.1150 USD
USD 0.01 common		Purchase		200	22.0650 USD
USD 0.01 common		Purchase		203	22.1238 USD
USD 0.01 common		Purchase		240	22.1545 USD
USD 0.01 common		Purchase		300	22.1466 USD
USD 0.01 common		Purchase		317	22.4199 USD
USD 0.01 common		Purchase		324	22.1068 USD
USD 0.01 common		Purchase		387	22.1210 USD
USD 0.01 common		Purchase		400	22.8350 USD
USD 0.01 common		Purchase		401	22.0802 USD
USD 0.01 common		Purchase		588	22.0846 USD
USD 0.01 common		Purchase		634	22.3011 USD
USD 0.01 common		Purchase		639	22.1535 USD
USD 0.01 common		Purchase		888	22.1632 USD
USD 0.01 common		Purchase		1,163	22.1103 USD
USD 0.01 common		Purchase		1,220	22.2223 USD
USD 0.01 common		Purchase		1,500	22.0700 USD
USD 0.01 common		Purchase		1,636	22.0783 USD
USD 0.01 common		Purchase		1,762	22.1659 USD
USD 0.01 common		Purchase		1,775	22.3201 USD
USD 0.01 common		Purchase		1,797	22.1482 USD
USD 0.01 common		Purchase		1,891	22.1165 USD
USD 0.01 common		Purchase		1,903	22.1495 USD
USD 0.01 common		Purchase		2,489	22.0637 USD
USD 0.01 common		Purchase		2,591	22.0881 USD
USD 0.01 common		Purchase		2,884	22.1059 USD
USD 0.01 common		Purchase		3,206	22.1048 USD
USD 0.01 common		Purchase		3,279	22.3313 USD
USD 0.01 common		Purchase		3,662	22.1130 USD
USD 0.01 common		Purchase		4,022	22.1236 USD
USD 0.01 common		Purchase		4,156	22.2438 USD
USD 0.01 common		Purchase		4,316	22.1115 USD
USD 0.01 common		Purchase		4,630	22.2058 USD
USD 0.01 common		Purchase		4,657	22.1058 USD
USD 0.01 common		Purchase		5,222	22.2038 USD
USD 0.01 common		Purchase		5,684	22.1089 USD
USD 0.01 common		Purchase		5,702	22.2716 USD
USD 0.01 common		Purchase		6,104	22.1051 USD
USD 0.01 common		Purchase		7,112	22.0793 USD
USD 0.01 common		Purchase		7,491	22.0944 USD
USD 0.01 common		Purchase		7,690	22.1082 USD
USD 0.01 common		Purchase		8,746	22.1075 USD
USD 0.01 common		Purchase		8,832	22.0885 USD
USD 0.01 common		Purchase		8,909	22.1333 USD
USD 0.01 common		Purchase		17,793	22.1967 USD
USD 0.01 common		Purchase		28,352	22.1157 USD
USD 0.01 common		Purchase		29,252	22.1100 USD
USD 0.01 common		Purchase		34,564	22.0413 USD
USD 0.01 common		Purchase		46,875	22.2168 USD
USD 0.01 common		Purchase		63,379	22.1079 USD
USD 0.01 common		Purchase		65,559	22.1945 USD
USD 0.01 common		Purchase		82,652	22.2141 USD
USD 0.01 common		Purchase		83,039	22.1772 USD
USD 0.01 common		Purchase		89,248	22.2016 USD
USD 0.01 common		Purchase		159,372	22.1362 USD
USD 0.01 common		Sale		14	22.1167 USD
USD 0.01 common		Sale		21	22.0985 USD
USD 0.01 common		Sale		24	22.2293 USD
USD 0.01 common		Sale		33	22.0527 USD
USD 0.01 common		Sale		33	22.1200 USD
USD 0.01 common		Sale		60	22.1055 USD
USD 0.01 common		Sale		72	22.0787 USD
USD 0.01 common		Sale		90	22.0726 USD
USD 0.01 common		Sale		90	22.0953 USD
USD 0.01 common		Sale		96	22.0731 USD
