FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,119,723 |
0.19% |
784,004 |
0.14% |
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(2) |
Cash-settled derivatives: |
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1,382,595 |
0.24% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,502,318 |
0.44% |
3,308,156 |
0.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
23.0050 USD |
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USD 0.01 common |
Purchase |
7 |
23.1500 USD |
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USD 0.01 common |
Purchase |
7 |
23.0900 USD |
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USD 0.01 common |
Purchase |
7 |
23.2500 USD |
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USD 0.01 common |
Purchase |
14 |
23.1550 USD |
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USD 0.01 common |
Purchase |
24 |
23.3100 USD |
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USD 0.01 common |
Purchase |
30 |
23.1346 USD |
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USD 0.01 common |
Purchase |
35 |
23.0800 USD |
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USD 0.01 common |
Purchase |
42 |
23.3000 USD |
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USD 0.01 common |
Purchase |
42 |
23.1333 USD |
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USD 0.01 common |
Purchase |
46 |
23.3050 USD |
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USD 0.01 common |
Purchase |
49 |
23.0828 USD |
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USD 0.01 common |
Purchase |
49 |
23.0771 USD |
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USD 0.01 common |
Purchase |
65 |
23.1086 USD |
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USD 0.01 common |
Purchase |
65 |
23.1638 USD |
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USD 0.01 common |
Purchase |
69 |
22.7400 EUR |
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USD 0.01 common |
Purchase |
90 |
23.1075 USD |
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USD 0.01 common |
Purchase |
97 |
23.3800 USD |
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USD 0.01 common |
Purchase |
97 |
23.1348 USD |
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USD 0.01 common |
Purchase |
98 |
23.1992 USD |
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USD 0.01 common |
Purchase |
103 |
22.9927 USD |
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USD 0.01 common |
Purchase |
126 |
23.0192 USD |
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USD 0.01 common |
Purchase |
139 |
23.1893 USD |
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USD 0.01 common |
Purchase |
148 |
23.1129 USD |
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USD 0.01 common |
Purchase |
152 |
23.1280 USD |
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USD 0.01 common |
Purchase |
163 |
23.0973 USD |
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USD 0.01 common |
Purchase |
217 |
23.1600 USD |
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USD 0.01 common |
Purchase |
223 |
23.1486 USD |
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USD 0.01 common |
Purchase |
256 |
23.0530 USD |
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USD 0.01 common |
Purchase |
300 |
23.2933 USD |
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USD 0.01 common |
Purchase |
335 |
23.5631 USD |
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USD 0.01 common |
Purchase |
341 |
23.2169 USD |
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USD 0.01 common |
Purchase |
699 |
23.2884 USD |
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USD 0.01 common |
Purchase |
700 |
23.1200 USD |
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USD 0.01 common |
Purchase |
700 |
23.2785 USD |
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USD 0.01 common |
Purchase |
764 |
23.2173 USD |
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USD 0.01 common |
Purchase |
882 |
23.1840 USD |
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USD 0.01 common |
Purchase |
996 |
23.0636 USD |
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USD 0.01 common |
Purchase |
1,038 |
23.0374 USD |
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USD 0.01 common |
Purchase |
1,200 |
23.2033 USD |
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USD 0.01 common |
Purchase |
1,609 |
23.2886 USD |
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USD 0.01 common |
Purchase |
1,903 |
23.3085 USD |
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USD 0.01 common |
Purchase |
3,182 |
23.2992 USD |
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USD 0.01 common |
Purchase |
3,607 |
23.3320 USD |
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USD 0.01 common |
Purchase |
3,662 |
23.1227 USD |
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USD 0.01 common |
Purchase |
3,848 |
23.3268 USD |
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USD 0.01 common |
Purchase |
4,386 |
23.2832 USD |
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USD 0.01 common |
Purchase |
7,553 |
23.2320 USD |
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USD 0.01 common |
Purchase |
12,967 |
23.2108 USD |
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USD 0.01 common |
Purchase |
18,628 |
23.0985 USD |
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USD 0.01 common |
Purchase |
24,321 |
22.9506 USD |
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USD 0.01 common |
Purchase |
29,447 |
23.1844 USD |
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USD 0.01 common |
Purchase |
36,334 |
23.2509 USD |
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USD 0.01 common |
Purchase |
39,232 |
23.3046 USD |
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USD 0.01 common |
Purchase |
41,674 |
23.2543 USD |
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USD 0.01 common |
Purchase |
44,104 |
23.2356 USD |
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USD 0.01 common |
Purchase |
47,107 |
23.1886 USD |
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USD 0.01 common |
Purchase |
61,346 |
22.9500 USD |
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USD 0.01 common |
Purchase |
74,091 |
23.3232 USD |
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USD 0.01 common |
Purchase |
256,578 |
23.1488 USD |
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USD 0.01 common |
Purchase |
262,682 |
23.3322 USD |
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USD 0.01 common |
Sale |
1 |
