Form 8.3 - NORTONLIFELOCK INC
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
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NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
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22 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,172,768 |
0.20% |
885,757 |
0.15% |
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(2) |
Cash-settled derivatives: |
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458,188 |
0.08% |
1,868,008 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,630,956 |
0.28% |
2,753,765 |
0.47% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
27.4700 USD |
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USD 0.01 common |
Purchase |
2 |
27.4200 USD |
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USD 0.01 common |
Purchase |
2 |
27.4950 USD |
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USD 0.01 common |
Purchase |
2 |
27.4500 USD |
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USD 0.01 common |
Purchase |
2 |
27.4250 USD |
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USD 0.01 common |
Purchase |
3 |
27.3933 USD |
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USD 0.01 common |
Purchase |
3 |
27.4033 USD |
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USD 0.01 common |
Purchase |
4 |
27.3175 USD |
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USD 0.01 common |
Purchase |
7 |
27.3814 USD |
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USD 0.01 common |
Purchase |
8 |
27.5000 USD |
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USD 0.01 common |
Purchase |
11 |
27.4600 USD |
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USD 0.01 common |
Purchase |
19 |
27.3744 USD |
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USD 0.01 common |
Purchase |
32 |
27.4162 USD |
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USD 0.01 common |
Purchase |
74 |
27.4300 USD |
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USD 0.01 common |
Purchase |
81 |
27.2103 USD |
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USD 0.01 common |
Purchase |
94 |
27.3800 USD |
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USD 0.01 common |
Purchase |
100 |
27.4400 USD |
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USD 0.01 common |
Purchase |
104 |
27.1892 USD |
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USD 0.01 common |
Purchase |
108 |
27.4468 USD |
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USD 0.01 common |
Purchase |
108 |
27.4492 USD |
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USD 0.01 common |
Purchase |
116 |
27.2090 USD |
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USD 0.01 common |
Purchase |
148 |
27.4577 USD |
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USD 0.01 common |
Purchase |
150 |
27.2450 USD |
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USD 0.01 common |
Purchase |
156 |
27.4341 USD |
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USD 0.01 common |
Purchase |
156 |
27.4697 USD |
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USD 0.01 common |
Purchase |
191 |
27.1990 USD |
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USD 0.01 common |
Purchase |
197 |
27.3942 USD |
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USD 0.01 common |
Purchase |
348 |
27.4579 USD |
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USD 0.01 common |
Purchase |
358 |
27.4342 USD |
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USD 0.01 common |
Purchase |
422 |
27.5189 USD |
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USD 0.01 common |
Purchase |
424 |
27.4972 USD |
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USD 0.01 common |
Purchase |
461 |
27.4150 USD |
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USD 0.01 common |
Purchase |
486 |
27.4773 USD |
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USD 0.01 common |
Purchase |
800 |
27.4800 USD |
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USD 0.01 common |
Purchase |
833 |
27.2151 USD |
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USD 0.01 common |
Purchase |
1,169 |
27.3471 USD |
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USD 0.01 common |
Purchase |
1,173 |
27.2282 USD |
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USD 0.01 common |
Purchase |
1,400 |
27.2350 USD |
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USD 0.01 common |
Purchase |
1,551 |
27.4193 USD |
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USD 0.01 common |
Purchase |
1,590 |
27.3596 USD |
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USD 0.01 common |
Purchase |
2,778 |
27.4398 USD |
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USD 0.01 common |
Purchase |
2,850 |
27.2400 USD |
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USD 0.01 common |
Purchase |
2,855 |
27.3902 USD |
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USD 0.01 common |
Purchase |
3,100 |
27.2341 USD |
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USD 0.01 common |
Purchase |
3,208 |
27.4571 USD |
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USD 0.01 common |
Purchase |
3,294 |
27.4483 USD |
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USD 0.01 common |
Purchase |
3,585 |
27.4246 USD |
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USD 0.01 common |
Purchase |
3,699 |
27.3017 USD |
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USD 0.01 common |
Purchase |
6,832 |
27.3265 USD |
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USD 0.01 common |
Purchase |
7,005 |
27.3728 USD |
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USD 0.01 common |
Purchase |
13,268 |
27.4864 USD |
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USD 0.01 common |
Purchase |
15,100 |
27.3000 USD |
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USD 0.01 common |
Purchase |
24,075 |
27.2108 USD |
