FORM 8.3 |
Amendment to Purchase and Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 September 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,390,568 |
0.24% |
1,541,431 |
0.27% |
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(2) |
Cash-settled derivatives: |
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1,666,873 |
0.29% |
3,954,724 |
0.69% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
17,100 |
0.00% |
48,410 |
0.01% |
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TOTAL: |
3,074,541 |
0.54% |
5,544,565 |
0.97% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
23.2300 USD |
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USD 0.01 common |
Purchase |
6 |
23.3400 USD |
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USD 0.01 common |
Purchase |
12 |
23.2850 USD |
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USD 0.01 common |
Purchase |
16 |
23.2112 USD |
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USD 0.01 common |
Purchase |
19 |
23.1852 USD |
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USD 0.01 common |
Purchase |
22 |
23.2836 USD |
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USD 0.01 common |
Purchase |
22 |
23.3350 USD |
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USD 0.01 common |
Purchase |
23 |
22.9400 USD |
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USD 0.01 common |
Purchase |
25 |
23.2132 USD |
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USD 0.01 common |
Purchase |
29 |
23.2975 USD |
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USD 0.01 common |
Purchase |
35 |
23.2620 USD |
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USD 0.01 common |
Purchase |
38 |
23.2447 USD |
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USD 0.01 common |
Purchase |
40 |
23.2175 USD |
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USD 0.01 common |
Purchase |
42 |
23.2466 USD |
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USD 0.01 common |
Purchase |
49 |
23.2800 USD |
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USD 0.01 common |
Purchase |
76 |
23.2076 USD |
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USD 0.01 common |
Purchase |
77 |
23.2918 USD |
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USD 0.01 common |
Purchase |
91 |
23.3300 USD |
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USD 0.01 common |
Purchase |
98 |
23.3342 USD |
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USD 0.01 common |
Purchase |
100 |
23.2050 USD |
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USD 0.01 common |
Purchase |
100 |
23.0800 USD |
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USD 0.01 common |
Purchase |
103 |
23.2548 USD |
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USD 0.01 common |
Purchase |
106 |
23.3110 USD |
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USD 0.01 common |
Purchase |
114 |
23.0766 USD |
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USD 0.01 common |
Purchase |
121 |
23.2700 USD |
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USD 0.01 common |
Purchase |
135 |
23.2812 USD |
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USD 0.01 common |
Purchase |
144 |
23.2522 USD |
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USD 0.01 common |
Purchase |
149 |
23.2002 USD |
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USD 0.01 common |
Purchase |
157 |
23.2565 USD |
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USD 0.01 common |
Purchase |
182 |
23.3005 USD |
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USD 0.01 common |
Purchase |
200 |
23.0675 USD |
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USD 0.01 common |
Purchase |
200 |
23.2400 USD |
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USD 0.01 common |
Purchase |
204 |
23.2128 USD |
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USD 0.01 common |
Purchase |
204 |
22.9887 USD |
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USD 0.01 common |
Purchase |
205 |
23.0678 USD |
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USD 0.01 common |
Purchase |
300 |
23.0566 USD |
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USD 0.01 common |
Purchase |
300 |
23.3850 USD |
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USD 0.01 common |
Purchase |
365 |
23.1828 USD |
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USD 0.01 common |
Purchase |
394 |
23.1873 USD |
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USD 0.01 common |
Purchase |
403 |
23.4000 USD |
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USD 0.01 common |
Purchase |
452 |
23.2842 USD |
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USD 0.01 common |
Purchase |
598 |
23.2100 USD |
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USD 0.01 common |
Purchase |
645 |
23.3868 USD |
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USD 0.01 common |
Purchase |
690 |
23.3586 USD |
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USD 0.01 common |
Purchase |
700 |
23.1900 USD |
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USD 0.01 common |
Purchase |
730 |
23.0565 USD |
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USD 0.01 common |
Purchase |
885 |
23.1861 USD |
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USD 0.01 common |
Purchase |
1,023 |
23.3553 USD |
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USD 0.01 common |
Purchase |
1,566 |
23.3532 USD |
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USD 0.01 common |
Purchase |
1,695 |
23.0641 USD |
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USD 0.01 common |
Purchase |
2,321 |
23.2083 USD |
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USD 0.01 common |
Purchase |
2,916 |
23.0265 USD |
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USD 0.01 common |
Purchase |
3,044 |
23.0637 USD |
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USD 0.01 common |
Purchase |
3,701 |
23.1208 USD |
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USD 0.01 common |
Purchase |
4,705 |
23.1911 USD |
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USD 0.01 common |
Purchase |
7,137 |
23.2458 USD |
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USD 0.01 common |
Purchase |
8,241 |
23.2093 USD |
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USD 0.01 common |
Purchase |
13,100 |
23.4202 USD |
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USD 0.01 common |
Purchase |
13,926 |
23.1568 USD |
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USD 0.01 common |
Purchase |
17,712 |
23.2501 USD |
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USD 0.01 common |
Purchase |
23,568 |
23.3872 USD |
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USD 0.01 common |