23.1100 USD |
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USD 0.01 common |
Sale |
5 |
23.3200 USD |
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USD 0.01 common |
Sale |
5 |
23.3040 USD |
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USD 0.01 common |
Sale |
7 |
23.2700 USD |
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USD 0.01 common |
Sale |
14 |
23.2500 USD |
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USD 0.01 common |
Sale |
28 |
23.3569 USD |
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USD 0.01 common |
Sale |
48 |
23.3050 USD |
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USD 0.01 common |
Sale |
56 |
23.1000 USD |
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USD 0.01 common |
Sale |
69 |
22.7400 EUR |
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USD 0.01 common |
Sale |
72 |
23.5500 USD |
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USD 0.01 common |
Sale |
100 |
22.9550 USD |
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USD 0.01 common |
Sale |
100 |
22.9650 USD |
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USD 0.01 common |
Sale |
100 |
23.1350 USD |
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USD 0.01 common |
Sale |
100 |
23.2400 USD |
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USD 0.01 common |
Sale |
116 |
23.0200 USD |
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USD 0.01 common |
Sale |
182 |
23.3300 USD |
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USD 0.01 common |
Sale |
192 |
23.9600 USD |
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USD 0.01 common |
Sale |
200 |
23.0150 USD |
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USD 0.01 common |
Sale |
220 |
23.0045 USD |
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USD 0.01 common |
Sale |
300 |
23.1400 USD |
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USD 0.01 common |
Sale |
335 |
23.5631 USD |
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USD 0.01 common |
Sale |
400 |
23.1887 USD |
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USD 0.01 common |
Sale |
500 |
23.0080 USD |
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USD 0.01 common |
Sale |
500 |
23.0900 USD |
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USD 0.01 common |
Sale |
515 |
23.0837 USD |
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USD 0.01 common |
Sale |
560 |
23.5015 USD |
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USD 0.01 common |
Sale |
600 |
23.1791 USD |
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USD 0.01 common |
Sale |
662 |
23.3101 USD |
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USD 0.01 common |
Sale |
700 |
23.1200 USD |
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USD 0.01 common |
Sale |
780 |
23.4773 USD |
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USD 0.01 common |
Sale |
800 |
23.0387 USD |
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USD 0.01 common |
Sale |
900 |
23.4405 USD |
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USD 0.01 common |
Sale |
900 |
23.0155 USD |
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USD 0.01 common |
Sale |
996 |
23.0636 USD |
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USD 0.01 common |
Sale |
1,020 |
23.0811 USD |
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USD 0.01 common |
Sale |
1,044 |
23.2188 USD |
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USD 0.01 common |
Sale |
1,155 |
23.2223 USD |
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USD 0.01 common |
Sale |
1,167 |
23.0100 USD |
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USD 0.01 common |
Sale |
1,200 |
23.1633 USD |
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USD 0.01 common |
Sale |
1,332 |
22.9567 USD |
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USD 0.01 common |
Sale |
1,348 |
23.0800 USD |
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USD 0.01 common |
Sale |
1,455 |
23.0806 USD |
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USD 0.01 common |
Sale |
1,700 |
23.0000 USD |
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USD 0.01 common |
Sale |
1,707 |
23.0140 USD |
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USD 0.01 common |
Sale |
2,205 |
23.2103 USD |
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USD 0.01 common |
Sale |
2,366 |
23.0170 USD |
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USD 0.01 common |
Sale |
2,625 |
23.1006 USD |
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USD 0.01 common |
Sale |
3,041 |
23.0120 USD |
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USD 0.01 common |
Sale |
3,413 |
23.3763 USD |
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USD 0.01 common |
Sale |
3,662 |
23.1227 USD |
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USD 0.01 common |
Sale |
3,994 |
23.2989 USD |
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USD 0.01 common |
Sale |
4,000 |
23.0420 USD |
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USD 0.01 common |
Sale |
5,514 |
23.0002 USD |
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USD 0.01 common |
Sale |
6,897 |
22.9508 USD |
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USD 0.01 common |
Sale |
7,466 |
23.3259 USD |
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USD 0.01 common |
Sale |
11,862 |
23.1465 USD |
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USD 0.01 common |
Sale |
12,208 |
23.2193 USD |
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USD 0.01 common |
Sale |
13,326 |
23.0277 USD |
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USD 0.01 common |
Sale |
17,663 |
23.2355 USD |
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USD 0.01 common |
Sale |
22,777 |
23.2868 USD |
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USD 0.01 common |
Sale |
27,605 |
23.2673 USD |
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USD 0.01 common |
Sale |
37,598 |
23.3065 USD |
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USD 0.01 common |
Sale |
55,918 |
23.3313 USD |
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USD 0.01 common |
Sale |
67,016 |
23.2429 USD |
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USD 0.01 common |
Sale |
74,965 |
22.9500 USD |
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USD 0.01 common |
Sale |
276,498 |
23.3298 USD |
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USD 0.01 common |
Sale |
351,365 |
23.1515 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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