Form 8.3 - NORTONLIFELOCK INC
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
13 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,204,547 |
0.21% |
889,415 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,382,595 |
0.24% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,587,142 |
0.45% |
3,413,567 |
0.59% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.4900 USD |
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USD 0.01 common |
Purchase |
4 |
22.3750 USD |
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USD 0.01 common |
Purchase |
20 |
22.1600 USD |
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USD 0.01 common |
Purchase |
68 |
22.2428 USD |
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USD 0.01 common |
Purchase |
69 |
22.2797 USD |
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USD 0.01 common |
Purchase |
100 |
22.4700 USD |
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USD 0.01 common |
Purchase |
100 |
22.2700 USD |
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USD 0.01 common |
Purchase |
101 |
22.3073 USD |
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USD 0.01 common |
Purchase |
102 |
22.2790 USD |
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USD 0.01 common |
Purchase |
137 |
22.3448 USD |
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USD 0.01 common |
Purchase |
163 |
22.2899 USD |
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USD 0.01 common |
Purchase |
169 |
22.2866 USD |
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USD 0.01 common |
Purchase |
200 |
22.2200 USD |
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USD 0.01 common |
Purchase |
300 |
22.2483 USD |
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USD 0.01 common |
Purchase |
300 |
22.5100 USD |
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USD 0.01 common |
Purchase |
300 |
22.1933 USD |
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USD 0.01 common |
Purchase |
326 |
22.3066 USD |
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USD 0.01 common |
Purchase |
334 |
22.2699 USD |
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USD 0.01 common |
Purchase |
368 |
22.2732 USD |
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USD 0.01 common |
Purchase |
394 |
22.4800 USD |
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USD 0.01 common |
Purchase |
400 |
22.1775 USD |
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USD 0.01 common |
Purchase |
401 |
22.2667 USD |
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USD 0.01 common |
Purchase |
414 |
22.4944 USD |
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USD 0.01 common |
Purchase |
465 |
22.2536 USD |
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USD 0.01 common |
Purchase |
468 |
22.2672 USD |
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USD 0.01 common |
Purchase |
542 |
22.3990 USD |
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USD 0.01 common |
Purchase |
600 |
22.4966 USD |
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USD 0.01 common |
Purchase |
600 |
22.2133 USD |
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USD 0.01 common |
Purchase |
637 |
22.3685 USD |
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USD 0.01 common |
Purchase |
700 |
22.4657 USD |
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USD 0.01 common |
Purchase |
700 |
22.2271 USD |
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USD 0.01 common |
Purchase |
714 |
22.2425 USD |
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USD 0.01 common |
Purchase |
774 |
22.2875 USD |
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USD 0.01 common |
Purchase |
800 |
22.2286 USD |
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USD 0.01 common |
Purchase |
800 |
22.4950 USD |
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USD 0.01 common |
Purchase |
900 |
22.2250 USD |
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USD 0.01 common |
Purchase |
1,000 |
22.2295 USD |
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USD 0.01 common |
Purchase |
1,247 |
22.2400 USD |
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USD 0.01 common |
Purchase |
1,258 |
22.5031 USD |
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USD 0.01 common |
Purchase |
1,300 |
22.2292 USD |
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USD 0.01 common |
Purchase |
1,400 |
22.5200 USD |
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USD 0.01 common |
Purchase |
1,400 |
22.3239 USD |
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USD 0.01 common |
Purchase |
1,500 |
22.2276 USD |
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USD 0.01 common |
Purchase |
1,544 |
22.2358 USD |
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USD 0.01 common |
Purchase |
1,700 |
22.5111 USD |
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USD 0.01 common |
Purchase |
1,712 |
22.4503 USD |
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USD 0.01 common |