USD 0.01 common		Sale		109	22.6366 USD
USD 0.01 common		Sale		117	22.1182 USD
USD 0.01 common		Sale		125	22.3354 USD
USD 0.01 common		Sale		136	22.3667 USD
USD 0.01 common		Sale		157	22.2018 USD
USD 0.01 common		Sale		177	22.1800 USD
USD 0.01 common		Sale		189	22.0969 USD
USD 0.01 common		Sale		189	22.0939 USD
USD 0.01 common		Sale		200	22.2775 USD
USD 0.01 common		Sale		200	22.1450 USD
USD 0.01 common		Sale		214	22.2580 USD
USD 0.01 common		Sale		234	22.2600 USD
USD 0.01 common		Sale		258	22.3599 USD
USD 0.01 common		Sale		279	22.2798 USD
USD 0.01 common		Sale		281	22.1015 USD
USD 0.01 common		Sale		300	22.3366 USD
USD 0.01 common		Sale		300	22.2950 USD
USD 0.01 common		Sale		300	22.2150 USD
USD 0.01 common		Sale		305	22.3352 USD
USD 0.01 common		Sale		309	22.0236 USD
USD 0.01 common		Sale		323	22.0882 USD
USD 0.01 common		Sale		411	22.3438 USD
USD 0.01 common		Sale		423	22.1622 USD
USD 0.01 common		Sale		445	22.1509 USD
USD 0.01 common		Sale		484	22.1280 USD
USD 0.01 common		Sale		531	22.1310 USD
USD 0.01 common		Sale		800	22.2450 USD
USD 0.01 common		Sale		870	22.1948 USD
USD 0.01 common		Sale		1,063	22.1585 USD
USD 0.01 common		Sale		1,163	22.1104 USD
USD 0.01 common		Sale		1,296	22.2549 USD
USD 0.01 common		Sale		1,442	22.1059 USD
USD 0.01 common		Sale		1,500	22.0700 USD
USD 0.01 common		Sale		1,711	22.3905 USD
USD 0.01 common		Sale		1,891	22.1165 USD
USD 0.01 common		Sale		2,754	22.0531 USD
USD 0.01 common		Sale		3,169	22.1140 USD
USD 0.01 common		Sale		3,246	22.3335 USD
USD 0.01 common		Sale		3,265	22.2047 USD
USD 0.01 common		Sale		4,104	22.3167 USD
USD 0.01 common		Sale		5,790	22.1372 USD
USD 0.01 common		Sale		5,902	22.1073 USD
USD 0.01 common		Sale		6,172	22.0668 USD
USD 0.01 common		Sale		6,500	22.1780 USD
USD 0.01 common		Sale		7,978	22.2819 USD
USD 0.01 common		Sale		8,610	22.1520 USD
USD 0.01 common		Sale		14,130	22.2656 USD
USD 0.01 common		Sale		15,359	22.0840 USD
USD 0.01 common		Sale		19,629	22.1100 USD
USD 0.01 common		Sale		43,179	22.2153 USD
USD 0.01 common		Sale		43,940	22.1109 USD
USD 0.01 common		Sale		66,721	22.0921 USD
USD 0.01 common		Sale		74,106	22.1160 USD
USD 0.01 common		Sale		86,484	22.2317 USD
USD 0.01 common		Sale		87,778	22.1761 USD
USD 0.01 common		Sale		139,649	22.1458 USD
USD 0.01 common		Sale		153,803	22.1608 USD

(b)	Cash-settled derivative transactions
Class of relevant		Product		Nature of dealing		Number of	Price per unit
security		description				reference
						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				9 Sep 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common		Put Options	Purchased	-31,310	23.0000	American	18 Nov 2022
USD 0.01 common		Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

 

END

 

 

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