FORM 8.3 |
Amendment to Purchase |
|
|
|
|
|
|||||||
|
|||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||||||||
MORE |
|||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||||||||
1. |
KEY INFORMATION |
|
|||||||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
|
|||||||||
|
|
|
|
|
|
||||||||
(b) |
Owner or controller of interest and short |
|
|
||||||||||
|
positions disclosed, if different from 1(a): |
|
|||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|
||||||||||
|
relevant securities this form relates: |
|
|||||||||||
(d) |
If an exempt fund manager connected with an |
|
|
||||||||||
|
offeror/offeree, state this and specify identity of |
|
|||||||||||
|
offeror/offeree: |
|
|
||||||||||
(e) |
Date position held/dealing undertaken: |
07 September 2022 |
|
||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|
||||||||
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
|
|
||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
|||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||
Class of relevant security: |
USD 0.01 common |
|
|
|
|||||||||
|
Interests |
Short Positions |
|
||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||
|
and/or controlled: |
1,368,225 |
0.24% |
1,537,075 |
0.27% |
|
|||||||
|
|
|
|
|
|
|
|
||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||
|
|
|
1,666,873 |
0.29% |
3,954,724 |
0.69% |
|
||||||
|
|
|
|
|
|
|
|
||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||
|
and agreements to purchase/sell: |
17,100 |
0.00% |
48,410 |
0.01% |
|
|||||||
|
|
|
|
|
|
|
|
||||||
|
|
|
|
|
|
|
|||||||
|
TOTAL: |
3,052,198 |
0.53% |
5,540,209 |
0.97% |
|
|||||||
|
|
|
|
|
|
|
|
||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||
|
options) |
|
|
|
|
|
|
||||||
Class of relevant security in relation to |
|
|
|||||||||||
which subscription right exists |
|
||||||||||||
Details, including nature of the rights |
|
|
|||||||||||
concerned and relevant percentages: |
|
||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
USD 0.01 common |
Purchase |
11 |
22.7800 USD |
|||
USD 0.01 common |
Purchase |
22 |
22.7750 USD |
|||
USD 0.01 common |
Purchase |
29 |
22.1600 EUR |
|||
USD 0.01 common |
Purchase |
31 |
22.8700 USD |
|||
USD 0.01 common |
Purchase |
54 |
22.7700 USD |
|||
USD 0.01 common |
Purchase |
100 |
22.3950 USD |
|||
USD 0.01 common |
Purchase |
200 |
22.1800 USD |
|||
USD 0.01 common |
Purchase |
306 |
22.8237 USD |
|||
USD 0.01 common |
Purchase |
475 |
22.7983 USD |
|||
USD 0.01 common |
Purchase |
600 |
22.7600 USD |
|||
USD 0.01 common |
Purchase |
675 |
22.6669 USD |
|||
USD 0.01 common |
Purchase |
967 |
22.6158 USD |
|||
USD 0.01 common |
Purchase |
1,029 |
22.8489 USD |
|||
USD 0.01 common |
Purchase |
1,060 |
22.5076 USD |
|||
USD 0.01 common |
Purchase |
1,200 |
22.4008 USD |
|||
USD 0.01 common |
Purchase |
1,402 |
22.1958 USD |
|||
USD 0.01 common |
Purchase |
1,483 |
22.4029 USD |
|||
USD 0.01 common |
Purchase |
3,033 |
22.4093 USD |
|||
USD 0.01 common |
Purchase |
3,089 |
22.8416 USD |
|||
USD 0.01 common |
Purchase |
3,484 |
22.7516 USD |
|||
USD 0.01 common |
Purchase |
3,750 |
22.3799 USD |
|||
USD 0.01 common |
Purchase |
5,121 |
22.6305 USD |
|||
USD 0.01 common |
Purchase |
5,441 |
22.1500 USD |
|||
USD 0.01 common |
Purchase |
5,927 |
22.7637 USD |
|||
USD 0.01 common |
Purchase |
6,622 |
22.3954 USD |
|||
USD 0.01 common |
Purchase |
8,445 |
22.4919 USD |
|||
USD 0.01 common |
Purchase |
8,751 |
22.8584 USD |
|||
USD 0.01 common |
Purchase |
12,928 |
22.5857 USD |
|||
USD 0.01 common |
Purchase |