Purchase |
1,920 |
22.4815 USD |
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USD 0.01 common |
Purchase |
2,119 |
22.2291 USD |
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USD 0.01 common |
Purchase |
2,378 |
22.2343 USD |
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USD 0.01 common |
Purchase |
2,441 |
22.2499 USD |
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USD 0.01 common |
Purchase |
2,542 |
22.4517 USD |
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USD 0.01 common |
Purchase |
2,597 |
22.2216 USD |
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USD 0.01 common |
Purchase |
3,748 |
22.4486 USD |
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USD 0.01 common |
Purchase |
4,209 |
22.4294 USD |
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USD 0.01 common |
Purchase |
4,629 |
22.4536 USD |
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USD 0.01 common |
Purchase |
4,936 |
22.2287 USD |
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USD 0.01 common |
Purchase |
7,766 |
22.4385 USD |
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USD 0.01 common |
Purchase |
8,411 |
22.5150 USD |
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USD 0.01 common |
Purchase |
9,192 |
22.2214 USD |
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USD 0.01 common |
Purchase |
11,693 |
22.2300 USD |
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USD 0.01 common |
Purchase |
13,934 |
22.1986 USD |
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USD 0.01 common |
Purchase |
14,417 |
22.3279 USD |
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USD 0.01 common |
Purchase |
17,246 |
22.2169 USD |
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USD 0.01 common |
Purchase |
17,695 |
22.5167 USD |
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USD 0.01 common |
Purchase |
18,160 |
22.4411 USD |
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USD 0.01 common |
Purchase |
21,519 |
22.2384 USD |
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USD 0.01 common |
Purchase |
29,751 |
22.3253 USD |
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USD 0.01 common |
Purchase |
39,093 |
22.3417 USD |
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USD 0.01 common |
Purchase |
40,887 |
22.3573 USD |
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USD 0.01 common |
Purchase |
42,668 |
22.4034 USD |
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USD 0.01 common |
Purchase |
64,167 |
22.4668 USD |
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USD 0.01 common |
Purchase |
72,380 |
22.2775 USD |
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USD 0.01 common |
Purchase |
73,441 |
22.4488 USD |
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USD 0.01 common |
Purchase |
101,897 |
22.2234 USD |
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USD 0.01 common |
Purchase |
121,737 |
22.4931 USD |
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USD 0.01 common |
Purchase |
230,000 |
22.4500 USD |
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USD 0.01 common |
Purchase |
361,556 |
22.3631 USD |
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USD 0.01 common |
Purchase |
365,428 |
22.2891 USD |
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USD 0.01 common |
Purchase |
1,341,703 |
22.4378 USD |
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USD 0.01 common |
Purchase |
5,128,793 |
22.4457 USD |
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USD 0.01 common |
Purchase |
7,484,975 |
22.4498 USD |
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USD 0.01 common |
Sale |
28 |
22.5100 USD |
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USD 0.01 common |
Sale |
35 |
22.6300 USD |
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USD 0.01 common |
Sale |
65 |
22.5800 USD |
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USD 0.01 common |
Sale |
70 |
22.6100 USD |
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USD 0.01 common |
Sale |
73 |
22.1600 USD |
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USD 0.01 common |
Sale |
94 |
22.4800 USD |
||||
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USD 0.01 common |
Sale |
100 |
22.2400 USD |
||||
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USD 0.01 common |
Sale |
100 |
22.5700 USD |
||||
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USD 0.01 common |
Sale |
105 |
22.5333 USD |
||||
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USD 0.01 common |
Sale |
137 |
22.3448 USD |
||||
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USD 0.01 common |
Sale |
138 |
22.2175 USD |
||||
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USD 0.01 common |
Sale |
140 |
22.5050 USD |
||||
|
USD 0.01 common |
Sale |
174 |
22.5572 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.3600 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.4325 USD |
||||
|
USD 0.01 common |
Sale |
202 |
