Form 8.3 - NORTONLIFELOCK INC
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
15 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,143,945 |
0.20% |
1,086,703 |
0.19% |
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(2) |
Cash-settled derivatives: |
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1,141,295 |
0.20% |
2,524,152 |
0.44% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,285,240 |
0.40% |
3,610,855 |
0.63% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.0700 USD |
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USD 0.01 common |
Purchase |
3 |
22.0400 USD |
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USD 0.01 common |
Purchase |
4 |
22.0525 USD |
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USD 0.01 common |
Purchase |
6 |
22.0266 USD |
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USD 0.01 common |
Purchase |
8 |
22.0512 USD |
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USD 0.01 common |
Purchase |
9 |
21.9866 USD |
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USD 0.01 common |
Purchase |
12 |
22.0650 USD |
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USD 0.01 common |
Purchase |
16 |
22.0950 USD |
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USD 0.01 common |
Purchase |
22 |
21.9636 USD |
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USD 0.01 common |
Purchase |
24 |
21.9233 USD |
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USD 0.01 common |
Purchase |
29 |
21.9700 USD |
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USD 0.01 common |
Purchase |
40 |
21.9620 USD |
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USD 0.01 common |
Purchase |
43 |
21.8700 USD |
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USD 0.01 common |
Purchase |
72 |
22.0800 USD |
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USD 0.01 common |
Purchase |
99 |
22.0087 USD |
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USD 0.01 common |
Purchase |
106 |
22.1699 USD |
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USD 0.01 common |
Purchase |
106 |
22.0590 USD |
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USD 0.01 common |
Purchase |
106 |
22.1163 USD |
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USD 0.01 common |
Purchase |
108 |
22.2420 USD |
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USD 0.01 common |
Purchase |
110 |
22.0600 USD |
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USD 0.01 common |
Purchase |
112 |
21.2650 EUR |
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USD 0.01 common |
Purchase |
130 |
22.0134 USD |
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USD 0.01 common |
Purchase |
171 |
21.9442 USD |
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USD 0.01 common |
Purchase |
175 |
21.9793 USD |
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USD 0.01 common |
Purchase |
183 |
21.9856 USD |
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USD 0.01 common |
Purchase |
193 |
22.0098 USD |
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USD 0.01 common |
Purchase |
197 |
22.0189 USD |
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USD 0.01 common |
Purchase |
209 |
21.9805 USD |
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USD 0.01 common |
Purchase |
227 |
22.0021 USD |
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USD 0.01 common |
Purchase |
259 |
22.0025 USD |
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USD 0.01 common |
Purchase |
286 |
21.9984 USD |
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USD 0.01 common |
Purchase |
300 |
22.0150 USD |
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USD 0.01 common |
Purchase |
300 |
21.9883 USD |
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USD 0.01 common |
Purchase |
305 |
22.1597 USD |
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USD 0.01 common |
Purchase |
375 |
22.1466 USD |
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USD 0.01 common |
Purchase |
379 |
21.9989 USD |
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USD 0.01 common |
Purchase |
406 |
22.2121 USD |
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USD 0.01 common |
Purchase |
444 |
21.8411 USD |
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USD 0.01 common |
Purchase |
491 |
21.8851 USD |
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USD 0.01 common |
Purchase |
500 |
22.0100 USD |
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USD 0.01 common |
Purchase |
529 |
22.0325 USD |
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USD 0.01 common |
Purchase |
571 |
22.0943 USD |
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USD 0.01 common |
Purchase |
578 |
21.9185 USD |
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USD 0.01 common |
Purchase |
611 |
21.9234 USD |
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USD 0.01 common |
Purchase |
612 |
21.8881 USD |
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USD 0.01 common |
Purchase |