21,861 |
22.6148 USD |
|||
USD 0.01 common |
Purchase |
22,688 |
22.7489 USD |
|||
USD 0.01 common |
Purchase |
55,098 |
22.8600 USD |
|||
USD 0.01 common |
Purchase |
94,204 |
22.5740 USD |
|||
USD 0.01 common |
Purchase |
146,450 |
22.3797 USD |
|||
USD 0.01 common |
Purchase |
150,000 |
22.3800 USD |
|||
USD 0.01 common |
Purchase |
229,789 |
22.6325 USD |
|||
USD 0.01 common |
Sale |
1 |
22.8000 USD |
|||
USD 0.01 common |
Sale |
3 |
22.7366 USD |
|||
USD 0.01 common |
Sale |
29 |
22.1600 EUR |
|||
USD 0.01 common |
Sale |
40 |
22.8100 USD |
|||
USD 0.01 common |
Sale |
41 |
22.7990 USD |
|||
USD 0.01 common |
Sale |
42 |
22.8007 USD |
|||
USD 0.01 common |
Sale |
60 |
22.7900 USD |
|||
USD 0.01 common |
Sale |
71 |
22.5826 USD |
|||
USD 0.01 common |
Sale |
81 |
22.7946 USD |
|||
USD 0.01 common |
Sale |
84 |
22.7803 USD |
|||
USD 0.01 common |
Sale |
100 |
22.3950 USD |
|||
USD 0.01 common |
Sale |
121 |
22.7760 USD |
|||
USD 0.01 common |
Sale |
150 |
22.2906 USD |
|||
USD 0.01 common |
Sale |
200 |
22.1800 USD |
|||
USD 0.01 common |
Sale |
200 |
22.4825 USD |
|||
USD 0.01 common |
Sale |
200 |
22.4875 USD |
|||
USD 0.01 common |
Sale |
209 |
22.5355 USD |
|||
USD 0.01 common |
Sale |
214 |
22.5703 USD |
|||
USD 0.01 common |
Sale |
224 |
22.8250 USD |
|||
USD 0.01 common |
Sale |
242 |
22.7750 USD |
|||
USD 0.01 common |
Sale |
296 |
22.7831 USD |
|||
USD 0.01 common |
Sale |
300 |
22.4950 USD |
|||
USD 0.01 common |
Sale |
302 |
22.6324 USD |
|||
USD 0.01 common |
Sale |
309 |
22.5337 USD |
|||
USD 0.01 common |
Sale |
366 |
22.6798 USD |
|||
USD 0.01 common |
Sale |
387 |
22.7689 USD |
|||
USD 0.01 common |
Sale |
400 |
22.5200 USD |
|||
USD 0.01 common |
Sale |
400 |
22.4850 USD |
|||
USD 0.01 common |
Sale |
413 |
22.7673 USD |
|||
USD 0.01 common |
Sale |
452 |
22.4887 USD |
|||
USD 0.01 common |
Sale |
498 |
22.6957 USD |
|||
USD 0.01 common |
Sale |
499 |
22.7694 USD |
|||
USD 0.01 common |
Sale |
500 |
22.7040 USD |
|||
USD 0.01 common |
Sale |
585 |
22.7583 USD |
|||
USD 0.01 common |
Sale |
618 |
22.7564 USD |
|||
USD 0.01 common |
Sale |
689 |
22.7523 USD |
|||
USD 0.01 common |
Sale |
800 |
22.3462 USD |
|||
USD 0.01 common |
Sale |
800 |
22.4862 USD |
|||
USD 0.01 common |
Sale |
877 |
22.7605 USD |
|||
USD 0.01 common |
Sale |
900 |
22.3555 USD |
|||
USD 0.01 common |
Sale |
924 |
22.3043 USD |
|||
USD 0.01 common |
Sale |
988 |
22.3000 USD |
|||
USD 0.01 common |
Sale |
994 |
22.7685 USD |
|||
USD 0.01 common |
Sale |
999 |
22.7649 USD |
|||
USD 0.01 common |
Sale |
1,088 |
22.3823 USD |
|||
USD 0.01 common |
Sale |
1,160 |
22.4000 USD |
|||
USD 0.01 common |
Sale |
1,187 |
22.8537 USD |
|||
USD 0.01 common |
Sale |
1,200 |
22.7600 USD |
|||
USD 0.01 common |
Sale |
1,315 |
22.8581 USD |
|||
USD 0.01 common |
Sale |
1,604 |
22.5623 USD |
|||
USD 0.01 common |
Sale |
1,687 |
22.7664 USD |
|||
USD 0.01 common |
Sale |
2,647 |
22.4103 USD |
|||
USD 0.01 common |
Sale |
2,869 |
22.6146 USD |
|||
USD 0.01 common |
Sale |
2,981 |
22.4908 USD |
|||
USD 0.01 common |
Sale |
3,038 |
22.3238 USD |
|||
USD 0.01 common |
Sale |
3,049 |
22.6327 USD |
|||
USD 0.01 common |
Sale |
3,112 |
22.4962 USD |
|||
USD 0.01 common |
Sale |
3,200 |
22.1500 USD |
|||
USD 0.01 common |
Sale |
3,241 |
22.7270 USD |
|||
USD 0.01 common |
Sale |
3,540 |
22.3672 USD |
|||
USD 0.01 common |
Sale |
3,900 |
22.8520 USD |
|||
USD 0.01 common |
Sale |
4,940 |
22.4649 USD |
|||
USD 0.01 common |
Sale |
5,754 |
22.3504 USD |
|||
USD 0.01 common |
Sale |
6,501 |
22.3883 USD |
|||
USD 0.01 common |
Sale |
6,637 |
22.3719 USD |