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USD 0.01 common |
Purchase |
27,894 |
27.2368 USD |
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USD 0.01 common |
Purchase |
36,842 |
27.4387 USD |
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USD 0.01 common |
Purchase |
46,520 |
27.3905 USD |
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USD 0.01 common |
Purchase |
94,067 |
27.3107 USD |
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USD 0.01 common |
Purchase |
96,324 |
27.3900 USD |
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USD 0.01 common |
Sale |
3 |
27.4400 USD |
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USD 0.01 common |
Sale |
3 |
27.4200 USD |
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USD 0.01 common |
Sale |
3 |
27.2000 USD |
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USD 0.01 common |
Sale |
3 |
27.4100 USD |
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USD 0.01 common |
Sale |
9 |
27.4066 USD |
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USD 0.01 common |
Sale |
12 |
27.4000 USD |
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USD 0.01 common |
Sale |
28 |
27.1200 USD |
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USD 0.01 common |
Sale |
50 |
27.3500 USD |
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USD 0.01 common |
Sale |
60 |
27.2100 USD |
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USD 0.01 common |
Sale |
100 |
27.1000 USD |
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USD 0.01 common |
Sale |
100 |
27.0450 USD |
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USD 0.01 common |
Sale |
100 |
27.4350 USD |
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USD 0.01 common |
Sale |
100 |
27.0300 USD |
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USD 0.01 common |
Sale |
100 |
27.3550 USD |
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USD 0.01 common |
Sale |
100 |
27.4550 USD |
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USD 0.01 common |
Sale |
100 |
27.2700 USD |
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USD 0.01 common |
Sale |
100 |
27.2145 USD |
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USD 0.01 common |
Sale |
100 |
27.1800 USD |
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USD 0.01 common |
Sale |
167 |
27.4489 USD |
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USD 0.01 common |
Sale |
171 |
27.4500 USD |
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USD 0.01 common |
Sale |
200 |
27.0500 USD |
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USD 0.01 common |
Sale |
200 |
27.0750 USD |
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USD 0.01 common |
Sale |
200 |
27.4625 USD |
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USD 0.01 common |
Sale |
200 |
27.0525 USD |
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USD 0.01 common |
Sale |
200 |
27.0550 USD |
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USD 0.01 common |
Sale |
260 |
27.4600 USD |
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USD 0.01 common |
Sale |
300 |
27.4616 USD |
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USD 0.01 common |
Sale |
300 |
27.4700 USD |
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USD 0.01 common |
Sale |
303 |
27.4300 USD |
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USD 0.01 common |
Sale |
400 |
27.0650 USD |
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USD 0.01 common |
Sale |
437 |
27.4457 USD |
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USD 0.01 common |
Sale |
473 |
27.0276 USD |
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USD 0.01 common |
Sale |
507 |
27.0474 USD |
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USD 0.01 common |
Sale |
541 |
27.2869 USD |
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USD 0.01 common |
Sale |
554 |
27.4260 USD |
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USD 0.01 common |
Sale |
677 |
27.0577 USD |
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USD 0.01 common |
Sale |
900 |
27.4800 USD |
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USD 0.01 common |
Sale |
1,604 |
27.4571 USD |
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USD 0.01 common |
Sale |
1,609 |
27.4506 USD |
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USD 0.01 common |
Sale |
1,676 |
27.4692 USD |
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USD 0.01 common |
Sale |
2,432 |
27.4334 USD |
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USD 0.01 common |
Sale |
2,751 |
27.4708 USD |
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USD 0.01 common |
Sale |
3,158 |
27.2435 USD |
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USD 0.01 common |
Sale |
3,294 |
27.4483 USD |
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USD 0.01 common |
Sale |
3,435 |
27.2788 USD |
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USD 0.01 common |
Sale |
6,480 |
27.3442 USD |
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USD 0.01 common |
Sale |
8,184 |
27.3882 USD |
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USD 0.01 common |
Sale |
12,200 |
27.5004 USD |
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USD 0.01 common |
Sale |
19,885 |
27.1751 USD |
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USD 0.01 common |
Sale |
21,441 |
27.2045 USD |
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USD 0.01 common |
Sale |
31,188 |
27.4362 USD |
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USD 0.01 common |
Sale |
48,342 |
27.3900 USD |
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USD 0.01 common |
Sale |
53,425 |
27.3880 USD |
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USD 0.01 common |
Sale |
103,922 |
27.3137 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
23 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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