620 |
21.8870 USD |
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USD 0.01 common |
Purchase |
700 |
22.0042 USD |
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USD 0.01 common |
Purchase |
800 |
21.9181 USD |
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USD 0.01 common |
Purchase |
827 |
22.0125 USD |
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USD 0.01 common |
Purchase |
859 |
21.9600 USD |
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USD 0.01 common |
Purchase |
912 |
21.9300 USD |
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USD 0.01 common |
Purchase |
1,008 |
22.1299 USD |
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USD 0.01 common |
Purchase |
1,209 |
21.8563 USD |
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USD 0.01 common |
Purchase |
1,658 |
21.8644 USD |
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USD 0.01 common |
Purchase |
1,775 |
22.1285 USD |
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USD 0.01 common |
Purchase |
1,833 |
21.8882 USD |
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USD 0.01 common |
Purchase |
1,899 |
21.9780 USD |
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USD 0.01 common |
Purchase |
2,023 |
21.9884 USD |
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USD 0.01 common |
Purchase |
2,106 |
21.9761 USD |
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USD 0.01 common |
Purchase |
2,308 |
22.0492 USD |
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USD 0.01 common |
Purchase |
2,900 |
22.1318 USD |
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USD 0.01 common |
Purchase |
3,032 |
21.9931 USD |
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USD 0.01 common |
Purchase |
3,848 |
22.0324 USD |
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USD 0.01 common |
Purchase |
3,872 |
22.1294 USD |
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USD 0.01 common |
Purchase |
3,958 |
22.1296 USD |
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USD 0.01 common |
Purchase |
4,077 |
21.9900 USD |
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USD 0.01 common |
Purchase |
5,938 |
21.9791 USD |
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USD 0.01 common |
Purchase |
6,147 |
22.1202 USD |
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USD 0.01 common |
Purchase |
7,104 |
21.9850 USD |
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USD 0.01 common |
Purchase |
7,769 |
22.0819 USD |
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USD 0.01 common |
Purchase |
7,807 |
21.9978 USD |
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USD 0.01 common |
Purchase |
8,433 |
21.9903 USD |
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USD 0.01 common |
Purchase |
9,505 |
22.0200 USD |
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USD 0.01 common |
Purchase |
10,854 |
21.9936 USD |
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USD 0.01 common |
Purchase |
11,183 |
22.1297 USD |
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USD 0.01 common |
Purchase |
12,031 |
22.0157 USD |
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USD 0.01 common |
Purchase |
13,872 |
22.0293 USD |
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USD 0.01 common |
Purchase |
15,060 |
22.0062 USD |
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USD 0.01 common |
Purchase |
16,235 |
21.9965 USD |
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USD 0.01 common |
Purchase |
17,182 |
22.0040 USD |
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USD 0.01 common |
Purchase |
21,631 |
21.9996 USD |
||||
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USD 0.01 common |
Purchase |
25,689 |
21.9917 USD |
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USD 0.01 common |
Purchase |
30,788 |
22.0372 USD |
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USD 0.01 common |
Purchase |
32,703 |
22.0232 USD |
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USD 0.01 common |
Purchase |
40,413 |
22.1300 USD |
||||
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USD 0.01 common |
Purchase |
44,971 |
22.0513 USD |
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USD 0.01 common |
Purchase |
77,085 |
22.2307 USD |
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USD 0.01 common |
Purchase |
103,890 |
22.1213 USD |
||||
|
USD 0.01 common |
Purchase |
106,900 |
22.2442 USD |
||||
|
USD 0.01 common |
Purchase |
108,595 |
22.0416 USD |
||||
|
USD 0.01 common |
Purchase |
140,297 |
22.0317 USD |
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|
USD 0.01 common |
Purchase |
143,685 |
22.0228 USD |
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|
USD 0.01 common |
Purchase |
216,364 |
22.0000 USD |
||||
|
USD 0.01 common |
Purchase |
224,008 |
22.0032 USD |
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USD 0.01 common |
Purchase |
688,668 |
22.0806 USD |
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USD 0.01 common |
Sale |
5 |
21.9700 USD |
