FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
|
|
|
|
|
|||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
|
|
||||
(e) |
Date position held/dealing undertaken: |
06 June 2022 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|||||
Class of relevant security: |
USD 0.01 common |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
1,118,232 |
0.19% |
767,458 |
0.13% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
1,141,295 |
0.20% |
2,524,152 |
0.44% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
2,259,527 |
0.39% |
3,291,610 |
0.57% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
security |
|
|
|
securities |
|
|
|
USD 0.01 common |
Purchase |
1 |
24.7500 USD |
||||
USD 0.01 common |
Purchase |
1 |
24.7800 USD |
||||
USD 0.01 common |
Purchase |
2 |
24.7600 USD |
||||
USD 0.01 common |
Purchase |
3 |
24.7633 USD |
||||
USD 0.01 common |
Purchase |
4 |
24.8275 USD |
||||
USD 0.01 common |
Purchase |
10 |
24.8400 USD |
||||
USD 0.01 common |
Purchase |
11 |
24.7200 USD |
||||
USD 0.01 common |
Purchase |
11 |
24.6950 USD |
||||
USD 0.01 common |
Purchase |
22 |
24.6925 USD |
||||
USD 0.01 common |
Purchase |
32 |
24.7203 USD |
||||
USD 0.01 common |
Purchase |
46 |
24.7745 USD |
||||
USD 0.01 common |
Purchase |
46 |
24.7719 USD |
||||
USD 0.01 common |
Purchase |
49 |
24.7328 USD |
||||
USD 0.01 common |
Purchase |
52 |
24.6882 USD |
||||
USD 0.01 common |
Purchase |
63 |
24.8215 USD |
||||
USD 0.01 common |
Purchase |
87 |
24.7386 USD |
||||
USD 0.01 common |
Purchase |
95 |
24.7412 USD |
||||
USD 0.01 common |
Purchase |
99 |
24.7424 USD |
||||
USD 0.01 common |
Purchase |
106 |
24.7221 USD |
||||
USD 0.01 common |
Purchase |
118 |
24.7266 USD |
||||
USD 0.01 common |
Purchase |
122 |
24.7045 USD |
||||
USD 0.01 common |
Purchase |
129 |
24.7566 USD |
||||
USD 0.01 common |
Purchase |
159 |
24.7150 USD |
||||
USD 0.01 common |
Purchase |
186 |
24.7634 USD |
||||
USD 0.01 common |
Purchase |
246 |
24.6850 USD |
||||
USD 0.01 common |
Purchase |
275 |
24.6800 USD |
||||
USD 0.01 common |
Purchase |
300 |
24.7000 USD |
||||
USD 0.01 common |
Purchase |
320 |
24.6631 USD |
||||
USD 0.01 common |
Purchase |
400 |
24.7275 USD |
||||
USD 0.01 common |
Purchase |
525 |
24.6657 USD |
||||
USD 0.01 common |
Purchase |
531 |
24.7112 USD |
||||
USD 0.01 common |
Purchase |
556 |
24.6828 USD |
||||
USD 0.01 common |
Purchase |
600 |
24.6658 USD |
||||
USD 0.01 common |
Purchase |
651 |
24.7139 USD |
||||
USD 0.01 common |
Purchase |
744 |
24.6985 USD |
||||
USD 0.01 common |
Purchase |
1,114 |
24.6650 USD |
||||
USD 0.01 common |
Purchase |
1,136 |
24.6779 USD |
||||
USD 0.01 common |
Purchase |
1,432 |
24.6475 USD |
||||
USD 0.01 common |
Purchase |
1,649 |
24.7258 USD |
||||
USD 0.01 common |
Purchase |
1,723 |
24.6682 USD |
||||
USD 0.01 common |
Purchase |
1,829 |
24.6668 USD |
||||
USD 0.01 common |
Purchase |
2,205 |
24.6700 USD |
||||
USD 0.01 common |
Purchase |
2,233 |
24.7235 USD |
||||
USD 0.01 common |
Purchase |
2,370 |
24.6500 USD |
||||
USD 0.01 common |
Purchase |
2,944 |
24.6675 USD |
||||
USD 0.01 common |
Purchase |
3,300 |
24.6672 USD |
||||
USD 0.01 common |
Purchase |
3,466 |
24.6635 USD |
||||
USD 0.01 common |