22.4600 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.5000 USD |
||||
|
USD 0.01 common |
Sale |
400 |
22.4650 USD |
||||
|
USD 0.01 common |
Sale |
400 |
22.4675 USD |
||||
|
USD 0.01 common |
Sale |
401 |
22.2667 USD |
||||
|
USD 0.01 common |
Sale |
563 |
22.4400 USD |
||||
|
USD 0.01 common |
Sale |
600 |
22.5416 USD |
||||
|
USD 0.01 common |
Sale |
780 |
22.3450 USD |
||||
|
USD 0.01 common |
Sale |
783 |
22.1861 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.3250 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.5225 USD |
||||
|
USD 0.01 common |
Sale |
800 |
22.4687 USD |
||||
|
USD 0.01 common |
Sale |
843 |
22.3174 USD |
||||
|
USD 0.01 common |
Sale |
885 |
22.3591 USD |
||||
|
USD 0.01 common |
Sale |
1,008 |
22.3446 USD |
||||
|
USD 0.01 common |
Sale |
1,067 |
22.5253 USD |
||||
|
USD 0.01 common |
Sale |
1,173 |
22.3059 USD |
||||
|
USD 0.01 common |
Sale |
1,232 |
22.3666 USD |
||||
|
USD 0.01 common |
Sale |
1,300 |
22.3000 USD |
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|
USD 0.01 common |
Sale |
1,453 |
22.2969 USD |
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|
USD 0.01 common |
Sale |
1,494 |
22.2976 USD |
||||
|
USD 0.01 common |
Sale |
1,673 |
22.5537 USD |
||||
|
USD 0.01 common |
Sale |
1,982 |
22.4023 USD |
||||
|
USD 0.01 common |
Sale |
2,044 |
22.4644 USD |
||||
|
USD 0.01 common |
Sale |
2,158 |
22.5437 USD |
||||
|
USD 0.01 common |
Sale |
2,166 |
22.5102 USD |
||||
|
USD 0.01 common |
Sale |
2,731 |
22.5372 USD |
||||
|
USD 0.01 common |
Sale |
2,909 |
22.4873 USD |
||||
|
USD 0.01 common |
Sale |
2,945 |
22.3361 USD |
||||
|
USD 0.01 common |
Sale |
2,969 |
22.4586 USD |
||||
|
USD 0.01 common |
Sale |
3,034 |
22.5517 USD |
||||
|
USD 0.01 common |
Sale |
3,084 |
22.5394 USD |
||||
|
USD 0.01 common |
Sale |
3,400 |
22.3100 USD |
||||
|
USD 0.01 common |
Sale |
3,578 |
22.5495 USD |
||||
|
USD 0.01 common |
Sale |
3,655 |
22.2805 USD |
||||
|
USD 0.01 common |
Sale |
3,756 |
22.3902 USD |
||||
|
USD 0.01 common |
Sale |
4,000 |
22.3108 USD |
||||
|
USD 0.01 common |
Sale |
4,501 |
22.2685 USD |
||||
|
USD 0.01 common |
Sale |
4,743 |
22.2995 USD |
||||
|
USD 0.01 common |
Sale |
5,079 |
22.2632 USD |
||||
|
USD 0.01 common |
Sale |
5,756 |
22.4847 USD |
||||
|
USD 0.01 common |
Sale |
6,239 |
22.2980 USD |
||||
|
USD 0.01 common |
Sale |
6,629 |
22.2680 USD |
||||
|
USD 0.01 common |
Sale |
6,675 |
22.1830 USD |
||||
|
USD 0.01 common |
Sale |
7,314 |
22.5548 USD |
||||
|
USD 0.01 common |
Sale |
8,081 |
22.5190 USD |
||||
|
USD 0.01 common |
Sale |
8,572 |
22.5680 USD |
||||
|
USD 0.01 common |
Sale |
8,740 |
22.2017 USD |
||||
|
USD 0.01 common |
Sale |
9,349 |
22.4022 USD |
||||
|
USD 0.01 common |
Sale |
10,097 |
22.5558 USD |
||||
|
USD 0.01 common |
Sale |
10,370 |
22.6140 USD |
||||
|
USD 0.01 common |
Sale |
14,455 |
22.4950 USD |
||||
|
USD 0.01 common |
Sale |
15,484 |
22.5626 USD |
||||
|
USD 0.01 common |
Sale |
17,179 |
22.1837 USD |
||||
|
USD 0.01 common |
Sale |
18,947 |
22.5827 USD |
||||
|
USD 0.01 common |
Sale |
19,724 |
22.3869 USD |
||||
|
USD 0.01 common |
Sale |
20,789 |
22.3344 USD |
||||
|
USD 0.01 common |
Sale |
21,007 |
22.2330 USD |
||||
|
USD 0.01 common |
Sale |
22,414 |
22.3414 USD |
||||
|
USD 0.01 common |
Sale |
24,883 |
22.3382 USD |
||||
|
USD 0.01 common |
Sale |
29,546 |
22.3288 USD |
||||
|
USD 0.01 common |
Sale |
33,557 |
22.2309 USD |
||||
|
USD 0.01 common |
Sale |
35,445 |
22.4829 USD |
||||
|
USD 0.01 common |
Sale |
35,714 |
22.3037 USD |
||||
|
USD 0.01 common |
Sale |
39,980 |
22.3124 USD |
||||
|
USD 0.01 common |
Sale |
47,430 |
22.3217 USD |
||||
|
USD 0.01 common |
Sale |
49,013 |
22.5634 USD |
||||
|
USD 0.01 common |
Sale |
49,877 |
22.4733 USD |
||||
|
USD 0.01 common |
Sale |
56,212 |
22.2958 USD |
||||
|
USD 0.01 common |
Sale |
71,712 |
22.5060 USD |
||||
|
USD 0.01 common |
Sale |
80,245 |
22.4232 USD |
||||
|
USD 0.01 common |
Sale |
99,158 |
22.5245 USD |
||||
|
USD 0.01 common |
Sale |
99,599 |
22.2300 USD |
||||
|
USD 0.01 common |
Sale |
113,104 |
22.4700 USD |
||||
|
USD 0.01 common |
Sale |
134,922 |
22.5714 USD |
||||
|
USD 0.01 common |
Sale |
146,619 |
22.2842 USD |
||||
|
USD 0.01 common |
Sale |
188,557 |
22.3422 USD |
||||
|
USD 0.01 common |
Sale |
393,813 |
22.2931 USD |
||||
|
USD 0.01 common |
Sale |
401,789 |
22.3325 USD |
||||
|
USD 0.01 common |
Sale |
747,710 |
22.4500 USD |
||||
|
USD 0.01 common |
Sale |
1,344,526 |
22.4378 USD |
||||
|
USD 0.01 common |
Sale |
3,628,210 |
22.4231 USD |
||||
|
USD 0.01 common |
Sale |
7,482,054 |
22.4499 USD |
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|
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|
(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
|
selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
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|
security |
|
|
|
applicable) |
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||||
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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