|||
USD 0.01 common |
Sale |
7,917 |
22.6611 USD |
|||
USD 0.01 common |
Sale |
8,453 |
22.8425 USD |
|||
USD 0.01 common |
Sale |
8,487 |
22.3861 USD |
|||
USD 0.01 common |
Sale |
8,751 |
22.8584 USD |
|||
USD 0.01 common |
Sale |
8,852 |
22.3771 USD |
|||
USD 0.01 common |
Sale |
9,657 |
22.5451 USD |
|||
USD 0.01 common |
Sale |
9,757 |
22.5109 USD |
|||
USD 0.01 common |
Sale |
9,789 |
22.3818 USD |
|||
USD 0.01 common |
Sale |
13,447 |
22.7602 USD |
|||
USD 0.01 common |
Sale |
13,836 |
22.4978 USD |
|||
USD 0.01 common |
Sale |
14,566 |
22.5313 USD |
|||
USD 0.01 common |
Sale |
28,900 |
22.4123 USD |
|||
USD 0.01 common |
Sale |
34,385 |
22.8600 USD |
|||
USD 0.01 common |
Sale |
45,507 |
22.3646 USD |
|||
USD 0.01 common |
Sale |
46,035 |
22.3922 USD |
|||
USD 0.01 common |
Sale |
46,222 |
22.6886 USD |
|||
USD 0.01 common |
Sale |
52,446 |
22.6150 USD |
|||
USD 0.01 common |
Sale |
79,910 |
22.6543 USD |
|||
USD 0.01 common |
Sale |
93,373 |
22.6120 USD |
|||
USD 0.01 common |
Sale |
150,000 |
22.3800 USD |
(b) |
Cash-settled derivative transactions |
|
|
|
||||
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
||
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|||||||
(i) |
Writing, selling, purchasing or varying |
|
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
||||
security |
|
|
|
securities |
unit |
|||
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
|||
security |
|
|
|
applicable) |
|
|||
|
|
|
|
|||||
4. |
OTHER INFORMATION |
|||||||
(a) |
Indemnity and other dealings arrangements |
|
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
||||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
||||||||
or refrain from dealing entered into by the person making the disclosure and any party |
||||||||
to the offer or any person acting in concert with a party to the offer: |
||||||||
NONE |
||||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
||||||||
the person making the disclosure and any other person relating to: |
||||||||
(i) the voting rights of any relevant securities under any option; or |
||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
||||||||
any derivative is referenced: |
|
|
|
|
||||
NONE |
||||||||
(c) |
Attachments |
|
|
|
|
|||
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
|||||||
Date of disclosure: |
9 Sep 2022 |
|
|
|
||||
Contact name: |
Large Holdings Regulatory Operations |
|||||||
Telephone number: |
020 3134 7213 |
|
|
|
||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
||||||||
PURCHASE OR SELL ETC. |
||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
||||||||
1. |
KEY INFORMATION |
|||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
|||||||
are being disclosed: |
|
|||||||
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|||||||
relevant securities this from relates: |
||||||||
2. |
OPTIONS AND DERIVATIVES |
|||||||
Class |
|
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
of |
|
description |
purchasing, |
of |
price |
|
date |
|
relevant |
|
|
selling, |
securities |
per unit |
|
|
|
security |
|
|
varying etc |
to which |
|
|
|
|
|
|
|
|
option |
|
|
|
|
|
|
|
|
relates |
|
|
|
|
USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
||
USD 0.01 common |
Put Options |
Purchased |
-31,310 |
23.0000 |
American |
18 Nov 2022 |
||
USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
||
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
|||||||
Full details should be given so that the nature of the interest or position can be fully |
||||||||
understood: |
|
|
|
|
|
|
||
|
||||||||