Purchase |
3,650 |
24.6847 USD |
||||
USD 0.01 common |
Purchase |
4,156 |
24.6645 USD |
||||
USD 0.01 common |
Purchase |
7,375 |
24.6693 USD |
||||
USD 0.01 common |
Purchase |
9,337 |
24.6685 USD |
||||
USD 0.01 common |
Purchase |
14,211 |
24.6523 USD |
||||
USD 0.01 common |
Purchase |
17,078 |
24.6716 USD |
||||
USD 0.01 common |
Purchase |
19,453 |
24.7120 USD |
||||
USD 0.01 common |
Purchase |
20,384 |
24.6755 USD |
||||
USD 0.01 common |
Purchase |
20,666 |
24.7067 USD |
||||
USD 0.01 common |
Purchase |
32,301 |
24.6512 USD |
||||
USD 0.01 common |
Purchase |
45,704 |
24.6691 USD |
||||
USD 0.01 common |
Purchase |
71,275 |
24.6932 USD |
||||
USD 0.01 common |
Purchase |
97,354 |
24.6627 USD |
||||
USD 0.01 common |
Sale |
7 |
24.6450 USD |
||||
USD 0.01 common |
Sale |
11 |
24.7695 USD |
||||
USD 0.01 common |
Sale |
21 |
24.6766 USD |
||||
USD 0.01 common |
Sale |
28 |
24.6375 USD |
||||
USD 0.01 common |
Sale |
35 |
24.6600 USD |
||||
USD 0.01 common |
Sale |
49 |
24.6514 USD |
||||
USD 0.01 common |
Sale |
52 |
24.7200 USD |
||||
USD 0.01 common |
Sale |
59 |
24.6900 USD |
||||
USD 0.01 common |
Sale |
86 |
24.6851 USD |
||||
USD 0.01 common |
Sale |
100 |
24.7000 USD |
||||
USD 0.01 common |
Sale |
101 |
24.6850 USD |
||||
USD 0.01 common |
Sale |
177 |
24.6800 USD |
||||
USD 0.01 common |
Sale |
200 |
24.6650 USD |
||||
USD 0.01 common |
Sale |
200 |
24.7400 USD |
||||
USD 0.01 common |
Sale |
211 |
24.6757 USD |
||||
USD 0.01 common |
Sale |
248 |
24.6914 USD |
||||
USD 0.01 common |
Sale |
300 |
24.6616 USD |
||||
USD 0.01 common |
Sale |
474 |
24.7600 USD |
||||
USD 0.01 common |
Sale |
482 |
24.6493 USD |
||||
USD 0.01 common |
Sale |
514 |
24.6350 USD |
||||
USD 0.01 common |
Sale |
519 |
24.6826 USD |
||||
USD 0.01 common |
Sale |
556 |
24.6828 USD |
||||
USD 0.01 common |
Sale |
601 |
24.7467 USD |
||||
USD 0.01 common |
Sale |
810 |
24.6620 USD |
||||
USD 0.01 common |
Sale |
872 |
24.7046 USD |
||||
USD 0.01 common |
Sale |
942 |
24.7531 USD |
||||
USD 0.01 common |
Sale |
1,300 |
24.6400 USD |
||||
USD 0.01 common |
Sale |
1,312 |
24.7165 USD |
||||
USD 0.01 common |
Sale |
2,732 |
24.6631 USD |
||||
USD 0.01 common |
Sale |
3,105 |
24.6415 USD |
||||
USD 0.01 common |
Sale |
3,687 |
24.8008 USD |
||||
USD 0.01 common |
Sale |
5,370 |
24.6770 USD |
||||
USD 0.01 common |
Sale |
8,141 |
24.6797 USD |
||||
USD 0.01 common |
Sale |
9,287 |
24.6505 USD |
||||
USD 0.01 common |
Sale |
14,022 |
24.6658 USD |
||||
USD 0.01 common |
Sale |
14,162 |
24.6934 USD |
||||
USD 0.01 common |
Sale |
14,211 |
24.6523 USD |
||||
USD 0.01 common |
Sale |
14,466 |
24.6664 USD |
||||
USD 0.01 common |
Sale |
21,626 |
24.6941 USD |
||||
USD 0.01 common |
Sale |
24,254 |
24.6500 USD |
||||
USD 0.01 common |
Sale |
32,618 |
24.7248 USD |
||||
USD 0.01 common |
Sale |
37,569 |
24.6838 USD |
||||
USD 0.01 common |
Sale |
177,961 |
24.6653 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|||
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|
||||||
(i) the voting rights of any relevant securities under any option; or |
|
||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
7 Jun 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|