Purchase |
29,092 |
23.2225 USD |
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USD 0.01 common |
Purchase |
41,737 |
23.3900 USD |
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USD 0.01 common |
Purchase |
62,360 |
23.3874 USD |
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USD 0.01 common |
Purchase |
66,250 |
23.1881 USD |
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USD 0.01 common |
Purchase |
171,954 |
23.2678 USD |
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USD 0.01 common |
Purchase |
560,241 |
23.3018 USD |
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USD 0.01 common |
Sale |
3 |
23.1100 USD |
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USD 0.01 common |
Sale |
5 |
23.1300 USD |
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USD 0.01 common |
Sale |
60 |
23.2025 USD |
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USD 0.01 common |
Sale |
100 |
23.4000 USD |
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USD 0.01 common |
Sale |
100 |
23.2000 USD |
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USD 0.01 common |
Sale |
100 |
23.1400 USD |
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USD 0.01 common |
Sale |
101 |
23.3998 USD |
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USD 0.01 common |
Sale |
105 |
23.3876 USD |
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USD 0.01 common |
Sale |
106 |
23.1240 USD |
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USD 0.01 common |
Sale |
110 |
23.0900 USD |
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USD 0.01 common |
Sale |
111 |
23.2154 USD |
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USD 0.01 common |
Sale |
144 |
23.2522 USD |
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USD 0.01 common |
Sale |
178 |
23.1110 USD |
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USD 0.01 common |
Sale |
192 |
23.1656 USD |
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USD 0.01 common |
Sale |
200 |
23.1650 USD |
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USD 0.01 common |
Sale |
200 |
23.0650 USD |
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USD 0.01 common |
Sale |
200 |
23.1050 USD |
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USD 0.01 common |
Sale |
200 |
23.1950 USD |
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USD 0.01 common |
Sale |
203 |
23.1626 USD |
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USD 0.01 common |
Sale |
206 |
23.1627 USD |
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USD 0.01 common |
Sale |
209 |
23.1820 USD |
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USD 0.01 common |
Sale |
245 |
23.2027 USD |
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USD 0.01 common |
Sale |
330 |
23.1355 USD |
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USD 0.01 common |
Sale |
620 |
23.1748 USD |
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USD 0.01 common |
Sale |
797 |
23.1672 USD |
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USD 0.01 common |
Sale |
798 |
23.2100 USD |
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USD 0.01 common |
Sale |
800 |
23.1900 USD |
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USD 0.01 common |
Sale |
887 |
23.2864 USD |
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USD 0.01 common |
Sale |
1,453 |
23.1837 USD |
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USD 0.01 common |
Sale |
2,400 |
23.4200 USD |
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USD 0.01 common |
Sale |
2,909 |
23.3302 USD |
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USD 0.01 common |
Sale |
3,044 |
23.0637 USD |
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USD 0.01 common |
Sale |
3,044 |
23.0638 USD |
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USD 0.01 common |
Sale |
3,075 |
23.3409 USD |
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USD 0.01 common |
Sale |
3,177 |
23.2092 USD |
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USD 0.01 common |
Sale |
3,621 |
23.3324 USD |
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USD 0.01 common |
Sale |
3,925 |
23.3135 USD |
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USD 0.01 common |
Sale |
5,943 |
23.1623 USD |
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USD 0.01 common |
Sale |
6,025 |
23.2908 USD |
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USD 0.01 common |
Sale |
9,844 |
23.3784 USD |
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USD 0.01 common |
Sale |
13,005 |
23.2822 USD |
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USD 0.01 common |
Sale |
13,884 |
23.2875 USD |
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USD 0.01 common |
Sale |
14,568 |
23.2524 USD |
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USD 0.01 common |
Sale |
15,671 |
23.3856 USD |
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USD 0.01 common |
Sale |
16,275 |
23.1746 USD |
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USD 0.01 common |
Sale |
22,752 |
23.3900 USD |
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USD 0.01 common |
Sale |
22,899 |
23.2612 USD |
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USD 0.01 common |
Sale |
28,727 |
23.1800 USD |
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USD 0.01 common |
Sale |
30,693 |
23.2798 USD |
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USD 0.01 common |
Sale |
31,636 |
23.2346 USD |
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USD 0.01 common |
Sale |
34,799 |
23.2865 USD |
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USD 0.01 common |
Sale |
41,565 |
23.2194 USD |
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USD 0.01 common |
Sale |
74,419 |
23.1850 USD |
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USD 0.01 common |
Sale |
61,009 |
23.3864 USD |
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USD 0.01 common |
Sale |
247,723 |
23.3117 USD |
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USD 0.01 common |
Sale |
297,852 |
23.3069 USD |
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
13 Sep 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
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Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
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description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
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USD 0.01 common |
Put Options |
Purchased |
-31,310 |
23.0000 |
American |
18 Nov 2022 |
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USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully |
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understood: |
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