Form 8.3 -NORTONLIFELOCK INC
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
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NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
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23 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,186,919 |
0.20% |
914,874 |
0.16% |
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(2) |
Cash-settled derivatives: |
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458,188 |
0.08% |
1,868,008 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,645,107 |
0.28% |
2,782,882 |
0.48% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
4 |
27.2775 USD |
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USD 0.01 common |
Purchase |
5 |
27.2280 USD |
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USD 0.01 common |
Purchase |
24 |
27.3364 USD |
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USD 0.01 common |
Purchase |
25 |
27.2798 USD |
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USD 0.01 common |
Purchase |
25 |
27.3476 USD |
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USD 0.01 common |
Purchase |
25 |
27.3198 USD |
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USD 0.01 common |
Purchase |
26 |
27.2898 USD |
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USD 0.01 common |
Purchase |
34 |
27.3923 USD |
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USD 0.01 common |
Purchase |
40 |
27.3800 USD |
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USD 0.01 common |
Purchase |
44 |
27.3409 USD |
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USD 0.01 common |
Purchase |
48 |
27.3202 USD |
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USD 0.01 common |
Purchase |
50 |
27.3534 USD |
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USD 0.01 common |
Purchase |
50 |
27.3058 USD |
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USD 0.01 common |
Purchase |
84 |
27.3750 USD |
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USD 0.01 common |
Purchase |
96 |
27.3271 USD |
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USD 0.01 common |
Purchase |
100 |
27.2850 USD |
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USD 0.01 common |
Purchase |
100 |
27.2250 USD |
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USD 0.01 common |
Purchase |
102 |
27.2896 USD |
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USD 0.01 common |
Purchase |
104 |
27.3828 USD |
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USD 0.01 common |
Purchase |
122 |
27.3547 USD |
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USD 0.01 common |
Purchase |
132 |
27.3962 USD |
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USD 0.01 common |
Purchase |
142 |
27.2450 USD |
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USD 0.01 common |
Purchase |
156 |
27.3674 USD |
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USD 0.01 common |
Purchase |
190 |
27.1700 USD |
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USD 0.01 common |
Purchase |
200 |
27.3400 USD |
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USD 0.01 common |
Purchase |
201 |
27.2549 USD |
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USD 0.01 common |
Purchase |
203 |
27.3949 USD |
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USD 0.01 common |
Purchase |
218 |
27.2445 USD |
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USD 0.01 common |
Purchase |
221 |
27.3531 USD |
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USD 0.01 common |
Purchase |
300 |
27.3416 USD |
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USD 0.01 common |
Purchase |
304 |
27.2300 USD |
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USD 0.01 common |
Purchase |
698 |
27.2800 USD |
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USD 0.01 common |
Purchase |
717 |
27.3207 USD |
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USD 0.01 common |
Purchase |
832 |
27.4105 USD |
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USD 0.01 common |
Purchase |
882 |
27.2964 USD |
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USD 0.01 common |
Purchase |
958 |
27.2263 USD |
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USD 0.01 common |
Purchase |
1,002 |
27.4353 USD |
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USD 0.01 common |
Purchase |
1,113 |
27.2711 USD |
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USD 0.01 common |
Purchase |
1,266 |
27.2900 USD |
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USD 0.01 common |
Purchase |
1,369 |
27.2607 USD |
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USD 0.01 common |
Purchase |
1,750 |
27.2820 USD |
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USD 0.01 common |
Purchase |
2,010 |
27.2638 USD |
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USD 0.01 common |
Purchase |
4,400 |
27.3656 USD |
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USD 0.01 common |
Purchase |
7,550 |
27.1000 USD |
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USD 0.01 common |
Purchase |
8,399 |
27.2761 USD |
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USD 0.01 common |
Purchase |
9,000 |
27.2727 USD |
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USD 0.01 common |
Purchase |
9,953 |
27.2890 USD |
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USD 0.01 common |
Purchase |
11,085 |
27.2960 USD |
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USD 0.01 common |
Purchase |
12,180 |
27.2200 USD |
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USD 0.01 common |
Purchase |
31,629 |
27.4355 USD |
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USD 0.01 common |
Purchase |
47,257 |
27.3321 USD |
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USD 0.01 common |
Purchase |
56,856 |
27.4400 USD |
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USD 0.01 common |
Purchase |
99,985 |
27.4064 USD |
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USD 0.01 common |
Sale |
20 |
27.2600 USD |
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USD 0.01 common |
Sale |
23 |
27.4000 USD |
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USD 0.01 common |
Sale |
24 |
27.3266 USD |
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USD 0.01 common |
Sale |
50 |
27.3900 USD |
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USD 0.01 common |
Sale |
52 |
27.2503 USD |
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USD 0.01 common |
Sale |
56 |
27.2828 USD |
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USD 0.01 common |
Sale |
68 |
27.2976 USD |
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USD 0.01 common |
Sale |
80 |
27.2850 USD |
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USD 0.01 common |
Sale |
84 |
27.2942 USD |
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USD 0.01 common |
Sale |
89 |
27.3137 USD |
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USD 0.01 common |
Sale |
100 |
27.3450 USD |
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USD 0.01 common |
Sale |
100 |
27.2250 USD |
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USD 0.01 common |
Sale |
104 |
27.2911 USD |
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USD 0.01 common |
Sale |
108 |
27.3980 USD |
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USD 0.01 common |
Sale |
144 |
27.3731 USD |
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USD 0.01 common |
Sale |
198 |
27.2800 USD |
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USD 0.01 common |
Sale |
200 |
27.3400 USD |
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USD 0.01 common |
Sale |
200 |
27.3525 USD |
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USD 0.01 common |
Sale |
336 |
27.3176 USD |
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USD 0.01 common |
Sale |
400 |
27.3750 USD |
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USD 0.01 common |
Sale |
415 |
27.3700 USD |
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USD 0.01 common |
Sale |
461 |
27.3586 USD |
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USD 0.01 common |
Sale |
463 |
27.2876 USD |
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USD 0.01 common |
Sale |
824 |
27.3652 USD |
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USD 0.01 common |
Sale |
900 |
27.3500 USD |
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USD 0.01 common |
Sale |
1,486 |
27.3956 USD |
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USD 0.01 common |
Sale |
1,492 |
27.3829 USD |
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USD 0.01 common |
Sale |
1,690 |
27.3287 USD |
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USD 0.01 common |
Sale |
1,869 |
27.4164 USD |
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USD 0.01 common |
Sale |
2,200 |
27.3656 USD |
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USD 0.01 common |
Sale |
2,898 |
27.2571 USD |
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USD 0.01 common |
Sale |
3,985 |
27.2892 USD |
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USD 0.01 common |
Sale |
4,423 |
27.2726 USD |
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USD 0.01 common |
Sale |
4,883 |
27.3585 USD |
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USD 0.01 common |
Sale |
5,511 |
27.2999 USD |
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USD 0.01 common |
Sale |
5,949 |
27.2884 USD |
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USD 0.01 common |
Sale |
10,169 |
27.4365 USD |
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USD 0.01 common |
Sale |
11,325 |
27.1970 USD |
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USD 0.01 common |
Sale |
70,080 |
27.3136 USD |
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USD 0.01 common |
Sale |
76,642 |
27.4400 USD |
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USD 0.01 common |
Sale |
91,373 |
27.4096 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
24 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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