||||
|
USD 0.01 common |
Sale |
8 |
22.0100 USD |
||||
|
USD 0.01 common |
Sale |
8 |
22.1800 USD |
||||
|
USD 0.01 common |
Sale |
16 |
22.1750 USD |
||||
|
USD 0.01 common |
Sale |
24 |
22.0733 USD |
||||
|
USD 0.01 common |
Sale |
24 |
22.2066 USD |
||||
|
USD 0.01 common |
Sale |
29 |
22.1096 USD |
||||
|
USD 0.01 common |
Sale |
35 |
21.8700 USD |
||||
|
USD 0.01 common |
Sale |
40 |
22.1340 USD |
||||
|
USD 0.01 common |
Sale |
72 |
22.0933 USD |
||||
|
USD 0.01 common |
Sale |
73 |
22.1099 USD |
||||
|
USD 0.01 common |
Sale |
110 |
22.0600 USD |
||||
|
USD 0.01 common |
Sale |
112 |
21.2650 EUR |
||||
|
USD 0.01 common |
Sale |
137 |
22.1312 USD |
||||
|
USD 0.01 common |
Sale |
159 |
22.2737 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.1225 USD |
||||
|
USD 0.01 common |
Sale |
200 |
22.2150 USD |
||||
|
USD 0.01 common |
Sale |
256 |
22.2217 USD |
||||
|
USD 0.01 common |
Sale |
295 |
22.2091 USD |
||||
|
USD 0.01 common |
Sale |
300 |
22.1200 USD |
||||
|
USD 0.01 common |
Sale |
318 |
22.2176 USD |
||||
|
USD 0.01 common |
Sale |
339 |
22.1078 USD |
||||
|
USD 0.01 common |
Sale |
370 |
22.2321 USD |
||||
|
USD 0.01 common |
Sale |
437 |
22.1217 USD |
||||
|
USD 0.01 common |
Sale |
500 |
22.1590 USD |
||||
|
USD 0.01 common |
Sale |
582 |
21.9879 USD |
||||
|
USD 0.01 common |
Sale |
600 |
22.1408 USD |
||||
|
USD 0.01 common |
Sale |
666 |
22.1175 USD |
||||
|
USD 0.01 common |
Sale |
700 |
21.9892 USD |
||||
|
USD 0.01 common |
Sale |
715 |
22.1381 USD |
||||
|
USD 0.01 common |
Sale |
733 |
22.1300 USD |
||||
|
USD 0.01 common |
Sale |
763 |
22.0038 USD |
||||
|
USD 0.01 common |
Sale |
832 |
22.1350 USD |
||||
|
USD 0.01 common |
Sale |
853 |
22.0706 USD |
||||
|
USD 0.01 common |
Sale |
898 |
22.0550 USD |
||||
|
USD 0.01 common |
Sale |
1,008 |
22.1299 USD |
||||
|
USD 0.01 common |
Sale |
1,100 |
22.1263 USD |
||||
|
USD 0.01 common |
Sale |
1,309 |
22.0528 USD |
||||
|
USD 0.01 common |
Sale |
1,592 |
22.1400 USD |
||||
|
USD 0.01 common |
Sale |
1,688 |
21.9818 USD |
||||
|
USD 0.01 common |
Sale |
2,507 |
22.0276 USD |
||||
|
USD 0.01 common |
Sale |
2,600 |
22.1308 USD |
||||
|
USD 0.01 common |
Sale |
2,769 |
22.1404 USD |
||||
|
USD 0.01 common |
Sale |
2,852 |
22.1335 USD |
||||
|
USD 0.01 common |
Sale |
3,109 |
22.0446 USD |
||||
|
USD 0.01 common |
Sale |
3,168 |
22.0637 USD |
||||
|
USD 0.01 common |
Sale |
3,559 |
22.1326 USD |
||||
|
USD 0.01 common |
Sale |
3,596 |
22.0610 USD |
||||
|
USD 0.01 common |
Sale |
3,600 |
21.9934 USD |
||||
|
USD 0.01 common |
Sale |
4,251 |
22.0303 USD |
||||
|
USD 0.01 common |
Sale |
4,283 |
22.1072 USD |
||||
|
USD 0.01 common |
Sale |
5,053 |
22.1321 USD |
||||
|
USD 0.01 common |
Sale |
5,135 |
22.0167 USD |
||||
|
USD 0.01 common |
Sale |
5,756 |
22.0302 USD |
||||
|
USD 0.01 common |
Sale |
5,987 |
22.0474 USD |
||||
|
USD 0.01 common |
Sale |
6,042 |
22.1369 USD |
||||
|
USD 0.01 common |
Sale |
6,102 |
22.1352 USD |
||||
|
USD 0.01 common |
Sale |
6,519 |
22.0266 USD |
||||
|
USD 0.01 common |
Sale |
7,376 |
22.1345 USD |
||||
|
USD 0.01 common |
Sale |
7,482 |
22.0142 USD |
||||
|
USD 0.01 common |
Sale |
8,723 |
22.0828 USD |
||||
|
USD 0.01 common |
Sale |
9,763 |
22.0412 USD |
||||
|
USD 0.01 common |
Sale |
10,539 |
21.8803 USD |
||||
|
USD 0.01 common |
Sale |
11,613 |
22.1140 USD |
||||
|
USD 0.01 common |
Sale |
11,636 |
22.1363 USD |
||||
|
USD 0.01 common |
Sale |
11,889 |
22.0617 USD |
||||
|
USD 0.01 common |
Sale |
12,031 |
22.0423 USD |
||||
|
USD 0.01 common |
Sale |
13,267 |
22.0969 USD |
||||
|
USD 0.01 common |
Sale |
17,601 |
22.1280 USD |
||||
|
USD 0.01 common |
Sale |
18,176 |
22.1088 USD |
||||
|
USD 0.01 common |
Sale |
18,256 |
22.0584 USD |
||||
|
USD 0.01 common |
Sale |
21,773 |
22.0460 USD |
||||
|
USD 0.01 common |
Sale |
27,398 |
22.0583 USD |
||||
|
USD 0.01 common |
Sale |
34,054 |
22.0475 USD |
||||
|
USD 0.01 common |
Sale |
37,183 |
22.0428 USD |
||||
|
USD 0.01 common |
Sale |
37,822 |
22.0515 USD |
||||
|
USD 0.01 common |
Sale |
40,000 |
22.0586 USD |
||||
|
USD 0.01 common |
Sale |
40,667 |
22.0567 USD |
||||
|
USD 0.01 common |
Sale |
55,000 |
22.0800 USD |
||||
|
USD 0.01 common |
Sale |
69,113 |
22.0457 USD |
||||
|
USD 0.01 common |
Sale |
73,163 |
22.0000 USD |
||||
|
USD 0.01 common |
Sale |
77,385 |
22.2303 USD |
||||
|
USD 0.01 common |
Sale |
84,798 |
22.0002 USD |
||||
|
USD 0.01 common |
Sale |
101,846 |
22.1210 USD |
||||
|
USD 0.01 common |
Sale |
106,900 |
22.2442 USD |
||||
|
USD 0.01 common |
Sale |
118,308 |
22.0421 USD |
||||
|
USD 0.01 common |
Sale |
123,247 |
22.0200 USD |
||||
|
USD 0.01 common |
Sale |
142,034 |
22.0202 USD |
||||
|
USD 0.01 common |
Sale |
168,541 |
22.0471 USD |
||||
|
USD 0.01 common |
Sale |
500,000 |
22.0344 USD |
||||
|
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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||||
|
(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
16 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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